SEC reporting Flashcards
0
Q
20-F and 40-F
A
Similar to 10K
For foreign private issuers
40 = Canada
20 = other non US registrants
1
Q
11-K
A
Annual report if employee benefit plans
2
Q
Form 6-K
A
Similar to 10Q
Semi-annually by foreign private issuers
3
Q
Forms 3, 4, and 5
A
For directors, officers, or beneficial owners of more than 10% of a class of equity stock
