Brainscape's Knowledge GenomeTM


Top Flashcards (Certified)
All Flashcards

SCA Financial Rules & Regs

This class was created by Brainscape user Breeze On. Visit their profile to learn more about the creator.

By: Breeze On
Start Studying

Decks in this class (7)

Chapter 1 - Regulatory Infrastructure
Sca s purpose 1,
Sca is not permitted to 2,
What can sca issue regulations co...
29  cards
Chapter 2 - Associated Markets and Securities Legislation
What constitutes legal evidence o...,
What are the key responsibilities...,
What is the general assembly 3
29  cards
Chapter 3 - Authorised Persons
How much paid up capital does a b...,
What is the licvense period for a...,
What is the definition of solicit...
18  cards
Chapter 4 - Markets
Personal disclosure threshold 1,
Company disclosure threshold 2,
Market notification threshold 3
15  cards
Chapter 5 - Market Conduct
What is the sca definition of mon...,
What is the legal definition of c...,
How long can the central bank ord...
18  cards
Chapter 6 - Client Protection
What are the approved exemptions ...,
What categories are usually consi...,
What is the difference between pe...
13  cards
Chapter 7 - Trading
What information must a listed co...,
How frequently must listed compan...,
What are the adx trading hours 3
22  cards

More about
SCA Financial Rules & Regs

  • Class purpose General learning

Learn faster with Brainscape on your web, iPhone, or Android device. Study Breeze On's SCA Financial Rules & Regs flashcards now!

How studying works.

Brainscape's adaptive web mobile flashcards system will drill you on your weaknesses, using a pattern guaranteed to help you learn more in less time.

Learn more about spaced repetition

Add your own flashcards.

Either request "Edit" access from the author, or make a copy of the class to edit as your own. And you can always create a totally new class of your own too!

What's Brainscape anyway?

Brainscape is a digital flashcards platform where you can find, create, share, and study any subject on the planet.

We use an adaptive study algorithm that is proven to help you learn faster and remember longer....

Looking for something else?

Stage SCA complet
  • 24 decks
  • 714 flashcards
  • 2 learners
Decks: Mecaniques Ventilatoires, Mode De Ventilation Conventionnels, Parametres Ventilatoires Et Alarmes, And more!
Railway Rules EMR Mainline Driver
  • 41 decks
  • 1090 flashcards
  • 82 learners
Decks: Publications, Working Time Regulations, Signals, And more!
Financial Accounting Reporting
  • 28 decks
  • 1583 flashcards
  • 9 learners
Decks: Financial Statements, Basic Concepts Financial Statements, Income Statements Items, And more!
Find Flashcards
Make Flashcards
Brainscape helps you reach your goals faster, through stronger study habits.
© 2025 Bold Learning Solutions. Terms and Conditions