CFA Code of Ethics Flashcards Preview

2. Ethics and Investment Professionalism > CFA Code of Ethics > Flashcards

Flashcards in CFA Code of Ethics Deck (2)
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1

6 point Code of Ethics for all CFA Members and Candidates (APCIPJECMPC)

1. Act with integrity, competence and ethics with ALL PARTICIPANTS IN GLOBAL CAP MARKETS
2. Integrity of profession and CLIENTS INTERESTS ABOVE OWN
3. PROFESSIONAL JUDGEMENT AND CARE
4. Practice and encourage others to practice ETHICS
5. PROMOTE CAPITAL MARKETS for benefit of society
6. Maintain and Improve PROFESSIONAL COMPETENCE of yourself and other professionals.

2

7 Standards of Professional Conduct (PIDDICR)

1. Professionalism
2. Integrity of capital markets
3. Duties to clients
4. Duties to employers
5. Investment analysis, recommendations, actions
6. Conflicts of interest
7. Responsibilities as CFA member / candidate

Follow whichever is strictest out of CoE and SoPC