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Company Compliance and Administration (CCA) > 8.Securities exchange listing regime > Flashcards

8.Securities exchange listing regime Flashcards

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Company Compliance and Administration (CCA) (16 decks)

1.Role of the Company Secretary

2.The Directors

3.Effective Board Practices

5.Company Compliance

6.Annual or Integrated report

7.External Audit

8.Securities exchange listing regime

9.Maintenance of records

10.Company secretarial software

11.Minutes and minute book

12.Oversight by regulators

13.Regulation and disclosure

14.Meeting of shareholders and members

15.Meetings of the board and its committees

16.Shares, share capital, share register and debt capital

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