SEC

Question 1

Nonaccelerated filer

Answer 1

According to the SEC - entity with less than 75 mil in the public market value

Question 2

Form 8-k

Answer 2

Reports significant events that effect the company such as a business combination or bankruptcy

Question 3

Form 10-k

Answer 3

Annual filing by a Public entity with US SEC

Question 4

Form 10-Q

Answer 4

Quartely filing by a public entity - SEC requirement for unaudited, interim F/S reviewed by an independent accountant

Question 5

Form S-1

Answer 5

Basic registration form for new securities to be listed in the US

Question 6

Form 14a Proxy

Answer 6

Management request the right to vote through proxy for shareholders at meetings

Question 7

Regulation S-k

Answer 7

governs the form and content of nonfinancial statement disclosure. ex 10-k

Question 8

Regulation S-X

Answer 8

governs the form and content of financial statements and financial statement disclosure ex balance sheet

Question 9

accelerated filer

Answer 9

entity with more than 75 mil in the public market value but less than 700 mil

Question 10

Large accelerated filer

Answer 10

entity with more than 700 mil & more in the public market value