R01: Financial Services, Regulation and Ethics

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Flashcard maker: Jonathon Brand

Decks in this class (9)

1. The UK Financial Services Industry: An Overview
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41  cards
2. Serving the Retail Consumer
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122  cards
3. Laws and Legal Concepts Relevant to Financial Advice
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58  cards
4. The Regulation of Financial Services
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34  cards
5. Responsibilities and Approach to Regulation
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54  cards
6. The FCA Handbook
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64  cards
7. Core Regulatory Principles and Rules
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16  cards
R01 - Question Bank
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197  cards
Roles & Definitions
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43  cards

More about R01: Financial Services, Regulation and Ethics

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The creator of this class did not yet add a description for what is included in this class.

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