R01 Cii Flashcards & Quizzes | Brainscape

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CII - R01

CII - R01

By: Jordan Sidaway

2 - Retail Customers, 3 - Legal Concepts, 4 - Financial Services Regulation

9

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230

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454

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CII: R01 2020-21

CII: R01 2020-21

By: Lucie Sudworth

1 - The UK Financial Services Industry: An Overview, 2 - Serving the retail consumer, 3 - Laws and Legal concepts relevant to financial advice

9

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167

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40

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CII R01

CII R01

By: Adam Bradbury

8. Client Advising Skills, 7. The Regulatory Advice Framework, 6. Principles & Rules as Set out in the Regulatory Framework

10

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60

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32

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CII R01 - Financial Services, Regulation & Ethics

CII R01 - Financial Services, Regulation & Ethics

By: Karishma Hirani

Pt 2. Serving the Retail Consumer - Budgeting, Managing Debt and Borrowing, Pt 2. Serving the Retail Consumer - Mortgages and Loans, Pt 2. Serving the Retail Consumer - Protection

23

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428

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21

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CII R01 - Chapter 5

CII R01 - Chapter 5

By: Mia Savory

A. UK Regulatory Landscape, B. FCA Objectives, C. Scope And Powers

5

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22

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1

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CII R01

CII R01

By: Harry Haines

Chapter 1 - Understand the UK Financial Services Industry in its European and Global Context, Chapter 2 - Serving the retail consumer

2

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31

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4

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CII R01 - Chapter 9

CII R01 - Chapter 9

By: Mia Savory

A. Communicating, B. Gathering Information, C.Assessment And Analysis

4

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22

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1

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