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R01
R01
By: Ellie Atkinson
The UK Financial Services Industry: An Overview, Serving The Retail Customer, Principles And Rules Set Out In The Regulatory Framework10Decks416Flashcards269Learners -
CII - R01
CII - R01
By: Jordan Sidaway
2 - Retail Customers, 3 - Legal Concepts, 4 - Financial Services Regulation9Decks230Flashcards454Learners -
R01
R01
By: James Wilkinson
Learning objective 2, Learning objective 3, Learning objective 412Decks257Flashcards23Learners -
R01 Jan 2020
R01 Jan 2020
By: Jennifer Barker
The Uk Financial Services Industry, Serving the retail customer, Laws & legal concepts relevant to financial advice13Decks514Flashcards36Learners -
R01
R01
By: James Coldwell
Chapter 1 - UK Financial Services Overview, Exam extras, Chapter 3 - Laws And Legal Concepts7Decks377Flashcards5Learners -
R01 Study
R01 Study
By: Simon Large
Chapter One: The UK Financial Services Industry: An Overview, Chapter Two: Serving the Retail Customer, Chapter Three: Laws & Legal Concepts11Decks301Flashcards13Learners -
R01 2023
R01 2023
By: Chelsee de Niet
The UK financial Services Industry, Serving The Retail Customer, Laws And Legal Concepts Relevant To Financial Advice12Decks292Flashcards8Learners -
R01
R01
By: James Drugnick
R01 1st deck, R01 Legal Persons, R01 The FCA Handbook 17Decks151Flashcards1Learner -
R01 - SH
R01 - SH
By: Shaun Hickman
Chapter 1 Qs, Chapter 1 Notes, Chapter 2 Qs17Decks261Flashcards11Learners -
R01
R01
By: Oliver Walls
Chapter 1, Chapter 2, Chapter 311Decks266Flashcards3Learners -
R01 CS
R01 CS
By: Charlotte Scott
Protection & Insurance, Types Of Client & Business, Regulatory Advice Process15Decks219Flashcards3Learners -
CII: R01 2020-21
CII: R01 2020-21
By: Lucie Sudworth
1 - The UK Financial Services Industry: An Overview, 2 - Serving the retail consumer, 3 - Laws and Legal concepts relevant to financial advice9Decks167Flashcards40Learners -
R01 Karim
R01 Karim
By: Karim Mostafa
Chapter 1 Summary Points, Chapter 2: How the retail consumer is served by the financial services industry, Chapter 3: Legal concepts and considerations relevant to financial advice11Decks154Flashcards3Learners -
CII R01
CII R01
By: Adam Bradbury
8. Client Advising Skills, 7. The Regulatory Advice Framework, 6. Principles & Rules as Set out in the Regulatory Framework10Decks60Flashcards32Learners -
CII R01 - Financial Services, Regulation & Ethics
CII R01 - Financial Services, Regulation & Ethics
By: Karishma Hirani
Pt 2. Serving the Retail Consumer - Budgeting, Managing Debt and Borrowing, Pt 2. Serving the Retail Consumer - Mortgages and Loans, Pt 2. Serving the Retail Consumer - Protection23Decks428Flashcards21Learners -
R01: Financial Services, Regulation and Ethics
R01: Financial Services, Regulation and Ethics
By: Jonathon Brand
1. The UK Financial Services Industry: An Overview, 2. Serving the Retail Consumer, 3. Laws and Legal Concepts Relevant to Financial Advice9Decks629Flashcards18Learners -
R01
R01
By: Liam Demaine
Industry Overview, Serving The Retail Customer, Laws and Legal Concepts5Decks153Flashcards1Learner -
R01
R01
By: Olly Slaney
Revision1Decks173Flashcards1Learner -
R01 - Financial Services, Regulation and Ethics
R01 - Financial Services, Regulation and Ethics
By: Sam Cross
Chapter 1A - Overview, Chapter 1B - UK Financial Services Structure, Chapter 1C - The Role and Structure of International Markets10Decks367Flashcards6Learners -
CII R01 - Chapter 5
CII R01 - Chapter 5
By: Mia Savory
A. UK Regulatory Landscape, B. FCA Objectives, C. Scope And Powers5Decks22Flashcards1Learner -
R01 2023
R01 2023
By: Jay Ngo
5 - Understand the financial regulator's responsibilities and approach to regulations, 7 Core Regulatory Principles and Rules, 2 - Serving the Retail Customer11Decks537Flashcards1Learner -
R01
R01
By: Adam Owen
R011Decks247Flashcards4Learners -
R01
R01
By: Jemma Trezza
Chapter 1 - The UK financial services industry: an overview, Chapter 5.1 Responsibilities and Approach to Regulation2Decks31Flashcards1Learner -
CII R01
CII R01
By: Harry Haines
Chapter 1 - Understand the UK Financial Services Industry in its European and Global Context, Chapter 2 - Serving the retail consumer2Decks31Flashcards4Learners -
R01
R01
By: Jacob Graham
Chapter 1 - UK Financial Services (European & Global Context), Chapter 4 - Financial Services Regulation, Chapter 3 - Legal Concepts And Considerations4Decks79Flashcards1Learner -
R01
R01
By: Ashleigh Thomasson
Chapter 1, Chapter 2, Chapter 35Decks22Flashcards3Learners -
R01
R01
By: Jonathan Jago
Chapter 1, Chapter 2, Chapter 311Decks109Flashcards2Learners -
R01
R01
By: Rual Morales
GR001, VO001, VO0024Decks107Flashcards2Learners -
R01 Chapter 5B: The FCA Handbook
R01 Chapter 5B: The FCA Handbook
By: Lauren Tall
5B.1 Financial Stability and prudential regulation / high level standards (HLS), 5B.2. Block 2: Prudential standards, 5B.3. Block 3: Business standards7Decks320Flashcards2Learners -
R01 Financial Services Regulation & Ethics
R01 Financial Services Regulation & Ethics
By: David Landi
Mortgages, Life Assurance, Sickness & Health Insurance4Decks43Flashcards12Learners