Sesries 65 Flashcards & Quizzes

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Series 65

Series 65

By: Heather Gallagher

Chapter 1 Part 1, Chapter 1 Part 2, Chapter 1 Part 3

85

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1,617

Flashcards

184

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Series 65

Series 65

By: Cole Woolsey

Chapter 1 Part 1, Chapter 1 Part 2, Chapter 1 Part 3

85

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1,561

Flashcards

7

Learners
Series 65 Exam

Series 65 Exam

By: Justin Bettinger

Financial Profile Of A Client, Portfolio Management Styles/Techniques, Exam One

13

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324

Flashcards

161

Learners
Wills Series 65

Wills Series 65

By: Carl Ton

Get Some, Get some more, GET SOME TRES

12

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1,708

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6

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Series 65

Series 65

By: Ben Gurley

Economics & Analysis, Investment Vehicles, Investment Recommendations

10

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520

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30

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Series 65

Series 65

By: Nicholas Romano

Economic Factors, Ratios, & Risk, Investment Vehicles/Securities, Clients & Strategies

5

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1,003

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1

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Series 65

Series 65

By: Lori Avant

Balance Sheet, Random, Broker/Dealer

21

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348

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1

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Series 65

Series 65

By: Megan Meek

Unit 1, Unit 2, Unit 3

15

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259

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1

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Series 65

Series 65

By: Stu Clott

Chapter 1 - Equity securities, Chapter 2 - Corporate and Municipal Debt Securities, Chapter 3 - Government and Government Agency Issues

7

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392

Flashcards

3

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Series 65

Series 65

By: Raymond Li

USA, Broker-Dealers and Agents, Investment Advisers & Ethics, Equity & Fixed Income

6

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880

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2

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Series 65

Series 65

By: Michelle Pace

Ch 1 Laws & Regs Overview, Ch 2 State Reg Of Securities, Ch 3 State Reg Of BDs

16

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397

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1

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Series 65

Series 65

By: Nick Jiang

Econ and Business Info, Investment Vehicles, Client Recommendations & Investment Strategies

6

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309

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1

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My Series 65

My Series 65

By: Haley Van Horn

Exam 1, Exam 2, Partnerships/Corporations

9

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544

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1

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Series 65

Series 65

By: Deanna Belsky

Series 65, Series 65 w2, Series 65 wk 3

7

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1,166

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5

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Series 65 Mine

Series 65 Mine

By: Janet Lopez

Winning 65, PASSING 82, Thanksgiving week

7

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341

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10

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Series 65 Will's Version

Series 65 Will's Version

By: William Li

Part 1, Part 2, Part 3

5

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394

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4

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Kaplan Series 65

Kaplan Series 65

By: Richard Schickel

Unit 1 Types & Characteristics of Equity Securities (Study Guide), Unit 1 Types & Characteristics of Equity Securities (Testing), Unit 2 - Types & Characteristics of Fixed-Income (Debt) Securities (Study Guide)

7

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458

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2

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Kaplan Series 65

Kaplan Series 65

By: Gerk Mahleen

Unit 1 - Types and Characteristics of Equity Securities, Common Abbreviations, Calculations

4

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251

Flashcards

1

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Series 65 Prep

Series 65 Prep

By: Amber Knutson

Practice Test 1 Flashcards, Calculations, Investment Suitability Chapter

7

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343

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1

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Series 65 - My version

Series 65 - My version

By: Jawad Ehsanyar

Part 1, Part 3, Part 2 Unit 14

9

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225

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1

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Series 65

Series 65

By: Collin Kennedy

Chapter 3- Government Issues, Chapter 4 - Investment Companies, Chapter 1 - Equity Securities

11

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320

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1

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Series 65 - My Notes

Series 65 - My Notes

By: Betsy Lee

First Mock Exam, Second Mock Exam, Third Mock Exam

5

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216

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7

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Series 65

Series 65

By: leo Gottlieb

Exam Wrong Answers, Exam 2 Wrong Anwers

2

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289

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1

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Series 65 - March 2024

Series 65 - March 2024

By: Robert Haverly

Investment Vehicle Characteristics (25%), Client Investment Recommendations and Strategies (30%), Laws, Regulations, and Guidelines (30%)

8

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265

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1

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Series 65

Series 65

By: Andy Grisham

Series 65

1

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80

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1

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Series 65 CLM Flashcards

Series 65 CLM Flashcards

By: Carole Meitler

Part 1 Laws, Regs, Guidelines (Units 1-7), Cleint Investment Recommendations and Strategies (Units 18-24), Economic Factors and Business Information (Units 8-11)

4

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181

Flashcards

6

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Series 65 - Insurance Based Products

Series 65 - Insurance Based Products

By: john Allen

Balance Sheets, Insurance Based Products, What are Annuities?

6

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101

Flashcards

1

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Series 65: Uniform Investment Advisor Law Exam

Series 65: Uniform Investment Advisor Law Exam

By: Hannah Shink

Unit 1 QBank, Unit 2, Terminology & Lingo

9

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983

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1

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Series 65 Practice Test

Series 65 Practice Test

By: Sheresa Grate

Questions 1-20

1

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20

Flashcards

2

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Series 65 Personal Study

Series 65 Personal Study

By: Alan Kneale

Chapter 1 Economic factors, Chapter 2: Investment Vehicle Characteristics, Chapter 3: Client Investment Recommendations

4

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628

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1

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Series 65.

Series 65.

By: Noah Schwab

Regulation of Securities and Issuers

1

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24

Flashcards

1

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Series 65

Series 65

By: Crystal Nwokorie

Unit 1: Regulation of Investment Advisers, Incl. State-Registered and Federal Covered Advisers

1

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20

Flashcards

1

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Series 65

Series 65

By: Libby Berens

Part 1, Part 2, Part 3

4

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151

Flashcards

2

Learners
Series 65

Series 65

By: Carolina Guzman

Chapter One : Economic Factors and Business Information, Chapter 1 Practice Questions, Chapter Two: Equity Securities

6

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409

Flashcards

2

Learners
Series 65

Series 65

By: Anh Tran

Unit 1, Unit 2, Unit 3

5

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186

Flashcards

1

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Series 65

Series 65

By: Ciro Vasquez

USA

1

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175

Flashcards

7

Learners
Series 65

Series 65

By: Sunny Springer

Unit 5

1

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32

Flashcards

1

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Series 65 Misc

Series 65 Misc

By: Jordan Reynolds

Misc

1

Decks

15

Flashcards

1

Learner
Series 65

Series 65

By: Marisa Maher

Vocab, Calculations, Dates

5

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252

Flashcards

1

Learner
Series 65 (DAR)

Series 65 (DAR)

By: Dirk Roper

Knowledge

1

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21

Flashcards

1

Learner
Series 65

Series 65

By: jesse thurman

Glossary

1

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214

Flashcards

6

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Series 65 - Unit 2: Types and Characteristics of Fixed Income (Debt) Securities

Series 65 - Unit 2: Types and Characteristics of Fixed Income (Debt) Securities

By: john Allen

Lesson 2.1: Bonds as Fixed Income Securities, Lesson 2.2: Bond Math, Lesson 2.3: Corporate and Treasury Debt Securities

7

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124

Flashcards

1

Learner
Series 65

Series 65

By: Liz sylvan

Federal Securities Regulations

1

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33

Flashcards

5

Learners
Series 65

Series 65

By: Anna Ruiz

Unit 1-7: Laws, Regulations, and Guidelines, Unit 8: Basic Economic Concepts, Unit 9: Financial Reporting

18

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170

Flashcards

2

Learners
Series 65 - Unit 3: Pooled Investments

Series 65 - Unit 3: Pooled Investments

By: john Allen

Lesson 3.1: Investment Companies, Lesson 3.2: Pricing of Fund Shares, Lesson 3.3: Private Funds

5

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97

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1

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My series 65

My series 65

By: Elizabeth Gustafson

Unit 1, Unit 2, Unit 3

29

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923

Flashcards

1

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Series 65

Series 65

By: Rachel Molina

Abbreviations, Calculations, Vocabulary

3

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541

Flashcards

1

Learner
Series 65

Series 65

By: Eduardo Senior

3.1 Markets and Market Participants, 2.1 Investment Company Securities, 2.2.5 Life Insurance

3

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76

Flashcards

3

Learners
series 65

series 65

By: alan smith

vocab, 5

2

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25

Flashcards

1

Learner
Series 65

Series 65

By: Mario Buster

Chapter1 : Investment Advisor, Chapter2: Registration, Chapter3: State Administrator Jurisdiction

9

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78

Flashcards

3

Learners

Brainscape's Knowledge GenomeTM

Series 65

By: Heather Gallagher

Series 65

By: Cole Woolsey

Series 65 Exam

By: Justin Bettinger

Wills Series 65

By: Carl Ton

Series 65

By: Ben Gurley

Series 65

By: Nicholas Romano

Series 65

By: Lori Avant

Series 65

By: Megan Meek

Series 65

By: Stu Clott

Series 65

By: Raymond Li

Series 65

By: Michelle Pace

Series 65

By: Nick Jiang

My Series 65

By: Haley Van Horn

Series 65

By: Deanna Belsky

Series 65 Mine

By: Janet Lopez

Series 65 Will's Version

By: William Li

Kaplan Series 65

By: Richard Schickel

Kaplan Series 65

By: Gerk Mahleen

Series 65 Prep

By: Amber Knutson

Series 65 - My version

By: Jawad Ehsanyar

Series 65

By: Collin Kennedy

Series 65 - My Notes

By: Betsy Lee

Series 65

By: leo Gottlieb

Series 65 - March 2024

By: Robert Haverly

Series 65

By: Andy Grisham

Series 65 CLM Flashcards

By: Carole Meitler

Series 65 - Insurance Based Products

By: john Allen

Series 65: Uniform Investment Advisor Law Exam

By: Hannah Shink

Series 65 Practice Test

By: Sheresa Grate

Series 65 Personal Study

By: Alan Kneale

Series 65.

By: Noah Schwab

Series 65

By: Crystal Nwokorie

Series 65

By: Libby Berens

Series 65

By: Carolina Guzman

Series 65

By: Anh Tran

Series 65

By: Ciro Vasquez

Series 65

By: Sunny Springer

Series 65 Misc

By: Jordan Reynolds

Series 65

By: Marisa Maher

Series 65 (DAR)

Brainscape's Knowledge Genome^TM