This class was created by Brainscape user Griffin Horne. Visit their profile to learn more about the creator.
Flashcard maker:
Griffin Horne
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Decks in this class (22)
Chapter 1- Federal Securities Regulations-5 Questions
The creator of this deck did not yet add a description for what is included in this deck.
77
cards
Chapter 2 Sections 1-6- state Regulation under The uniform securities Act- 23 questions
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54
cards
Chapter 2 Continued
The creator of this deck did not yet add a description for what is included in this deck.
43
cards
Chapter 3 17 Qs Federal And State Regulation Of Investment Advisers And Their Reps
The creator of this deck did not yet add a description for what is included in this deck.
64
cards
Chapter 3 Part 2
The creator of this deck did not yet add a description for what is included in this deck.
32
cards
Chapter 4 (3Qs)- Type And Characteristic Of Equity Securities
The creator of this deck did not yet add a description for what is included in this deck.
18
cards
Chapter 5- 5Qs Types And Characteristics Of Fixed Income
The creator of this deck did not yet add a description for what is included in this deck.
26
cards
Chapter 6- 1Q Types And Characteristic Of Cash And Cash Equivalants
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5
cards
Chapter 7- 5Qs Pooled Investments
The creator of this deck did not yet add a description for what is included in this deck.
15
cards
Chapter 8 3Qs insurance based products
The creator of this deck did not yet add a description for what is included in this deck.
16
cards
Chapter 9 (1 Q) Types and Characteristics of Derivative Securities
The creator of this deck did not yet add a description for what is included in this deck.
7
cards
Chapter 10 (1Q)- Alternative Investments
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5
cards
Chapter 11 (1Q) Basic Economics
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15
cards
Chapter 12- (3Qs) Methods of Quantitative Analysis
The creator of this deck did not yet add a description for what is included in this deck.
15
cards
Chapter 17- (2Qs) Tax Considerations
The creator of this deck did not yet add a description for what is included in this deck.
33
cards
Chapter 18- (2Qs) Trading Securities
The creator of this deck did not yet add a description for what is included in this deck.
15
cards
Chapter 19- (3Qs) Performance Measures
The creator of this deck did not yet add a description for what is included in this deck.
18
cards
Chapter 20- (5Qs) Retirement Plans And Educational Funding
The creator of this deck did not yet add a description for what is included in this deck.
33
cards
Chapter 13- (1Q) Types of Investment Risk
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17
cards
Chapter 14- (5Q) Type of Client
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18
cards
Chapter 15- (6Qs) Client Profile
The creator of this deck did not yet add a description for what is included in this deck.
10
cards
Chapter 16- (7Qs) Portfolio Management Styles, Strategies and Techniques
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18
cards
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Series 66 Self Study
- Class purpose General learning
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