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CISI UK Financial Regulation 2023/24 > 5. Complaints and Redress > Flashcards

5. Complaints and Redress Flashcards

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CISI UK Financial Regulation 2023/24 (6 decks)

1. The Regulatory Environment

2. The Financial Services Markets Act 2000 and Financial Services Act 2012

3. Associated Legislation Regulation

4. The FCA's Conduct of Business and Client Assets Sourcebooks

5. Complaints and Redress

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