Abbreviations Flashcards
(70 cards)
1
Q
ADR
A
American Depositary receipt
2
Q
AIR
A
Assumed Interest Rate
3
Q
BA
A
Bankers Acceptance
4
Q
BD
A
Broker Dealer
5
Q
BDC
A
Business Development (growth) Company
6
Q
CD
A
Certificate of Deposit
7
Q
CDO
A
Collateralized Debt Obligation
8
Q
CEO
A
chief executive officer
9
Q
CMO
A
Collateralized mortgage obligation
10
Q
CMV
A
current market value
11
Q
COP
A
code of procedure
12
Q
CPI
A
Consumer price index
13
Q
CY
A
current yield
14
Q
DBCC
A
district business conduct committee
15
Q
DEA
A
designated examining authority
16
Q
DJIA
A
Dow Jones Industrial Average
17
Q
EE
A
Series EE savings bonds
18
Q
EPS
A
earnings per share
19
Q
ERISA
A
Employee Retirement Income Security Act of 1974
20
Q
ETF
A
exchange-traded fund
21
Q
FAC
A
face-amount certificate
22
Q
FED
A
Federal Reserve System
23
Q
FDIC
A
Federal Deposit Insurance Corporation
24
Q
FGIC
A
Financial Guaranty Insurance Company
25
FIFO
first-in, first-out
26
FINRA
Financial Industry Regulatory Authority
27
FNMA
Federal National Mortgage Association
28
FOMC
federal open market committee
29
FRB
Federal Reserve Board
30
GNMA
government national mortgage association
31
GDP
gross domestic product
32
GO
general obligation bond
33
HH
series HH savings bond
34
HSA
health savings account
35
IDR/IDB
industrial development revenue bond
36
IPO
initial public offering
37
IRA
individual retirement account
38
IRC
internal revenue code
39
IRS
internal revenue service
40
JTIC
joint tenants in common
41
JTWROS
joint tenants with right of survivorship
42
LIFO
last-in, first-out
43
MSRB
municipal securities rule making board
44
Nasdaq
National Association of Securities Dealers Automated Quotation system
45
NAV
net asset value
46
NHA
New Housing Authority
47
NL
no load
48
NYSE
New York Stock Exchange
49
OSJ
office of supervisory jurisdiction
50
OTC
over the counter
51
PE
price-to-earnings ratio
52
PHA
Public Housing Authority
53
POP
public offering price
54
REIT
real estate investment trust
55
RR
registered representative
56
SAI
statement of additional information
57
SEC
Securities and Exchange Commission
58
SEP
simplified employee pension plan
59
SIPC
Securities Investor Protection Corporation
60
SRO
self-regulatory organization
61
T + 2
trade date plus two business days’ settlement
62
TCPA
Telephone Consumer Protection Act
63
TSA
tax-sheltered annuity
64
UGMA/UTMA
Uniform Gift (Transfers) to Minors Act
65
UIT
unit investment trust
66
UPC
Uniform Practice Code
67
YLD
yield
68
YTC
yield to call
69
YTM
yield to call
70
ZR
zero-coupon
