This class was created by Brainscape user Grace Lynch. Visit their profile to learn more about the creator.
By:
Grace Lynch
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Decks in this class (19)
Unit 1 & 2
Cash account 1,
Margin account 2,
Fee based account 3
115
cards
Unit 3
Common stock 1,
Authorized but unissued stock 2,
Authorized stock 3
66
cards
Unit 4
Municipal securities 1,
Bond 2,
Indenture deed of trust 3
40
cards
Unit 5
Types of bonds issued by corporat...,
Secured debt securities 2,
Unsecured debt securities 3
32
cards
unit 6
Municipal bond 1,
Muni bond price basis quotations 2,
Basis point 3
118
cards
unit 7
Types of treasury securities 1,
Treasury bills t bills 2,
Treasury notes t notes 3
25
cards
unit 8
Investment company 1,
Types of investment companies 2,
Face amt cert fac companies 3
100
cards
unit 9
Annuity 1,
Annuitant 2,
Fixed annuities 3
43
cards
unit 10
Option 1,
Terms of the option contact 2,
Option price 3
109
cards
unit 11
Packaged product 1,
Real estate investment trust reit 2,
Equity reit 3
46
cards
unit 12
Hedge fund structure 1,
Hedge funds 2,
Hedge fund strategies 3
25
cards
unit 13
Strategic asset allocation 1,
Tactical asset allocation 2,
Modern portfolio theory 3
88
cards
Ch 17
Drs 1,
Designated market maker 2,
Stock or bond power 3
26
cards
ch 14
Systematic risk 1,
Market risk 2,
Interest rate risk 3
24
cards
ch 15
Trade confirmation 1,
Confirmation delivery 2,
When as and if issued contracts w...
29
cards
ch 16
Market order 1,
Limit order 2,
Stop order 3
30
cards
ch 18
Form u4 1,
Qualifications investigated 2,
Drps 3
19
cards
ch 20
Mini max 1,
Official statement 2,
Total takedown 3
45
cards
ch 19
Correspondence 1,
Retail communication 2,
Institutional communication 3
14
cards
More about
Series 7
- Class purpose General learning
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