2 - Sources, Actors, Obligations and Responsibilities Flashcards

(48 cards)

1
Q

What do sources of law provide us with according to C. Chinkin?

A

the basis of legal obligation

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2
Q

Main characteristics of sources of IHRL? (6)

A

1/ how sources are recognized and used is essentially a normative choice

2/ mainly look to material sources for evidence of the content of a rule

3/ classical statement related to IL sources is Article 38(1) ICJ Statute

4/ however, Art. 38(1) is far from comprehensive and arguably not reflective of the diversity of sources used in practice

5/ there is a diversity of sources due to the fact the IHRL is a living and evolving body of law

6/ accordingly, there are formal and disputed sources of IHRL

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3
Q

What are the formal sources of IHRL? (4)

A

1/ treaties

2/ CIL

3/ general principles of law & judicial decisions

4/ teachings of the most highly qualified publicists

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4
Q

Characteristics of treaties as a source of IHRL? (2)

A

1/ centrality of int. and regional HR treaties

2/ by signature+ratification of a treaty, a State accepts to put constraints on the way it treats ind. within its territory and subject to its jurisdiction

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5
Q

What are the main categories of IHRL treaties? (7)

A

1/ International Bill of Rights

2/ UN HR treaty system (treaties & monitoring “treaty” bodies)

3/ treaties outside the UN treaty system

4/ regional HR treaties

5/ see also issue of reservations and declarations

6/ protocols to expand enforceability

7/ General Comments as sources of interpretative guidance (soft law)

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6
Q

What is the Int. Bill of Rights composed of? (3)

A

1/ UDHR

2/ ICCPR & its 2 Optional Protocols

3/ ICESCR & Optional Protocol

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7
Q

Main treaties making up the UN HR treaty system? (7)

A

1/ ICERD (1965)

2/ CEDAW (1979)

3/ UNCAT (1984)

4/ CRC (1989)

5/ International Convention on the Protection of the Rights of All Migrant Workers and Members of their Families (1990)

6/ Convention on the Rights of Persons with Disabilities (2006)

7/ International Convention for the Protection of All Persons from Enforced Disappearance (2006)

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8
Q

Main treaties outside UN HR treaty system? (5)

A

1/ Genocide Convention (1948)

2/ International Convention on the Suppression and Punishment of the Crime of Apartheid (1973)

3/ Refugee Convention (1951)

4/ ILO Conventions

5/ UNESCO Conventions

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9
Q

Principal regional HR treaties? (3)

A

1/ ECHR

2/ ACHR

3/ African Charter on Human and Peoples’ Rights

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10
Q

Why are General Comments specific within the treaty category? (3)

A

1/ sources of interpretative guidance for scholars and States

2/ not based on State consent -> status of formal source of law hence uncertain

3/ can be seen as form of secondary treaty law or generating State practice

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11
Q

Main concerns regarding custom as source of IHRL? (3)

A

1/ malleable, can be used in different ways

2/ open to abuse

3/ identification of CIL subject to subjective perceptions and opinions and unconscious biases

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12
Q

What does the existence of a customary norm require? (2)

A

1/ uniform and consistent State practice

2/ opinio juris - State belief the practice is required by law

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13
Q

Main difficulty regarding the use of custom as a source of IHRL? (3)

A

1/ int. courts and tribunals often very inconsistent in application of identification formula

2/ debate as to what the formula entails

3/ debate as to whether the formula has evolved to include modern forms of CIL identification

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14
Q

Additional special characteristics of custom? (3)

A

1/ allow for no reservations

2/ can potentially bind NSAs

3/ jus cogens norms allow neither for exception nor derogation

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15
Q

Special characteristic of jus cogens norms? (2)

A

1/ universal application

2/ controversy on how jus cogens status is endowed

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16
Q

Characteristics of general principles as sources of IHRL? (3)

A

1/ often derived from national legal systems

2/ act as broad interpretative stepping stones

3/ limited practical application

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17
Q

Characteristics of judicial decisions as sources of IHRL? (4)

A

1/ massively significant

2/ rich source of argumentative authority

3/ subsidiary means for determining IHRL rules

4/ impact of judicial dialogue on progressive dvpt IHRL

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18
Q

Characteristics of judicial dialogue in HR context? (4)

A

1/ can potentially be transformative as it is both horizontal and vertical

2/ judicial decisions can expose unconscious bias

3/ there is a role for strategic HR litigation

4/ fragmentation of HR jurisprudence can however potentially prevent enshrinement of universal standards

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19
Q

Characteristics of teachings of highly qualified publicists as sources of IHRL? (4)

A

1/ reliance on this source depends on maturity of the system

2/ subsidiary source

3/ weight attached varies from court to court, system to system

4/ includes outputs of Special Rapporteurs and NGOs

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20
Q

What are some disputed sources of IHRL? (3)

A

1/ outputs of treaty bodies

2/ resolutions of IOs

3/ other sources of soft law such as guidelines, codes of conduct, reports of UN organised global conferences, programmes for action, etc.

21
Q

What are some of the characteristics of resolutions of IOs as disputed sources of IHRL? (4)

A

1/ classically referred to as soft law

2/ can be relevant in the identification of custom

3/ can be useful indicators of State practice

4/ can lead to formal treaties

22
Q

General considerations about the nature of obligations and responsibilities under IHRL? (5)

A

1/ relationship between IHRL and PIL - unavoidable tension

2/ tension between the form and function of HR (purpose of protecting individuals from excesses of State power)

3/ nature of HR obligations often considered special in character (obligations of States towards ind.)

4/ HR obligations can take on a quasi-constitutional character (see Loizidou - ECHR is instrument of European public order)

5/ also erga omnes obligations owed towards all States (see ICJ Barcelona Traction)

23
Q

How can States modify their obligations under IHRL?

A

by making reservations

24
Q

Definition of a reservation? (5)

A

See Article 2(1)(d) VCLT

1/ unilateral statement

2/ made by a State

3/ when signing, ratifying, accepting, approving or acceding to a treaty

4/ whereby it purports to exclude or modify the legal effect of certain provisions

5/ in their application to that State

25
Characteristics of reservations in IHRL? (7)
1/ they are a common feature in IHRL 2/ often relate to a State making clear that a certain right will only be interpreted in accordance with domestic, constitutional, or religious law 3/ can introduce cultural understanding of certain rights 4/ can be extremely problematic in HR context - constant debates about permissibility of a given reservation 5/ must not undermine object and purpose of treaty 6/ not permissible with respect to basic guarantees (eg right to a remedy) 7/ Requirements: must be specific and transparent - not general in nature
26
What are the general principles regarding the implementation of HR obligations? (3)
States must : 1/ respect 2/ protect 3/ fulfil
27
What does duty to "respect" HR mean?
State must not interfere with or deliberately violate HR
28
What does duty to "protect" HR mean? (2)
1/ State must proactively ensure ind. within its jurisdiction do not suffer from HR violations 2/ must put in place structures of protection to prevent violations (Velasquez Rodriguez v Honduras)
29
What does duty to "fulfil" mean? (2)
1/ State must take positive steps that lead to greater enjoyment of rights 2/ doing nothing is not an option
30
Definition of limitation to HR obligations?
a limitation defines the scope of rights
31
Characteristics of limitations to HR? (3)
1/ each treaty contains a specific "limitation clause" in relation to specific rights 2/ must satisfy certain conditions: (i) proportionality (ii) specificity (iii) limited impingement on rights, (iv) clear, (v) accessible, (vi) non-discriminatory, (vii) pursue legitimate aim 3/ link with the notion of margin of appreciation
32
Characteristics of the "margin of appreciation" ? (4)
1/ accepts uniform implementation is not desirable 2/ takes into account historical, political, social, and cultural factors 3/ invocation can sometimes be controversial 4/ defers to the State and domestic judicial bodies, esp. on issues where there are question marks as to global consensus
33
Definition of derogations to HR? (4)
1/ legally mandated privilege 2/ of States 3/ to restrict certain ind. rights 4/ in the exceptional circumstances of emergency or war
34
Characteristics of derogations to HR? (5)
1/ reflect adaptability of legal framework 2/ measures must be strictly required by exigencies of situation 3/ necessary to consider duration, geographic and temporal scope of emergency and derogation 4/ States bear the burden of establishing existence emergency 5/ emergency must be publicly declared - public must be informed
35
What are the key requirements for a derogation to be considered legal? (3)
1/ emergency 2/ necessity 3/ proportionality
36
Controversies surrounding derogations? (3)
1/ necessity for transparency and accountability 2/ but treaty bodies rarely actively monitored states of emergency 3/ can result in normalization of emergency
37
Definition of non-derogable rights? (3)
1/ rights esp. protected under treaty law 2/ that cannot be limited or suspended 3/ regardless of the extent or source of the crisis faced by the State
38
What are some non-derogable rights? (2)
1/ partially depends on the instrument (see ICCPR, ECHR) 2/ jus cogens norms
39
What are the main forms of remedy for HR violations? (3)
1/ inter-State complaints 2/ individual complaints 3/ reporting obligations
40
To whom do HR obligations, totally or partially, apply? (3)
1/ States 2/ IOs 3/ NSAs
41
What are the basic premises of the scope of application of HR? (3)
1/ application to any State and person acting on behalf of a State 2/ HR apply to all ind. on territory or within jurisdiction of State (nationality is irrelevant) 3/ depending on instrument/mechanism, legal persons can have HR obligations (but not under UN treaties)
42
When can an act/omission giving rise to a HR violation be attributed to a State? (4)
1/ violation derives directly from organs of the State 2/ see ARSIWA, for example Art. 8 (person or group of persons acting on the instructions of, or under the direction or control of a State) 3/ acts of IOs, depending on the context (who has control/authority?) 4/ sometimes resp. for actions of other States when the State exposed an ind. to a real risk of violation of his/her rights by another State + breach was reasonably foreseeable
43
When can the acts of IOs be attributed to the State? (3)
1/ in peace-keeping operations, depends on who exercises control over troops 2/ actions of IOs on territory of the State usually attributed to IO (Blagojevic v NETH) 3/ authority and control seems to be a defining factor
44
Do NSAs have HR obligations? (4)
1/ law is in a state of flux 2/ State-centric regime of IL => resistance 3/ could potentially impart legitimacy on entities deemed to be subversive 4/ is in the interest of victims and to the detriment of State power
45
Do IOs have HR obligations? (5)
1/ IOs are bound by general rules of IL (ICJ, Interpretation of Agreement between WHO and Egypt) 2/ HR provisions in large part constitute general rules of IL 3/ enforcement and accountability is a whole other matter 4/ certain HR instruments allow IOs to become parties (ECHR allows EU) 5/ IOs = common agency of states. No reason different principles should apply to States acting alone/in unison
46
What 2 cases exist on attributing actions of troops on IO mission to States?
1/ Behrami and Behrami v France: actions not attributabe to State since IO in complete control of troops at the moment 2/ Jaloud v Netherlands: actions attributable to NETH because troops under full command of NETH
47
What case illustrates the principle of non-refoulement? (3)
1/ Soering v UK 2/ extradition to US: death row phenomenon amount to CIDT 3/ extradition contrary to rights under ECHR
48
What legal rules apply to corporations? (3)
1/ UN Guiding Principles on Business and Human Rights 2/ soft law principles (moral? responsibilities of MNEs) 3/ imposes obligations (i) on states to ensure corporations respect HR (ii) on corporations to avoid complicity in HR violations and use leverage to avoid violations