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company compliance & administration

This class was created by Brainscape user Laura Capel. Visit their profile to learn more about the creator.

By: Laura Capel
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Decks in this class (16)

Chapter 1 - THE ROLE OF THE CO SEC
No deck description has yet been added by the author.
51  cards
Chapter 2 - THE DIRECTORS
No deck description has yet been added by the author.
49  cards
Chapter 3 - EFFECTIVE BOARD PRACTICES
No deck description has yet been added by the author.
23  cards
Chapter 4 - THE MEMBERS
No deck description has yet been added by the author.
50  cards
Chapter 5 - COMPANY COMPLIANCE
No deck description has yet been added by the author.
22  cards
Chapter 6 - ANNUAL OR INTEGRATED REPORT
No deck description has yet been added by the author.
20  cards
Chapter 7 - EXTERNAL AUDIT
No deck description has yet been added by the author.
16  cards
Chapter 8 - SECURITIES EXCHANGE LISTING REGIME
No deck description has yet been added by the author.
36  cards
Chapter 9 - MAINTENANCE OF RECORDS
No deck description has yet been added by the author.
35  cards
Chapter 10 - CO SEC APPLICATIONS (SOFTWARE)
No deck description has yet been added by the author.
6  cards
Chapter 11 - MINUTES
No deck description has yet been added by the author.
28  cards
Chapter 12 - REGULATORY OVERSIGHT
No deck description has yet been added by the author.
11  cards
Chapter 13 - REGULATION AND DISCLOSURE
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12  cards
Chapter 14 - MEETINGS OF MEMBERS AND SHAREHOLDERS
No deck description has yet been added by the author.
37  cards
Chapter 15 - MEETINGS OF THE BOARD AND ITS COMMITTEES
No deck description has yet been added by the author.
9  cards
Chapter 16 - SHARES
No deck description has yet been added by the author.
67  cards

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company compliance & administration

  • Class purpose General learning

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