Series 66 Self Study

This class was created by Brainscape user Griffin Horne. Visit their profile to learn more about the creator.

Flashcard maker: Griffin Horne

Decks in this class (22)

Chapter 1- Federal Securities Regulations-5 Questions
No deck description has yet been added by the author.
77  cards
Chapter 2 Sections 1-6- state Regulation under The uniform securities Act- 23 questions
No deck description has yet been added by the author.
54  cards
Chapter 2 Continued
No deck description has yet been added by the author.
43  cards
Chapter 3 17 Qs Federal And State Regulation Of Investment Advisers And Their Reps
No deck description has yet been added by the author.
64  cards
Chapter 3 Part 2
No deck description has yet been added by the author.
32  cards
Chapter 4 (3Qs)- Type And Characteristic Of Equity Securities
No deck description has yet been added by the author.
18  cards
Chapter 5- 5Qs Types And Characteristics Of Fixed Income
No deck description has yet been added by the author.
26  cards
Chapter 6- 1Q Types And Characteristic Of Cash And Cash Equivalants
No deck description has yet been added by the author.
5  cards
Chapter 7- 5Qs Pooled Investments
No deck description has yet been added by the author.
15  cards
Chapter 8 3Qs insurance based products
No deck description has yet been added by the author.
16  cards
Chapter 9 (1 Q) Types and Characteristics of Derivative Securities
No deck description has yet been added by the author.
7  cards
Chapter 10 (1Q)- Alternative Investments
No deck description has yet been added by the author.
5  cards
Chapter 11 (1Q) Basic Economics
No deck description has yet been added by the author.
15  cards
Chapter 12- (3Qs) Methods of Quantitative Analysis
No deck description has yet been added by the author.
15  cards
Chapter 17- (2Qs) Tax Considerations
No deck description has yet been added by the author.
33  cards
Chapter 18- (2Qs) Trading Securities
No deck description has yet been added by the author.
15  cards
Chapter 19- (3Qs) Performance Measures
No deck description has yet been added by the author.
18  cards
Chapter 20- (5Qs) Retirement Plans And Educational Funding
No deck description has yet been added by the author.
33  cards
Chapter 13- (1Q) Types of Investment Risk
No deck description has yet been added by the author.
17  cards
Chapter 14- (5Q) Type of Client
No deck description has yet been added by the author.
18  cards
Chapter 15- (6Qs) Client Profile
No deck description has yet been added by the author.
10  cards
Chapter 16- (7Qs) Portfolio Management Styles, Strategies and Techniques
No deck description has yet been added by the author.
18  cards

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Series 66 Self Study

  • Class purpose General learning

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