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Learn Securities Markets

Study Securities Markets using smart web & mobile flashcards created by top students, teachers, and professors. Prep for a quiz or learn for fun!

Top Securities Markets Flashcards Ranked by Quality

  • CSC course- FIP
    CSC course- FIP

    CSC course- FIP

    By: LaToya Grant
    366 Cards – 
    11 Decks – 
    16 Learners
    Sample Decks: CH.4-Economic Principles, CH.5- Economic Policy, CH.1- The capital Market
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  • Section 1 - Fixed Income
    Section 1 - Fixed Income

    Section 1 - Fixed Income

    By: Al Kart
    429 Cards – 
    18 Decks – 
    30 Learners
    Sample Decks: HOFIS 1, HOFIS 2, HOFIS 9
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  • Salesforce ADMIN -201-Winter2021
    Salesforce ADMIN -201-Winter2021

    Salesforce ADMIN -201-Winter2021

    By: Ginny Bertier
    478 Cards – 
    14 Decks – 
    68 Learners
    Sample Decks: Business Accounts & Contacts, API Basics & App Builder, Salesforce Basics
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  • AFM 121
    AFM 121

    AFM 121

    By: Jessica Ou Yang
    474 Cards – 
    12 Decks – 
    3 Learners
    Sample Decks: Chapter 1: The Capital Market, Chapter 2: The Canadian Securities Industry, Chapter 3: The Canadian Regulatory Environment
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  • Securities Exam
    Securities Exam

    Securities Exam

    By: Donovan Kattner
    649 Cards – 
    20 Decks – 
    32 Learners
    Sample Decks: Chapter 1 - Market Participation and Market Structure, Chapter 2 - Regulation, All Chapters
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  • Investment Management 3A
    Investment Management 3A

    Investment Management 3A

    By: REAMOHETSOE SEITATOLE TSOEUTE
    303 Cards – 
    13 Decks – 
    1 Learner
    Sample Decks: Fixed-Income Securities - Defining Elements Part 1, Fixed-Income Securities Defining Elements Part 2, Fixed-Income Securities: Defining Elements Part 3
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  • CIPP-US
    CIPP-US

    CIPP-US

    By: Jared Merkley
    981 Cards – 
    14 Decks – 
    632 Learners
    Sample Decks: Structure of US Law, Enforcement of U.S. Privacy and Security Laws, Information Management from a U.S. Perspective
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  • Management- Mors 200 Study Guide
    Management- Mors 200 Study Guide

    Management- Mors 200 Study Guide

    By: Heather Clark
    2,676 Cards – 
    39 Decks – 
    142 Learners
    Sample Decks: Funeral Service Merchandising- Chapters 1-3, Funeral Service Merchandising- Casket Interior, Funeral Service Merchandising- Interior Materials and Styles
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  • CIPP/US 2.5.1
    CIPP/US 2.5.1

    CIPP/US 2.5.1

    By: Kathleen Kramer
    341 Cards – 
    14 Decks – 
    2 Learners
    Sample Decks: Basic Terms/Privacy Overview, Structure and Enforcement of US Law, Info Management in US
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  • Series 7 Rep Level
    Series 7 Rep Level

    Series 7 Rep Level

    By: Tom Brandt
    4,465 Cards – 
    14 Decks – 
    3 Learners
    Sample Decks: Chapter Test Questions, Chapter 1: Equity Securities, Chapter 2: Issuing - Primary Market
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  • CIPP/E
    CIPP/E

    CIPP/E

    By: Xiuling Zhang
    232 Cards – 
    18 Decks – 
    556 Learners
    Sample Decks: EU Privacy Laws, Outsourcing, Internet Technology and Communications
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  • OLD_Shayan's Best SIE Exam Practice Test
    OLD_Shayan's Best SIE Exam Practice Test

    OLD_Shayan's Best SIE Exam Practice Test

    By: shayan modjtehedi
    881 Cards – 
    14 Decks – 
    1 Learner
    Sample Decks: Chapter 1 - Equity Securities, Chapter 2 - Debt Securities, Chapter 3 - Types of Bonds
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  • Fund To Business
    Fund To Business

    Fund To Business

    By: Marin Unknown
    411 Cards – 
    12 Decks – 
    1 Learner
    Sample Decks: Ch1- Intro, CH4- Entrepreneurs And SME, CH6- The 4P's
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  • Foundations
    Foundations

    Foundations

    By: Guam Ko'ko'
    1,380 Cards – 
    29 Decks – 
    21 Learners
    Sample Decks: Business of bank supervision, FRB BASE banking and supervision elements, Mortgage Securities
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  • HS328: Investments
    HS328: Investments

    HS328: Investments

    By: Darren Evensen
    138 Cards – 
    14 Decks – 
    45 Learners
    Sample Decks: Chapter 1: Securities Markets & Market Mechanics, Chapter 2: Measuring Returns & Risk, Chapter 3: Managing Portfolios (Theory)
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  • SIE
    SIE

    SIE

    By: Tyler Davis
    295 Cards – 
    15 Decks – 
    26 Learners
    Sample Decks: Equity Securities, Debt Securities, Equity Options
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  • active investment management
    active investment management

    active investment management

    By: Idil Ozdemir
    78 Cards – 
    3 Decks – 
    53 Learners
    Sample Decks: chapter 1; elements of investments, Chapter 2 ;asset classes and financial instruments, Chapter 3; Securities Markets
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  • SIE
    SIE

    SIE

    By: JOHN BURNS
    446 Cards – 
    9 Decks – 
    1 Learner
    Sample Decks: Securities Underwriting, Equity Securities, Debt Securities - Corp and U.S.
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  • Finance
    Finance

    Finance

    By: Montana Berg
    349 Cards – 
    11 Decks – 
    24 Learners
    Sample Decks: Test 2- Chapter 5-Monetary Policy, Test 2- Chapter 6: Money Markets, Test 2-Chapter 7: Bond Markets
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  • SIE
    SIE

    SIE

    By: Michael Sheen
    519 Cards – 
    10 Decks – 
    1 Learner
    Sample Decks: IRA's, Account Registration Options, Chapter 1
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  • global systems and governance
    global systems and governance

    global systems and governance

    By: megan hazard
    418 Cards – 
    26 Decks – 
    86 Learners
    Sample Decks: global commons - overview, antarctica - background, antarctica - threats
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  • SCA Financial Rules & Regs
    SCA Financial Rules & Regs

    SCA Financial Rules & Regs

    By: Breeze On
    144 Cards – 
    7 Decks – 
    1 Learner
    Sample Decks: Chapter 1 - Regulatory Infrastructure, Chapter 2 - Associated Markets and Securities Legislation, Chapter 3 - Authorised Persons
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  • BSA 33P
    BSA 33P

    BSA 33P

    By: Angel Lea Regalado
    1,801 Cards – 
    22 Decks – 
    4 Learners
    Sample Decks: Chapter 1 [Quality Audit: Why It Matters], Chapter 5 [Professional Auditing Standards and the Audit Opinion Formulation Process], Chapter 2 [The Auditor’s Responsibilities Regarding Fraud and Mechanisms to Address Fraud: Regulation and Corporate Governance]
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  • IMC IE Chapter 9
    IMC IE Chapter 9

    IMC IE Chapter 9

    By: Serena Asante
    318 Cards – 
    8 Decks – 
    1 Learner
    Sample Decks: 9.1 The role of the securities markets in providing liquidity and price transparency, 9.2 Why liquidity is important for the efficient allocation of costs, 9.3 Trading securities in the UK
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  • BCOR 1015 Review
    BCOR 1015 Review

    BCOR 1015 Review

    By: Chris Gerlacher
    587 Cards – 
    53 Decks – 
    182 Learners
    Sample Decks: Adding value and major types of businesses, 3 Steps From Consumer To Business Professional, 5 Major Environments Businesses Operate In
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  • IMC Unit 1 - Chapter 1
    IMC Unit 1 - Chapter 1

    IMC Unit 1 - Chapter 1

    By: Emily Havers
    247 Cards – 
    5 Decks – 
    16 Learners
    Sample Decks: Section 1, Section 2 - the role of securities markets in providing liquidity and price transparency, Additional
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  • Advanced Investment Strategies
    Advanced Investment Strategies

    Advanced Investment Strategies

    By: Mathieu Gouraud
    210 Cards – 
    12 Decks – 
    4 Learners
    Sample Decks: Ch 1 - The Canadian Wealth Accumulation Market, Ch2 - Wealth Accumulation, Discovery, and Marketing, Ch 3 Understanding a Client’s Risk Tolerance
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  • FINANCIAL MARKETS
    FINANCIAL MARKETS

    FINANCIAL MARKETS

    By: Unknown Unknown
    105 Cards – 
    5 Decks – 
    2 Learners
    Sample Decks: Central Banks, Financial Actors, Money Market & Short term securities
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  • SIE- CoCo Exam
    SIE- CoCo Exam

    SIE- CoCo Exam

    By: Courtany Derengowski
    297 Cards – 
    11 Decks – 
    2 Learners
    Sample Decks: Options, Regulation of Securities Markets, Equity Securities
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  • CSSC EOM Exams
    CSSC EOM Exams

    CSSC EOM Exams

    By: Rexter Retana
    255 Cards – 
    14 Decks – 
    53 Learners
    Sample Decks: Module 1 - Organization of Financial and Equities Markets, Module 2 - Analysis and Use of Financial Statements, Module 3 - Quantitative Methods of Finance
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  • Series 6
    Series 6

    Series 6

    By: amara destinee
    280 Cards – 
    6 Decks – 
    1 Learner
    Sample Decks: Equity Securities, Introduction to Investment companies, Regulations of Securities Markets
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  • CFA Level I Formulas
    CFA Level I Formulas

    CFA Level I Formulas

    By: Jack D
    410 Cards – 
    34 Decks – 
    99 Learners
    Sample Decks: Reading 5: Time Value of Money, Reading 6: Discounted Cash Flow Applications, Reading 7: Statistical Concepts and Market Returns
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  • Investment Planning
    Investment Planning

    Investment Planning

    By: Omen Quelvog
    406 Cards – 
    8 Decks – 
    2 Learners
    Sample Decks: Security Markets and Money Market Instruments, Debt Investments, Equity Investments & Managed Assets
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  • FIN3703
    FIN3703

    FIN3703

    By: Rain 28
    372 Cards – 
    12 Decks – 
    3 Learners
    Sample Decks: Financial Assets, Financial Markets, Financial Institutions
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  • SIE Exam
    SIE Exam

    SIE Exam

    By: Kathryn O'Connell
    1,113 Cards – 
    13 Decks – 
    1 Learner
    Sample Decks: Unit 1: Primary Markets and Secondary Market Trading, Unit 2 Equity Securities, Unit 3 Debt Securities
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  • Salesforce Admin study 06152019
    Salesforce Admin study 06152019

    Salesforce Admin study 06152019

    By: Tina Mccauley - OIT
    243 Cards – 
    10 Decks – 
    59 Learners
    Sample Decks: Orgainiation Setup, Sales and marketing applications, Activity management and collaboration
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  • AGEC 350
    AGEC 350

    AGEC 350

    By: Emma Golightly
    273 Cards – 
    20 Decks – 
    1 Learner
    Sample Decks: intro, Boundary Waters Canoe Area, environment as an asset
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  • STC Cards
    STC Cards

    STC Cards

    By: Nick Baker
    508 Cards – 
    11 Decks – 
    4 Learners
    Sample Decks: Chapter 1 - Overview Of Financial Markets And Regulation, Chapter 2 - Registered Representatives and Financial Firms, Chapter 3 - Customer Accounts - Objectives and Tax Issues
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  • Life & Health Insurance Exam
    Life & Health Insurance Exam

    Life & Health Insurance Exam

    By: Melanie Demb
    972 Cards – 
    15 Decks – 
    293 Learners
    Sample Decks: Chapter 1: General Insurance, Chapter 2: Life Basics, Chapter 3: Types of Policies and Riders
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  • RICS APC Oct 2023
    RICS APC Oct 2023

    RICS APC Oct 2023

    By: Al Adams
    465 Cards – 
    20 Decks – 
    3 Learners
    Sample Decks: L3 Valuation, L3 Inspections, L3 Loan Security
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  • CISI Securities
    CISI Securities

    CISI Securities

    By: kacy thiru
    217 Cards – 
    14 Decks – 
    83 Learners
    Sample Decks: 1.1 Asset Classes- Shares, 1.2 Asset Classes - Debt Instruments, 1.3 Government Debt
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  • CHRIS'S CSC PREP
    CHRIS'S CSC PREP

    CHRIS'S CSC PREP

    By: Dennis Ragauskas
    357 Cards – 
    10 Decks – 
    41 Learners
    Sample Decks: Chapter 1 Terms, Chapter 1 | The Canadian Securities Industry, Chapter 2 | The Capital Market
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  • CFA Level 1 DETAIL
    CFA Level 1 DETAIL

    CFA Level 1 DETAIL

    By: Anjy Alli
    1,828 Cards – 
    16 Decks – 
    3 Learners
    Sample Decks: Ethics, Ethics Questions, FRA Questions
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  • CIPP/US - Complete
    CIPP/US - Complete

    CIPP/US - Complete

    By: Allison DiPietro
    287 Cards – 
    13 Decks – 
    137 Learners
    Sample Decks: Structure of U.S. Law, Enforcement of U.S. Privacy and Security Laws, Information Management from a U.S. Perspective
    Show Class
  • CIPP-US
    CIPP-US

    CIPP-US

    By: Christina Russell
    1,111 Cards – 
    14 Decks – 
    170 Learners
    Sample Decks: Ch 1 - Intro to Privacy, Ch 2 - Structure of U.S. Law, Ch 3 - Fed & State Regulators
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  • Business 121
    Business 121

    Business 121

    By: megan draegert
    176 Cards – 
    5 Decks – 
    249 Learners
    Sample Decks: Understanding Accounting and Financial Information (17 L.S.), Financial Management (18 L.S.), Using Securities Markets for Financing and Investing Opportunities (19 L.S.)
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  • Abs APC
    Abs APC

    Abs APC

    By: Abhinav Shally
    602 Cards – 
    18 Decks – 
    3 Learners
    Sample Decks: Ethics, Rules Of Conduct & Professionalism, Client Care, Communication & Negotiation
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  • CWORLDS
    CWORLDS

    CWORLDS

    By: Viseus Dela Cruz
    565 Cards – 
    18 Decks – 
    1 Learner
    Sample Decks: hte contemprry word 1st quzi, Global Market Integration, Global Governance
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  • Series 7 Exam
    Series 7 Exam

    Series 7 Exam

    By: Justin Paradis
    766 Cards – 
    14 Decks – 
    1 Learner
    Sample Decks: Chapter 1 – Equity Securities, Chapter 2 - Issuing: Primary Market, Chapter 3: Trading - Secondary Market
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  • CSC
    CSC

    CSC

    By: Virginia Holst
    195 Cards – 
    10 Decks – 
    6 Learners
    Sample Decks: Chapter 1 - The Canadian Securities Industry, Chapter 2 - The Capital Market, Chapter 3 - The Canadian Regulatory Environment
    Show Class

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