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  • Series 65 - Unit 2: Types and Characteristics of Fixed Income (Debt) Securities
    Series 65 - Unit 2: Types and Characteristics of Fixed Income (Debt) Securities

    Series 65 - Unit 2: Types and Characteristics of Fixed Income (Debt) Securities

    By: John Allen
    Lesson 2.1: Bonds as Fixed Income Securities, Lesson 2.2: Bond Math, Lesson 2.3: Corporate and Treasury Debt Securities ...
    7
    Decks
    135
    Flashcards
    2
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  • Dee Review
    Dee Review

    Dee Review

    By: Diane Gutierrez
    Series 7 REVIEW IT!, Unit 1: The New Issues Market, Unit 2: Equity Securities ...
    9
    Decks
    207
    Flashcards
    1
    Learner
  • Financial Advisor
    Financial Advisor

    Financial Advisor

    By: Jose Ledesma
    Financial Terms, Market Indicies, Stocks ...
    18
    Decks
    204
    Flashcards
    2
    Learners
  • ECB004 Introduction to Financial Economics
    ECB004 Introduction to Financial Economics

    ECB004 Introduction to Financial Economics

    By: Leon Gogiqi
    WEEK 1: Capital Market Participants, WEEK 2 - Equity Market Trading, WEEK 2 - OTC Markets, Dealers, Inter-dealer brokers ...
    13
    Decks
    314
    Flashcards
    1
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  • Solomon SIE Exam Prep
    Solomon SIE Exam Prep

    Solomon SIE Exam Prep

    By: Kris Queen
    1.1 Equity Securities, Chapter 3 Investment Companies, Life Insurance Products, And Other Packaged Securities, 2.14 Money market securities ...
    23
    Decks
    299
    Flashcards
    1
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  • Equity/Alternative
    Equity/Alternative

    Equity/Alternative

    By: Manol Chew
    I-Market Organization-4, II-Indexes/Market Efficiency-3, III-Equity Securities/Valuation-2 ...
    5
    Decks
    104
    Flashcards
    2
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  • Intro to Finance (Sophia)
    Intro to Finance (Sophia)

    Intro to Finance (Sophia)

    By: Victoria Zavor
    Financial Fundamentals, Time Value of Money and Financial Securities, Risk, Markets, and Capitalization ...
    4
    Decks
    272
    Flashcards
    1
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  • Finance 261
    Finance 261

    Finance 261

    By: Maxwell Nalder
    Topic 1: Investment Alternatives, Security Markets, Returns and Risks ...
    8
    Decks
    194
    Flashcards
    1
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  • Finance
    Finance

    Finance

    By: Sarah Thomas
    Bond Valuation & Interest Rates, Stock Valuation, Return, Risk, and The Security Market Line
    3
    Decks
    77
    Flashcards
    4
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  • equity investments
    equity investments

    equity investments

    By: Antoine Chartrand
    industry and company analysis, Equity securities, Market Organization and structure ...
    5
    Decks
    160
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    1
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  • CIPP/US
    CIPP/US

    CIPP/US

    By: Snarkadark P
    Ch 1 - Intro to Privacy, Ch 2 - Structure of U.S. Law, Ch 3 - Fed & State Regulators ...
    14
    Decks
    1,111
    Flashcards
    1
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  • FAR -My Own
    FAR -My Own

    FAR -My Own

    By: Monir Uzzaman
    FAR (My Own), FAR (Marketable Securities ), FAR ( Working Capital) ...
    10
    Decks
    317
    Flashcards
    2
    Learners
  • Managerial Finance
    Managerial Finance

    Managerial Finance

    By: Emily James
    Intro (Week 1), Discounting and Present Values (Week 1), The Time Value of Money (Week 2) ...
    19
    Decks
    304
    Flashcards
    7
    Learners
  • RM APC Flashcards
    RM APC Flashcards

    RM APC Flashcards

    By: Rachel Meir
    Optional - Leasing Letting (L3) - done (exl. subs), Mandatory - Inclusive Environments (L1) done, Mandatory - Client Care (L2) done ...
    22
    Decks
    794
    Flashcards
    4
    Learners
  • CSC Volume 1
    CSC Volume 1

    CSC Volume 1

    By: dayne alton
    Volume 1, Chap 1 The Canadian Securities Industry, Volume 1 - Key Terms, Volume Chatper 2 - The Capital Market ...
    13
    Decks
    157
    Flashcards
    6
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  • My SIE study Guide cards
    My SIE study Guide cards

    My SIE study Guide cards

    By: Kris Queen
    Corporate bonds A, Equity Securities; Rights, Equity Securities; Warrants And ADRs ...
    16
    Decks
    102
    Flashcards
    1
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  • SFA
    SFA

    SFA

    By: Will Meeks
    Organization Setup (3%), User Setup (7%), Security and Access (13%) ...
    12
    Decks
    265
    Flashcards
    4
    Learners
  • XCEL Life, Accident, and Health Insurance FOR CALIFORNIA
    XCEL Life, Accident, and Health Insurance FOR CALIFORNIA

    XCEL Life, Accident, and Health Insurance FOR CALIFORNIA

    By: Charissa Riedel
    INTRO TO LIFE INSURANCE, LAW OF CONTRACTS AND OTHER CONTRACT FEATURES, FIELD AND HOME OFFICE UNDERWRITING AND POLICY ISSUANCE ...
    19
    Decks
    758
    Flashcards
    4
    Learners
  • Series 7
    Series 7

    Series 7

    By: Hudson Good
    Series 7 Terms, Series 7 STC Municipal Bonds (Ch. 7), Series 7 STC U.S. Treasury and Gov. Agency (Ch. 8) ...
    21
    Decks
    2,634
    Flashcards
    3
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  • AE CM2
    AE CM2

    AE CM2

    By: Nadine Pereira
    Chapter 2 Utility Theory, Chapter 12 Characteristics Of Derivative Securities, Chapter 9 Brownian Motion And Martingales ...
    6
    Decks
    78
    Flashcards
    5
    Learners
  • FAR
    FAR

    FAR

    By: Monio Mark
    Accounting standards and conceptual frameworks, Comprehensive Income, Balance Sheet and Disclosures Overview ...
    52
    Decks
    820
    Flashcards
    6
    Learners
  • FAR
    FAR

    FAR

    By: Miriam Hayashi
    Ratios, Statement of Cash Flows, Definitions ...
    14
    Decks
    28
    Flashcards
    1
    Learner
  • POLS1005
    POLS1005

    POLS1005

    By: Nick Hartman
    Foundations & Concepts, International History, Treaty of Westphalia to the Modern State ...
    21
    Decks
    335
    Flashcards
    18
    Learners
  • Securities Industry Essentials® (SIE®) - Sandbox
    Securities Industry Essentials® (SIE®) - Sandbox

    Securities Industry Essentials® (SIE®) - Sandbox

    By: David Giles
    1.1.1 The Securities and Exchange Commission (SEC), 1.1.2 Self-regulatory Organizations (SROs), 1.1.3 Other Regulators and Agencies ...
    34
    Decks
    183
    Flashcards
    2
    Learners
  • Investment Management
    Investment Management

    Investment Management

    By: Louis Paterson
    Chapter 1 - The Investment Environment, Chapter 2 - Asset Classes and Financial Instruments, Portfolio Management Evaluation ...
    12
    Decks
    143
    Flashcards
    21
    Learners
  • Financial Economics
    Financial Economics

    Financial Economics

    By: Dominic Jarvis
    L1 - Introduction and Time Value of Money, L2 - Fixed Income and Securities: Bond Characteristics, L3 - Bond Valuation ...
    8
    Decks
    322
    Flashcards
    1
    Learner
  • LAH Course
    LAH Course

    LAH Course

    By: Manny V Aguilar
    Intro to Life Insurance, Law of Contracts and Other Contract Features, Field and Home Office Underwriting and Policy Delivery ...
    12
    Decks
    707
    Flashcards
    1
    Learner
  • Wiley - CFA 1 Equity Investments
    Wiley - CFA 1 Equity Investments

    Wiley - CFA 1 Equity Investments

    By: Nick Polito
    Reading 36: Market Organization and Structure, Reading 38: Market Efficiency, Reading 37: Security Market Indices ...
    6
    Decks
    85
    Flashcards
    3
    Learners
  • Financial.E
    Financial.E

    Financial.E

    By: Jay Jay
    Lecture 1- capital matkets, 2nd week: Equity Market, Week 3: issuing securities ...
    11
    Decks
    212
    Flashcards
    2
    Learners
  • FAR
    FAR

    FAR

    By: Matt Bennett
    Financial Reporting, Financial Accounting Conceptual Framework and an Introduction to Financial Reporting, Structure of an Income Statement ...
    33
    Decks
    723
    Flashcards
    5
    Learners

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