This class was created by Brainscape user Ben Gurley. Visit their profile to learn more about the creator.
Flashcard maker:
Ben Gurley
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Decks in this class (34)
Customer Accounts
No deck description has yet been added by the author.
85
cards
Margin Rules
No deck description has yet been added by the author.
35
cards
Long Margin Accounts
No deck description has yet been added by the author.
17
cards
Short Margin Accounts
No deck description has yet been added by the author.
6
cards
Margin on Options
No deck description has yet been added by the author.
10
cards
Account Chapter Test Questions
No deck description has yet been added by the author.
9
cards
New Issues - Corporate Underwritings
No deck description has yet been added by the author.
37
cards
New Issues - Municipal Underwritings
No deck description has yet been added by the author.
25
cards
New Issues - US Gov't and Agency Underwritings
No deck description has yet been added by the author.
17
cards
Investment Companies - Overview
No deck description has yet been added by the author.
9
cards
Investment Companies - Management Companies
No deck description has yet been added by the author.
55
cards
Investment Companies - Variable Annuities
No deck description has yet been added by the author.
23
cards
Investment Companies - REITs and BDCs
No deck description has yet been added by the author.
15
cards
Investment Companies - Retirement / Education / Health Savings Plans
No deck description has yet been added by the author.
31
cards
Investment Companies - Test Questions
No deck description has yet been added by the author.
45
cards
Taxes & Tax Shelters - Types of Taxable Income
No deck description has yet been added by the author.
12
cards
Taxes & Tax Shelters - Taxation of Corporate and Gov't Securities
No deck description has yet been added by the author.
17
cards
Taxes & Tax Shelters - Taxation of Muni Bonds
No deck description has yet been added by the author.
7
cards
Taxes & Tax Shelters - Taxation of Equity Options
No deck description has yet been added by the author.
7
cards
Taxes & Tax Shelters - Other Tax Rules
No deck description has yet been added by the author.
23
cards
Taxes & Tax Shelters - Tax Advantaged Investments
No deck description has yet been added by the author.
40
cards
Taxes & Tax Shelters - Test Questions
No deck description has yet been added by the author.
10
cards
Regulations - Securities Act of 1933
No deck description has yet been added by the author.
50
cards
Regulations - Securities Exchange Act of 1934
No deck description has yet been added by the author.
56
cards
Regulations - Test Questions
No deck description has yet been added by the author.
13
cards
Regulations - Other Federal and State Regulations
No deck description has yet been added by the author.
27
cards
Regulations - FINRA Rules
No deck description has yet been added by the author.
53
cards
Regulations - MSRB Rules
No deck description has yet been added by the author.
24
cards
Regulations - CBOE
No deck description has yet been added by the author.
1
cards
Analysis - Fundamental Analysis
No deck description has yet been added by the author.
19
cards
Analysis - Economic Analysis
No deck description has yet been added by the author.
9
cards
Analysis - Test Questions
No deck description has yet been added by the author.
1
cards
Debt
No deck description has yet been added by the author.
107
cards
General Test Questions
No deck description has yet been added by the author.
317
cards
More about Series 7
- Class purpose General learning
The creator of this class did not yet add a description for what is included in this class.
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