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Patrick Cuevas
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Decks in this class (24)
Chapter 5 Questions
Individual corporate directors ha...,
Outside director 2,
Inside director 3
25
cards
Chapter 4 notes
In the absence of expressed const...,
Arianna is an officer of new stag...,
Choose which of the following is ...
29
cards
Chapter 3
A limited liability company llc c...,
The term used to designate a pers...,
The document filed with a designa...
25
cards
Chapter 2: Partnership Concepts Formation and Operationships (Practice)
One basic difference between part...,
When there is no expressed partne...,
Pass through entity 3
16
cards
Chapter 2: Dissociation of a Partner and Partnership Termination
When one partner s relationship w...,
Chase marla and enrique have been...,
After a partner s dissociation hi...
9
cards
Chapter 2: Limited Liability Partnerships and Limited Partnership
The two categories of enterprises...,
Llps must be formed and operated ...,
What is the major advantage of an...
9
cards
Chapter 8: Agency Relationships
N an agency relationship involvin...,
A familiar example of an agent is...,
The party represented by the agen...
7
cards
Chapter 8: Formation of the Agency Relationships
Agency relationships are normally...,
Generally agency agreements must ...,
With respect to who can become a ...
14
cards
Chapter 8: Duties, Rights and Remedies of Agents and Principals
The five duties the agent owes th...,
The principal agent relationship ...,
The four typical duties that the ...
9
cards
Chapter 7: The SEC and Securities Act of 1933
The securities act of 1933 was de...,
The sec is not responible for 2,
The howey test is a test 3
8
cards
Chapter 7: The Securities Exchange Act of 1934
The difference between the securi...,
Sec rule 10b 5 only applies to ca...,
Insider trading involves individu...
9
cards
Chapter 7: State Securities Laws Corporate Governance and Online Securities Fraud
Blue sky laws are 1,
In 2002 the national conference o...,
Effective corporate governance is...
6
cards
SSTS # 1
This statement sets forth the app...,
This statement also addresses a m...,
Our self assessment tax system ca...
4
cards
SSTS # 2: Answers to questions on returns
This statement sets forth the app...,
A member should make a to obtain ...,
Reasonable grounds may exist for ...
3
cards
SSTS # 3: Certain Procedural Aspects of Preparing Returns
This statement sets forth the app...,
A member should not ignore the im...,
The preparer s declaration on a t...
4
cards
SSTS # 4: Use of Estimates
This statement sets forth the app...,
Unless prohibited by statute or b...,
Some examples of unusual circumst...
3
cards
SSTS # 5: Departure From a Position Previously Concluded in an Administrative Proceeding or Court Decision
This statement sets forth the app...
1
cards
SSTS # 6: Knowledge of Error: Return Preparation and Administrative Proceedings
This statement sets forth the app...,
This statement applies whether or...,
If the taxpayer does not correct ...
5
cards
SOX: Title 1 PCAOB
What are the dutied of the pcaob 1,
What are the dutied of the pcaob 2,
How many members on the board 3
26
cards
SOX: Title 2
Under 201 what are the prohibited...,
Why any exceptions de minimus exc...,
Conflict of interest 3
5
cards
SOX: Title 3
Under 301 what are the requiremen...,
Who is required to sign off on au...,
What are they certifying 3
4
cards
SOX: Title 4
What are off the balance sheet tr...,
What are the rules regarding conf...,
What kind of disclosures must the...
5
cards
SOX: Title 8
1 what is the consequence for des...,
What is the consequence for destr...,
How long must you maintain the au...
6
cards
SOX Title 9
What are the criminal penalties f...,
What is the difference between kn...
2
cards
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ADV BLAW 2015
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