5B.6. Other FCA Handbook Blocks

Question 1

What does Block 6 of the FCA handbook contain?

Answer 1

Specialist sourcebooks with guidance for, amongst others, Recognised Clearing Houses, Collective Investment Schemes and Credit Unions.

Question 2

What does Block 7 of the FCA handbook cover?

Answer 2

This covers listing rules, prospectus information, and disclosure for firms considering listing on a stock exchange.

Question 3

What does Block 8 of the FCA handbook contain?

Answer 3

This contains the guide to the handbook itself.

Question 4

What does Block 9 of the FCA handbook contain?

Answer 4

The guide to the regulatory topics, and has further guidance on enforcement, crime prevention and the fair treatment of customers.