Unit 3 - Cash Flow Management and Financing Strategies, Unit 6 - Regulatory Requirements, Financial Institutions, Professional Conduct, and Fiduciary Responsibility, Unit 1 - The Personal Financial Planning Process and Interpersonal Communication...
A.3 Function, purpose, and general structure of financial institutions, A. Professional Conduct and Regulation (8%), A.1 CFP Board’s Code of Ethics and Standards of Conduct...