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IMC UNIT 1 (Edition 21 - Dec 23) > ABBREVIATIONS > Flashcards

ABBREVIATIONS Flashcards

(104 cards)

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1
Q

What does the following abbreviation stand for: SEAQ

A

Stock Exchange Automated Quotation

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2
Q

What does the following abbreviation stand for: AUM

A

Assets Under Management

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3
Q

What does the following abbreviation stand for: ADR

A

American Depositary Receipt

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4
Q

What does the following abbreviation stand for: CMA

A

The Competition and Markets Authority

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5
Q

What does the following abbreviation stand for: REIT

A

Real Estate Investment Trust

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6
Q

What does the following abbreviation stand for: PETs

A

Potentially Exempt Transfers

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7
Q

What does the following abbreviation stand for: SDD

A

Simplified Due Diligence (AML Checks)

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8
Q

What does the following abbreviation stand for: PSR

A

Payment Systems Regulator

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9
Q

What does the following abbreviation stand for: REIs

A

Recognised Investment Exchanges

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10
Q

What does the following abbreviation stand for: BEIS

A

Department for Business, Energy and Industrial Strategy

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11
Q

What does the following abbreviation stand for: CD

A

Certificate of Deposit

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12
Q

What does the following abbreviation stand for: SDLT

A

Stamp Duty Land Tax

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13
Q

What does the following abbreviation stand for: NEST

A

National Employment Savings Trust

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14
Q

What does the following abbreviation stand for: RCHs

A

Recognised Clearing Houses

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15
Q

What does the following abbreviation stand for: SPS

A

Statement of Professional Standing

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16
Q

What does the following abbreviation stand for: ICVC

A

Investment Company with Variable Capital

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17
Q

What does the following abbreviation stand for: DB (Pensions)

A

Defined Benefit Pensions

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18
Q

What does the following abbreviation stand for: ICO

A

Information Commissioner’s Office

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19
Q

What does the following abbreviation stand for: CIS

A

Collective Investment Scheme

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20
Q

What does the following abbreviation stand for: PRs

A

Prescribed Responsibilities

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21
Q

What does the following abbreviation stand for: FSAVC

A

Free Standing Additional Voluntary Contributions

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22
Q

What does the following abbreviation stand for: RDR

A

Retail Distribution Review

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23
Q

What does the following abbreviation stand for: AIFM

A

Alternative Investment Fund Manager

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24
Q

What does the following abbreviation stand for: ECP

A

Eligible Counter Party

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25
What does the following abbreviation stand for: MiFID
Markets in Financial Instruments Directive
26
What does the following abbreviation stand for: PEP
Politically Exposed Person
27
What does the following abbreviation stand for: DMM
Designatory Marker Maker
28
What does the following abbreviation stand for: FCA
Financial Conduct Authority
29
What does the following abbreviation stand for: ISA
Individual Savings Account
30
What does the following abbreviation stand for: IDBs
Inter-Dealer Brokers
31
What does the following abbreviation stand for: PIP
Primary Information Provider
32
What does the following abbreviation stand for: AIFMD
Alternative Investment Fund Management Directive
33
What does the following abbreviation stand for: CFDs
Contracts for Differences
34
What does the following abbreviation stand for: OTC
Over the Counter
35
What does the following abbreviation stand for: MTFs
Multilateral Trading Facilities
36
What does the following abbreviation stand for: LIBOR
London InterBank Offer Rate (now ceased)
37
What does the following abbreviation stand for: GIPS
Global Investment Performance Standards
38
What does the following abbreviation stand for: PPF
Pensions Protection Fund
39
What does the following abbreviation stand for: EPA
Enduring Power of Attorney
40
What does the following abbreviation stand for: IHT
Inheritance Tax
41
What does the following abbreviation stand for: MiFIR
Markets in Financial Instruments Regulation
42
What does the following abbreviation stand for: EMIR
European Market Infrastructure Regulation
43
What does the following abbreviation stand for: TTCAs
Title Transfer Collateral Agreements
44
What does the following abbreviation stand for: RIS
Regulatory Information Service
45
What does the following abbreviation stand for: IPO
Initial Public Offering
46
What does the following abbreviation stand for: FOS
Financial Ombudsman Service
47
What does the following abbreviation stand for: PTM
The Panel on Takeovers and Mergers
48
What does the following abbreviation stand for: CFTC
Commodities Future Trading Commission
49
What does the following abbreviation stand for: MLRO
Money Laundering Reporting Officer
50
What does the following abbreviation stand for: LCH
London Clearing House
51
What does the following abbreviation stand for: EQS
European Quoting System
52
What does the following abbreviation stand for: NCA
National Crime Agency
53
What does the following abbreviation stand for: SEIS
Seed Enterprise Investment Scheme (EIS)
54
What does the following abbreviation stand for: LSE
London Stock Exchange
55
What does the following abbreviation stand for: CLTs
Chargeable Lifetime Transfers
56
What does the following abbreviation stand for: PDMRs
Persons Discharging Managerial Responsibilities
57
What does the following abbreviation stand for: ART
Additional Rate Taxpayer
58
What does the following abbreviation stand for: CCP
Compulsory Central Counterparty (Clearing House)
59
What does the following abbreviation stand for: UCITS
Undertakings Collective of Transferable Securities
60
What does the following abbreviation stand for: KID
Key Information Document
61
What does the following abbreviation stand for: DPB
Designated Professional Body
62
What does the following abbreviation stand for: ICMA
International Capital Markets Association
63
What does the following abbreviation stand for: SWFs
Sovereign Wealth Funds
64
What does the following abbreviation stand for: GEMM
Guilt-Edged Market Makers
65
What does the following abbreviation stand for: EIS
Enterprise Investment Scheme
66
What does the following abbreviation stand for: OTF
Organised Trading Facility
67
What does the following abbreviation stand for: CP
Commercial Paper
68
What does the following abbreviation stand for: SMFs
Senior Management Functions
69
What does the following abbreviation stand for: ETF
Exchange Traded Fund
70
What does the following abbreviation stand for: FSCS
Financial Services Compensation Scheme
71
What does the following abbreviation stand for: VCT
Venture Capital Trusts
72
What does the following abbreviation stand for: MLR
The Money Laundering Regulations 2017
73
What does the following abbreviation stand for: AUT
Authorised Unit Trust
74
What does the following abbreviation stand for: CRD
Capital Requirement Directive
75
What does the following abbreviation stand for: DMO
Debt Management Office
76
What does the following abbreviation stand for: LPA
Lasting Power of Attorney
77
What does the following abbreviation stand for: ACD
Authorised Corporate Director
78
What does the following abbreviation stand for: FPC
Financial Policy Committee
79
What does the following abbreviation stand for: OEIC
Open Ended Investment Company
80
What does the following abbreviation stand for: SETS
Stock Exchange Trading System
81
What does the following abbreviation stand for: KIID
Key Investor Information Document
82
What does the following abbreviation stand for: EDD
Enhanced Due Diligence
83
What does the following abbreviation stand for: SDRT
Stamp Duty Reserve Tax
84
What does the following abbreviation stand for: LME
London Metal Exchange
85
What does the following abbreviation stand for: FSMA
The Financial Services and Markets Act 2000 (as amended by Financial Services Act 20212)
86
What does the following abbreviation stand for: JMLSG
Joint Money Laundering Steering Group
87
What does the following abbreviation stand for: POCA
Proceeds of Crime Act 2002
88
What does the following abbreviation stand for: RPA
Research Payment Account
89
What does the following abbreviation stand for: AGM
Annual General Meeting
90
What does the following abbreviation stand for: HRT
Higher Rate Taxpayer
91
What does the following abbreviation stand for: VAT
Value Added Tax
92
What does the following abbreviation stand for: IOB
International Order Book
93
What does the following abbreviation stand for: (UK) MAR (2021)
Money Abuse Regulation 2021
94
What does the following abbreviation stand for: AIF
Alternative Investment Fund
95
What does the following abbreviation stand for: (FCA) DTR
FCA Disclosure & Transparency Rules
96
What does the following abbreviation stand for: SEC
Securities and Exchanges Commission
97
What does the following abbreviation stand for: UTP
Universal Trading Platform
98
What does the following abbreviation stand for: CDD
Customer Due Diligence
99
What does the following abbreviation stand for: NIC
National Insurance Contributions
100
What does the following abbreviation stand for: CGT
Capital Gains Tax
101
What does the following abbreviation stand for: PRA
Prudential Regulatory Authority
102
What does the following abbreviation stand for: FATCA
Foreign Account Tax Compliance Act
103
What does the following abbreviation stand for: BRT
Basic Rate Taxpayer
104
What does the following abbreviation stand for: AQSE
What does the following abbreviation stand for: Aquis Stock Exchange

IMC UNIT 1 (Edition 21 - Dec 23) (7 decks)

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