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Evan Hoehne
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Decks in this class (22)
Chapter 2 Terms (SIE Unit 10)
Bankers acceptances,
Roles of transfer agents,
Revenue bond
25
cards
SIE Unit 7
Capital risk,
2
cards
SIE Unit 6
Hypothecation,
Wrap account,
Who sets margin maintenance requi...
12
cards
Chapter 3 Terms
Covariance,
Covariance formula,
What geometric mean calculates
9
cards
Chapter 4 Terms
Rebalancing,
What it means when an asset is ab...,
Tactical asset allocation
5
cards
SIE Unit 11
3 st,
Fincen,
Currency transaction reports
25
cards
SIE Unit 12
Do fingerprints need to be submit...,
Private securities transaction,
Requirements for taking a top off...
24
cards
Chapter 5 Terms
What eugene fama is known for,
Rate anticipation effect,
Relative valuation methodology
8
cards
Chapter 6 Terms
Founding father of modern portfol...,
Representativeness,
Myopic loss aversion
8
cards
SIE Unit 3
Balloon bond,
Convertible feature,
Parity
28
cards
SIE Unit 5
How etfs are priced,
Items included in tangible drilli...,
How to dissolve limited partnersh...
18
cards
SIE Unit 8
What isn t taxed as ordinary income,
Yield,
Monetary limit used to reduce ord...
7
cards
Chapter 7 Terms
1
cards
Chapter 10 Terms
Municipal bond with highest credi...,
Disadvantage of bonds for issuing...,
4
cards
Chapter 8 Terms
Accommodates bonds with embedded ...,
Ladder strategy,
Barbell strategy
5
cards
SIE Unit 1
Best efforts underwriting,
Firm commitment underwriting,
Syndicate
37
cards
SIE Unit 2
Authorized stock,
Issued stock,
Outstanding stock
26
cards
SIE Unit 9
Fiscal policy,
Keynesian theory,
Supply side economics
24
cards
SIE Unit 4
Unit investment trust,
Face amount certificate,
Closed end investment company
26
cards
SIE Practice Exam
Etn,
A broker dealer firm s registrati...,
Exception to the written notice a...
15
cards
Final Exam Review
When an investor must buy to rece...,
Odd lot,
Round lot
36
cards
SIE Final
Warrants,
Warrants,
Adrs
12
cards
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fin-375
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