Barbri - Missed Qs Flashcards
(201 cards)
A citizen of State A asserted a state law claim of $80,000 against a citizen of State B in the federal district court. The State B citizen has a state law claim against another citizen of State B for $90,000 that arose out of the same transaction or occurrence as the original complaint. As a result, the State B citizen brought a third-party action against that person.
Does the court have subject matter jurisdiction over the State B citizen’s claim in the third-party action?
A) No, because the amount in controversy is insufficient.
B) No, because there is no diversity of citizenship.
C) Yes, because the requirements of diversity jurisdiction have been met.
D) Yes, because the court has supplemental jurisdiction.
D) Yes, because the court has supplemental jurisdiction.
The court has subject matter jurisdiction over this claim under its supplemental jurisdiction powers. The prerequisites for diversity of citizenship do not exist, because both are residents of State B. However, the court would have supplemental jurisdiction over a third-party claim that arose from the same transaction or occurrence as the underlying claim. Although (B) is a true statement, it is incorrect because there is supplemental jurisdiction. (A) is factually incorrect. (C) is incorrect because, as stated, diversity of citizenship is lacking.
Four investors, all of whom are American citizens, own as a partnership a chain of 15 car dealerships in a number of states. Two of the investors live in State A, one lives in State B, and one lives in State C. The investors leave the day-to-day operation of each dealership to a manager that the partnership employs. The investors leave the management of the entire chain of dealerships and the day-to-day operation of the partnership to several key officers that it employs. The officers operate out of the partnership’s largest dealership, which is in State D. A customer of the State D dealership sued the partnership in federal district court in State D, alleging fraud and breach of contract arising from her purchase of a car, and claiming, in good faith, damages exceeding $75,000. The customer is a citizen of State D.
Does the federal district court in State D have subject matter jurisdiction over the customer’s action against the partnership?
A) Yes, because the federal district court is located in State D and not another state.
B) Yes, because the plaintiff customer is a citizen of State D while the defendant partnership is a citizen of State A, State B, and State
C) No, because the plaintiff customer is a citizen of State D and the defendant partnership is also a citizen of State D, the state where its principal place of business is located.
D) No, because federal courts do not have subject matter jurisdiction over local transactions that take place entirely in one state.
B) Yes, because the plaintiff customer is a citizen of State D while the defendant partnership is a citizen of State A, State B, and State C.
The court has subject matter jurisdiction. Diversity of citizenship jurisdiction is available when (i) there is complete diversity of citizenship, meaning that each plaintiff is a citizen of a different state from every defendant; and (ii) the amount in controversy exceeds $75,000. A natural person’s citizenship is the state that is the person’s permanent home. A partnership is a citizen of each state of which one of its partners is a citizen, both limited and general. Here, the plaintiff is a citizen of State D, and the partners are citizens of State A, State B, and State C. Thus, complete diversity exists, and the amount in controversy is stated to exceed $75,000. As a result, diversity of citizenship jurisdiction exists. (A) is incorrect because diversity would be present in any federal court. Subject matter jurisdiction would thus exist in any federal court. (C) is also incorrect. A corporation’s principal place of business is one of its possible citizenships-every state in which the corporation was incorporated being the other possible citizenships. The same rule does not apply to partnerships; a partnership takes on the citizenships of its partners. (D) is an incorrect statement of the law. The fact that the transaction was local does not preclude subject matter jurisdiction founded on diversity of citizenship jurisdiction.
While working on a site in State A, a State B construction worker was standing near a steel crane when the crane’s boom swung near a high tension power line. The worker was electrocuted and severely injured. The worker filed an action in federal district court against the power company that owns the power lines. The action seeks $500,000 and alleges that the power company’s negligent construction, maintenance, and operation of the power lines caused the injury. The power company is a State A corporation and all its operations are in State A. The power company filed a third-party complaint against the owner-operator of the crane, a State B citizen. The third-party claim is based on state law and alleges that the crane’s owner-operator is liable to the power company for any liability the power company has to the injured worker. The worker amended his complaint to add a state law negligence claim for $500,000 against the crane’s owner-operator.
Does the federal court have subject matter jurisdiction over the worker’s claim against the owner-operator of the crane?
A) No, because the court does not have supplemental jurisdiction over the worker’s claim against the owner-operator of the crane.
B) Yes, because the claim arose from the same transaction or occurrence as the worker’s claim against the power company.
C) Yes, because all claims asserted arose from a common nucleus of operative fact.
D) Yes, because the State B worker has sufficient contacts with State A.
A) No, because the court does not have supplemental jurisdiction over the worker’s claim against the owner-operator of the crane.
The court does not have subject matter jurisdiction over the worker’s claim against the owner-operator of the crane. Diversity of citizenship jurisdiction is available when (i) there is complete diversity of citizenship, meaning that each plaintiff must be a citizen of a different state from every defendant; and (ii) the amount in controversy exceeds $75,000. The citizenship of an individual is his domicile, and a corporation is a citizen of every state in which it is incorporated and the one state in which it has its principal place of business. Here, the worker is from State B and the power company is a State A corporation with all its operations (and therefore its principal place of business) in State A. The plaintiff’s claim is for $500,000, satisfying the amount in controversy requirement. Accordingly, there is diversity of citizenship jurisdiction over this claim. Once one claim satisfies the requirements for original federal subject matter jurisdiction, the court has discretion to exercise supplemental jurisdiction over related claims that derive from the same common nucleus of fact and are such that a plaintiff would ordinarily be expected to try them in a single judicial proceeding. However, for cases based solely on diversity, supplemental jurisdiction is not available for claims by the plaintiff against persons made parties under the impleader rules when use of supplemental jurisdiction would be contrary to the requirements of diversity jurisdiction. In the instant case, the owner-operator shares state citizenship with the worker and was made a party when the power company impleaded him on a claim for indemnity. Because a claim by the worker against the owner-operator would circumvent the complete diversity requirement, supplemental jurisdiction is not available for that claim. Hence, (A) is correct. (B) and (C) are incorrect because supplemental jurisdiction cannot be used to override the requirements of diversity jurisdiction for claims by a plaintiff against an impleaded party (as is the case in this question). (D) is an incorrect statement of law, and irrelevant. First, subject matter jurisdiction (the power to hear a case) must be distinguished from personal jurisdiction (the power over a particular defendant). A court technically may have subject matter jurisdiction (for example, when diversity jurisdiction is satisfied) without having personal jurisdiction over one of the defendants because the defendant has insufficient contacts with the jurisdiction. Furthermore, a plaintiff consents to the personal jurisdiction of the court by filing suit. Here, that means the State B worker submitted to personal jurisdiction in State A by filing suit.
An author from State A filed a claim in federal court sitting in State B against a publisher headquartered in State B. The complaint alleged that the publisher plagiarized a portion of the author’s book and asserted both a copyright infringement claim under federal law and an unfair business practices claim under an applicable State B statute. At trial, the publisher presented evidence that the author never filed the copyright infringement claim with the appropriate federal agency, as required by the federal statute, thereby invalidating the copyright infringement claim. The claim for unfair business practices, however, was still capable of obtaining a favorable verdict. The publisher moved for dismissal of the state law claim as well.
How should the federal court rule?
A) The court must remand the state law claim to state court because there is no federal subject matter jurisdiction without the copyright infringement claim.
B) The court must dismiss the state law claim, because there is no federal subject matter jurisdiction without the copyright infringement claim.
C) The court should, in its discretion, retain jurisdiction over the state law claim because the trial has begun.
D) The court should, in its discretion, dismiss the state law claim because the jury has not yet begun to deliberate.
C) The court should, in its discretion, retain jurisdiction over the state law claim because the trial has begun.
The court may dismiss or hear the state law claim in its discretion, but will likely retain jurisdiction over it. When a claim is in federal court under federal question jurisdiction, and the plaintiff has a state law claim against the defendant that cannot invoke diversity jurisdiction, the federal court has discretion to exercise supplemental (pendent) jurisdiction over the state law claim if the federal and state claims derive from a common nucleus of operative fact and are such that a plaintiff would ordinarily be expected to try them all in one judicial proceeding. The court may continue to exercise supplemental (pendent) jurisdiction over the state claim even though the federal claim is dismissed on the merits. However, the state claim should probably also be dismissed (without prejudice) if the federal claim is dismissed before trial. Here, although the federal copyright claim was invalid, it was deemed to be so during trial, before a verdict was rendered. Since the case is currently being tried, the court will likely hear the state claim for the sake of judicial economy. (B) is wrong, because, as stated above, the federal court has the discretion under supplemental jurisdiction to hear the state claim. (A) is wrong for the same reason, and also because remand can only occur when the action was commenced in state court and then removed to federal court. (D) is wrong because, although the decision is within the court’s discretion, the start of the trial is the point at which a federal court will usually retain jurisdiction over supplemental state law claims for the sake of judicial economy.
A citizen of State A filed a complaint alleging negligence by two parties, both of whom reside in State B. The complaint was filed in the United States District Court of State B. However, the accident took place in State D, the plaintiff was treated by an emergency room physician in State D, and all of the witnesses reside in State D. Two months after they filed their respective answers, which did not address any problems with personal jurisdiction or venue, the defendants filed a joint motion to transfer the case to the District of State D.
May the court grant the motion?
A) No, because the defendants have waived any issue as to venue by not raising the issue of venue in the answer.
B) No, because a plaintiff is entitled to choose venue.No, because a plaintiff is entitled to choose venue. - no response given
C) Yes, because the defendants raised the issue in their first motion before the court.Yes, because the defendants raised the issue in their first motion before the court. - no response given
D) Yes, because transferring the case to the District of State D could be “in the interests of justice.”
D) Yes, because transferring the case to the District of State D could be “in the interests of justice.”
The court could grant the motion. Pursuant to Rule 12(b), improper venue must be raised in a defendant’s first response-either in its timely motion to dismiss before the answer or in the answer, whichever is first. Here, though, venue was initially proper because the defendants resided in State B. Rather, the issue is whether the court may transfer the case from one proper venue to another. Such a transfer has no strict time limit. Rather, transfer is left to the discretion of the trial judge, and the judge may refuse transfer where the case has been pending for some time and would work a prejudice to one of the parties. Two months is likely not a sufficient period to prevent transfer of the case. Thus, (D) is correct. (C) is incorrect. First, it misstates Rule 12. Rule 12 defenses must be raised in the first motion or answer, whichever comes first. Second, transfer where venue is initially proper does not fall under the Rule 12 timing requirements. (B) is incorrect because, although a plaintiff is entitled to choose the initial venue, venue may be transferred, in the interests of justice, for the convenience of the parties and witnesses despite the plaintiff’s initial choice of the forum. (A) is incorrect because, as explained, transfer of venue in the interests of justice does not fall under the “first pleading or motion” rule.
Select the statement that best describes the relationship between removal and venue:
Responses
A) In a properly removed case, venue is proper in the federal court of the state where the case was pending, even if venue would have been improper had the plaintiff originally filed the action in the federal district court of that state
B) In a properly removed case, venue is proper in the federal court of the state where the case was pending, but only if venue would have been proper had the plaintiff originally filed the action in the federal district court of that state
C) Venue and removal have no correlation
A) In a properly removed case, venue is proper in the federal court of the state where the case was pending, even if venue would have been improper had the plaintiff originally filed the action in the federal district court of that state
In a properly removed case, venue is proper in the federal court of the state where the case was pending, even if venue would have been improper had the plaintiff originally filed the action in the federal district court of that state. This is because venue for an action removed under section 1441(a) lies in the federal district court “embracing the place where such [state] action is pending.” Hence, it is not correct to state that venue and removal have no correlation.
When a defendant attempts to remove a case from state court to federal court, the state court _______ have had subject matter jurisdiction over the case.
A) Need not
B) Must
C) Must not
A) Need not
By statute, the state court need not have had subject matter jurisdiction over the case. A federal court may decide a claim in a removed civil action even if the state court had no subject matter jurisdiction.
Hence, it is not correct that the state court must or must not have had subject matter jurisdiction over the case.
A patient sued a surgeon for medical malpractice, alleging that the surgeon used an improper procedure during cardiac surgery, thereby permanently injuring the patient. The surgeon then wrote to a colleague, who was a renowned cardiologist, asking whether in her opinion the procedure was proper. In response, the colleague stated that the procedure was likely improper, but that she was unsure whether the patient’s injuries resulted from it. After receiving the colleague’s letter, the surgeon did not have any further communication with her about the matter.
Is the letter discoverable?
A No, because the colleague did not have first-hand knowledge regarding the surgery that she was evaluating.
B No, because the colleague will not testify at trial on behalf of the doctor.
C Yes, because the colleague was not retained or specially employed by the doctor.
D Yes, because the colleague is not an expert
B No, because the colleague will not testify at trial on behalf of the doctor.
The letter is not discoverable because the colleague is a nontestifying expert. An expert is a person with knowledge, skill, experience, training, or education in a particular field. The opinion of an expert consulted in anticipation of litigation is discoverable if a party intends to call the expert as a trial witness. Conversely, the opinion of an expert who is retained in anticipation of litigation but who is not expected to testify at trial (i.e., a consulting expert) is discoverable only upon a showing of exceptional circumstances under which it is impracticable to obtain facts or opinions by other means. Absent such circumstances, these opinions are not discoverable, regardless of whether the nontestifying expert was informally consulted or whether she was retained or specially employed. Thus, the doctor need not produce the letter from his colleague, an expert in cardiology, because the doctor does not expect to call her as a trial witness. (A) is incorrect because an expert need not have first-hand knowledge of facts to give an opinion based on those facts. In any event, although a fact witness’s lack of knowledge may in some circumstances provide a reason for excluding testimony at trial, it is not a valid ground for resisting discovery of relevant information. (C) is incorrect because the opinion of a nontestifying expert is nondiscoverable regardless of whether she is formally retained or not. (D) is incorrect because the cardiologist is an expert. The question states that she is a renowned cardiologist and that the doctor is consulting her about a cardiac surgery.
A car collector bought a car with gold leaf paint from a manufacturer. During the first month, all the gold leaf paint peeled off. The collector sued the manufacturer, and during discovery served an interrogatory asking the manufacturer to identify all other purchasers of the gold leaf paint over the previous 10 years. The manufacturer was aware that only about 25 of the 2 million buyers of its cars have ordered the gold leaf option. The manufacturer has retained copies of all sales forms, but has not maintained separate files of the buyers of each particular option.
In a court using the federal rules, what are the manufacturer’s obligations with respect to the collector’s interrogatory?
Responses
A It must search its files and then disclose the information.
B It may allow the collector to search the records himself.
C It may respond by stating that only about 25 of the 2 million buyers ordered the option.
D It may state that searching the records is too great a burden and so it is excused from answering the interrogatory.
B It may allow the collector to search the records himself.
Assuming the interrogatory is otherwise proper, the manufacturer may search the 2 million order forms itself or it may allow the collector access to the files. In a situation where desired information may be ascertained from the business records of the party on whom the interrogatory was served, and where the burden of finding the information is substantially the same for the party serving the interrogatory as for the party served, it is a sufficient answer to provide the serving party reasonable opportunity to examine the records. [Fed. R. Civ. P. 33] (A) is incorrect because instead of searching the files itself, the manufacturer can allow the collector access to do it. (C) is incorrect because it is not responsive to the interrogatory. (D) is incorrect because a party is not relieved of its duty to answer just because the search is burdensome.
In a federal question case, the action is always deemed commenced for statute of limitations purposes when:
A Either the complaint is filed or process is served on the opposing party, depending on the law of the state in which the federal court sits
B Process is served on the opposing party
C The complaint is filed with the court
D The complaint is filed, if service of process occurs within a specified timeframe
C The complaint is filed with the court
In a federal question case, the action is deemed commenced for statute of limitations purposes when the complaint is filed with the court. In diversity cases (not federal question cases), the Supreme Court has held that the state rule for determining when the action is commenced applies. Thus, depending on the state rule, an action may be commenced for statute of limitations purposes when process is served on the opposing party. However, the federal rule (as described above) applies in federal question cases. The choice providing commencement when either the complaint is filed or process is served on the opposing party, depending on the law of the state in which the federal court sits is incorrect; this essentially states the rule when subject matter jurisdiction is based on diversity of citizenship. The choice providing for commencement when the complaint is filed, if service of process occurs within a specified timeframe is incorrect. Some states have such dual provisions, in that the date that the complaint is filed is used when service occurs within a certain timeframe after filing, but if that timeframe for service is exceeded, the date of service is used. But that is not the rule in federal question cases.
A manufacturer sued a department store for breach of contract, alleging that the department store failed to pay for a shipment of watches delivered by the manufacturer to the department store in July of that year.
At trial, the manufacturer introduced evidence regarding the department store’s failure to pay for the watches. In addition, it introduced evidence that the department store failed to pay for a shipment of necklaces, also delivered that July pursuant to a separate contract. At the close of the manufacturer’s case, the department store introduced evidence showing that both the watches and the jewelry were defective. The jury returned a verdict for the manufacturer, awarding the manufacturer damages for breach of both contracts. The manufacturer then immediately moved to amend its complaint to conform to the evidence introduced at trial.
Should the court allow the amendment?
A Yes, because the department store impliedly consented to the introduction of the evidence.
B Yes, because the parties entered into the contracts at approximately the same time.
C No, because the motion should have been made before the verdict was rendered.
D No, because the defendant must have had knowledge of the claim when the complaint was served.
A Yes, because the department store impliedly consented to the introduction of the evidence.
The court should allow the amendment. An issue not raised by the pleadings is treated as if raised in the pleadings if it is tried by the parties’ express or implied consent. In such a case, a party may move-at any time, even after judgment-to amend the pleadings to conform them to the evidence and to raise the unpleaded issue. Here, the department store impliedly consented to the introduction of evidence relating to the jewelry contract. Not only did it fail to object to the evidence, it introduced evidence to show that the jewelry was defective. Thus, the manufacturer was entitled to move to amend its complaint to conform to the evidence introduced at trial. (B) is incorrect because the relevant determination is whether the party impliedly consented to the trial of the issue, not whether the issue was related to an issue raised by the pleadings. (C) is incorrect because a motion to amend a pleading to conform to the evidence introduced at trial may be made at any time, even after judgment. (D) is incorrect because the defendant need not know about the claim when the complaint was served.
A woman sued her employer for sexual harassment. At the close of the trial, the employer made a motion for judgment as a matter of law, arguing that the woman’s evidence was insufficient to establish the elements of her claim. The court denied the motion.
When the jury returned a verdict in favor of the woman, the employer renewed its motion for judgment as a matter of law. In addition to the renewed motion for judgment as a matter of law, the employer also moved for a new trial, asserting that the verdict was against the weight of the evidence. The court denied both motions.
If the employer appeals the denials of both the renewed motion for a judgment as a matter of law and the motion for a new trial, what is the appropriate standard of review?
A De novo for the renewed motion for judgment as a matter of law and abuse of discretion for the new trial motion.
B Clearly erroneous for the renewed motion for judgment as a matter of law and de novo for the new trial motion.
C Abuse of discretion for both.
D De novo for both.
A De novo for the renewed motion for judgment as a matter of law and abuse of discretion for the new trial motion.
(A) is correct. When an appellate court reviews a trial court’s ruling on a post-trial motion for judgment as a matter of law (including a renewed one), it employs a de novo standard. It does so because the issue is one of law. In contrast, when an appellate court reviews a trial court’s denial of a motion for new trial, it employs a more deferential standard, reversing the trial court’s denial only when there is a clear showing of an abuse of discretion. Note that when a renewed motion for judgment as a matter of law and a motion for a new trial are made in the alternative and the renewed motion is granted, the court rules hypothetically on the new trial motion so that no remand is required if the ruling on the judgment as a matter of law is subsequently reversed on appeal.
Once a final judgment on the merits has been rendered on a particular cause of action, the claimant is prevented from asserting the same cause of action in a later lawsuit by the doctrine of claim preclusion (res judicata).
When the claimant won the earlier lawsuit, the claim is said to be:
A
Barred by the prior judgment
B
Either merged into or barred by the prior judgment
C
Merged into the prior judgment
C
Merged into the prior judgment
Although both merger and bar are used to indicate that claim preclusion (res judicata) is in effect, where the claimant won the earlier lawsuit, the claim is said to be merged into the prior judgment.
Where the defendant won the earlier lawsuit, the claim is said to be barred by the prior judgment. Because the question specifically states that the claimant won the earlier suit, to say that the claim either merged into or is barred by the prior judgment is incorrect.
A consumer filed a breach of contract action against a seller in a state court in State A, seeking $100,000 in damages. The consumer was a citizen of State A. The seller was a State B corporation whose principal place of business was in State A. Five days after being served with the complaint and summons, the seller removed the action to federal district court. Seven months later, the consumer filed a motion to remand the action back to state court.
How should the federal court rule on the motion to remand the action to state court?
Responses
A Deny the motion, because it was untimely.
B Deny the motion, because the federal court has subject matter jurisdiction over the action based on its diversity of citizenship jurisdiction.
C Grant the motion, because the federal court lacks subject matter jurisdiction.
D The federal court has discretion to either hear the action or remand it to state court.
C Grant the motion, because the federal court lacks subject matter jurisdiction.
The court should grant the motion. A defendant may remove an action that could have originally been brought in the federal courts. Diversity jurisdiction requires complete diversity-meaning that each plaintiff must be a citizen of a different state from every defendant-and the amount in controversy must exceed $75,000. The citizenship of an individual is his permanent home, and a corporation is a citizen of every state in which it was incorporated and the one state in which it has its principal place of business. Here, the consumer was a citizen of State A, and the corporation was a citizen of State B (its state of incorporation) and of State A (in which it had its principal place of business). Thus, the case is not removable because complete diversity does not exist, and, as a result, there is no subject matter jurisdiction based on diversity of citizenship. Nonetheless, the case here was removed to federal court. If the plaintiff bases the motion to remand on a defect other than subject matter jurisdiction (i.e., a defect in the removal procedure), the motion to remand must be brought within 30 days of removal. There is no such time limit for a lack of subject matter jurisdiction. The court must remand whenever it is shown that there is no subject matter jurisdiction. Here, since the motion to remand is based on a lack of subject matter jurisdiction, as explained above, the fact that seven months has passed since removal is largely irrelevant. As a result, (C) is correct and (A) is incorrect. (B) is incorrect because diversity of citizenship jurisdiction does not exist, as explained above. (D) is incorrect because the court is without discretion to keep the case once it is shown that there is no subject matter jurisdiction. (This is to be distinguished from the fact that the federal court has discretion to remand a case to state court once all federal claims have been resolved over which there is no diversity jurisdiction (and over which the court had supplemental jurisdiction). Here, there was no claim within the court’s subject matter jurisdiction.)
A restaurant owner in State A bought two large freezers from a manufacturer of commercial refrigeration equipment with its principal place of business in State B. Within one week and after being fully stocked with meat, one of the freezers broke down. The restaurant owner filed a state-based products liability action against the manufacturer in federal court in State A, and included a demand for a jury trial. Under the law in State A, jury verdicts do not need to be unanimous, but the Federal Rules of Civil Procedure require jury verdicts to be unanimous.
At trial, the restaurant owner makes a motion asking the court to apply the State A law.
How should the court rule on the motion?
A Grant the motion, because applying the federal rule may change the outcome of the case.
B Grant the motion, because, when a federal court has diversity jurisdiction, it is required to apply the substantive law of the state in which it is sitting.
C Deny the motion, because the Federal Rules of Civil Procedure apply in federal court as long as they are consistent with the Rules Enabling Act and not unconstitutional.
D Deny the motion, because the Supreme Court’s balancing factors indicate that federal law should apply.
C Deny the motion, because the Federal Rules of Civil Procedure apply in federal court as long as they are consistent with the Rules Enabling Act and not unconstitutional.
The court should deny the motion. Under the Erie doctrine, when a state law-based claim is brought in federal court based on diversity of citizenship, the federal court generally applies the substantive law of the state in which it is sitting. However, where a specific federal statute or the Federal Rules of Civil Procedure are on point, the federal court must apply federal procedural law as long as the federal rule is valid. Under the Rules Enabling Act, a Federal Rule is valid if it deals with “practice or procedure” and does not “abridge, enlarge, or modify” a substantive right. Here, there is a specific federal procedural rule that is on point [Fed. R. Civ. P. 48], which requires jury verdicts to be unanimous, unless the parties agree otherwise. Since there is no evidence of agreement, the federal procedural rule will apply, and the motion should be denied. (A) is wrong because it states the wrong conclusion, and it incorrectly cites the “outcome determination” test. This is the test that may be applied when there is no federal procedure law on point, and it is unclear whether the state matter is substantive or procedural. As stated above, there is a federal procedural rule on point. Therefore, this test does not apply. Similarly, (D) is wrong because it is referring to the balance of interests test, which is another test that may be applied when there is no federal procedural law on point, and it is unclear whether the state matter is substantive or procedural. This test is not applicable here, however, because there is a federal procedural rule on point. (B) is wrong because, although it is a true statement of law that a federal court with diversity jurisdiction is required to apply the substantive law of the state in which it is sitting, the requirements for a jury verdict is a procedural rule, not a substantive rule. Therefore, as set forth above, the federal procedural rule governs.
A pedestrian sued a driver for personal injuries in federal court, properly invoking diversity of citizenship jurisdiction. In the complaint, the pedestrian alleged that the driver ran a red light and struck the pedestrian while the pedestrian was in the crosswalk. Concurrent with the accident, a police report was prepared on which the name and address of a witness to the accident was listed, but neither party requested a copy of the report from the police department. Thus, when the pedestrian submitted an interrogatory to the driver for the names and addresses of persons with knowledge of the accident known to the driver, the driver truthfully omitted the name of the witness. When asked during his deposition whether he knew of any witnesses, the driver again truthfully answered “I don’t know of any.”
At trial, the jury found for the driver. In one of the special interrogatories answered by the jury, the jury found that the driver had the green light and that the pedestrian was crossing against the light. Six months and a day after a final judgment was rendered in favor of the driver, the pedestrian’s attorney was contacted by the witness, who stated that the driver ran a red light and that the pedestrian had the “walk” sign when he attempted to cross the road.
The pedestrian’s attorney immediately moved for relief from judgment based on newly discovered evidence, and the trial judge granted the motion. On appeal, what should the court do?
A Affirm the trial judge’s decision, because whether to deny or grant a motion for relief from judgment is strictly a matter within the trial judge’s discretion.
B Affirm the trial judge’s decision, because the driver should have discovered the identity of the witness.
C Reverse the trial judge’s decision, because more than six months had passed since the judgment was rendered when the trial judge granted the motion.
D Reverse the trial judge’s decision, because the pedestrian could have discovered the witness’s identity with reasonable diligence.
D Reverse the trial judge’s decision, because the pedestrian could have discovered the witness’s identity with reasonable diligence.
Civil Procedure Capstone
17 of 2517 of 25 Items
17:23
Question
A pedestrian sued a driver for personal injuries in federal court, properly invoking diversity of citizenship jurisdiction. In the complaint, the pedestrian alleged that the driver ran a red light and struck the pedestrian while the pedestrian was in the crosswalk. Concurrent with the accident, a police report was prepared on which the name and address of a witness to the accident was listed, but neither party requested a copy of the report from the police department. Thus, when the pedestrian submitted an interrogatory to the driver for the names and addresses of persons with knowledge of the accident known to the driver, the driver truthfully omitted the name of the witness. When asked during his deposition whether he knew of any witnesses, the driver again truthfully answered “I don’t know of any.”
At trial, the jury found for the driver. In one of the special interrogatories answered by the jury, the jury found that the driver had the green light and that the pedestrian was crossing against the light. Six months and a day after a final judgment was rendered in favor of the driver, the pedestrian’s attorney was contacted by the witness, who stated that the driver ran a red light and that the pedestrian had the “walk” sign when he attempted to cross the road.
The pedestrian’s attorney immediately moved for relief from judgment based on newly discovered evidence, and the trial judge granted the motion. On appeal, what should the court do?
Responses
A Affirm the trial judge’s decision, because whether to deny or grant a motion for relief from judgment is strictly a matter within the trial judge’s discretion.Affirm the trial judge’s decision, because whether to deny or grant a motion for relief from judgment is strictly a matter within the trial judge’s discretion. - incorrect
B Affirm the trial judge’s decision, because the driver should have discovered the identity of the witness.Affirm the trial judge’s decision, because the driver should have discovered the identity of the witness. - no response given
C Reverse the trial judge’s decision, because more than six months had passed since the judgment was rendered when the trial judge granted the motion.Reverse the trial judge’s decision, because more than six months had passed since the judgment was rendered when the trial judge granted the motion. - no response given
D Reverse the trial judge’s decision, because the pedestrian could have discovered the witness’s identity with reasonable diligence.Reverse the trial judge’s decision, because the pedestrian could have discovered the witness’s identity with reasonable diligence. - not selected, this is the correct answer
Answer Discussion - Incorrect
The court should reverse the trial judge’s decision. On motion and just terms, the court may relieve a party from a final judgment or order on the following grounds: (i) mistake, inadvertence, surprise, or excusable neglect; (ii) newly discovered evidence that by due diligence could not have been discovered in time to move for a new trial; (iii) fraud, misrepresentation, or other misconduct of an adverse party; (iv) the judgment is void; (v) the judgment has been satisfied, released, or discharged; a prior judgment on which it is based has been reversed or otherwise vacated; or it is no longer equitable that the judgment should have prospective application; or (vi) any other reason justifying relief from the operation of the judgment. For grounds (i), (ii), and (iii), the motion must be made within a reasonable time not to exceed one year from the judgment; for the other grounds, the motion must be made within a reasonable time. (But remember that a lack of subject matter jurisdiction may be raised at any time.) Such a motion is left to the trial judge’s discretion, and, on appeal, her decision will be reviewed on an “abuse of discretion” standard. Here, the motion would be based on newly discovered evidence. When deciding whether to grant or deny such a motion, the trial judge must determine whether the evidence could have been discovered with any amount of due diligence. Here, the name and address of the witness could have been easily discovered had the pedestrian’s attorney simply requested a copy of the police report from the police department. This is such an obvious case of lack of due diligence on the part of a represented party that it would be an abuse of discretion to grant relief based on newly discovered evidence. (C) is incorrect because the time period for bringing a motion for relief from judgment based on newly discovered evidence is within a reasonable time, not to exceed one year from the judgment, not six months. (A) is incorrect because, although the decision is left to the trial judge’s discretion, the exercise of discretion would be reviewed on appeal on an abuse of discretion standard, and here, the newly discovered evidence could have easily been discovered in time for trial with minimal preparation. Thus, the judge very likely abused discretion by granting the motion. (B) is incorrect. Although a party is required to disclose information within his possession upon a proper request (and after a proper search of his records), and to truthfully answer questions at a deposition, those requirements do not relieve the opposing party from conducting an investigation of her own case. In other words, the fact that the driver’s attorney may have been grossly negligent in preparing his case does not relieve the failure of the pedestrian’s attorney to discover the identity of the witness.
Your client, a college student from State A, hit another car driven by a resident from State B when the client was traveling through State B. The State B driver brought an action in State B state court against the client, who has limited financial resources. You are considering filing a motion to dismiss on behalf of the client on the grounds that the State B court lacks personal jurisdiction.
What is the best argument to support the motion to dismiss?
A The client did not take actions to purposely avail herself of State B simply by driving through State B.
B It is unfair, inconvenient, and highly unreasonable to require a college student with limited financial resources to defend the action in State B for financial reasons.
C The interstate judicial system’s interest in obtaining the most efficient resolution of the controversy is violated by requiring the client to defend the action in the forum state.
D State B is not the proper venue to file this claim.
B It is unfair, inconvenient, and highly unreasonable to require a college student with limited financial resources to defend the action in State B for financial reasons.
The best argument the client has to defend a motion to dismiss for lack of personal jurisdiction is that the fairness prong of the constitutional minimum contacts test is not met. In addition to sufficient minimum contacts with the forum state, personal jurisdiction must not offend “traditional notions of fair play and substantial justice.” The Supreme Court in International Shoe listed several factors relevant to assess the fairness factor, including the burden on the defendant in terms of convenience in defending the action. Here, the best argument out of the four choices listed is that it would be unfair, inconvenient, and highly unreasonable for a college student from State A with limited financial resources to defend the action in State B. Note that this still may be a losing argument, as this argument will not prevail unless the burden to the defendant is “so gravely difficult and inconvenient that a party is unfairly put at a severe disadvantage in comparison to his opponent.” However, this is still the best argument to support the motion to dismiss for lack of personal jurisdiction. (A) is wrong because, to establish the contacts prong of the minimum contacts test, the defendant’s contact with the forum state must result in purposeful availment of the state, meaning the defendant took actions that were purposely directed toward the forum state and from which the defendant derived the benefits and protections of the state’s laws, such as using the roads in the state. Here, driving through State B was sufficient because it was a purposeful activity and she was protected by State B’s police and traffic laws while doing so. (C) is wrong because, although considering the interest in obtaining the most efficient resolution of the controversy is one of the factors the Supreme Court listed in assessing the fairness prong, it is inapplicable to the facts. Here, litigation in either State B or State A would likely be equally efficient. (D) is wrong because State B clearly is a proper venue, as it is the judicial district where the claim arose. Moreover, the question stated that the motion to dismiss was based on lack of personal jurisdiction, not lack of venue.
While traveling on a commercial bus line, a passenger was injured when some luggage fell on him. As required by applicable state law, the bus company’s in-house attorney conducted an investigation and filed the required report with the state transportation department. The passenger subsequently filed a civil action against the bus company in federal district court, seeking compensatory damages for the injuries he suffered. During discovery, the passenger’s lawyer served on the bus company a request for production of documents, including a request for the report that the bus company filed with the state. The bus company objected to the request for the report and refused to produce it on the grounds that the report was privileged and protected from discovery under the work product doctrine. It did, however, produce other documents that were requested. The passenger then filed a motion to compel production of the report.
If the court finds that the bus company’s claims of privilege and work product were not substantially justified, what orders must the court make relating to the passenger’s request for production of the report?
A The court must sanction the bus company for improperly obstructing discovery by entering a default judgment against the bus company.
B If the passenger’s attorney has attempted in good faith to resolve the dispute, the court must order the bus company to produce the report and to pay the passenger’s reasonable costs in making the motion.
C Regardless of whether the passenger’s attorney has attempted in good faith to resolve the dispute, the court must order the bus company to produce the report and to pay the passenger’s reasonable costs in making the motion.
D If the passenger’s attorney has attempted in good faith to resolve the dispute, the court must order the bus company to produce the report, but need not order the company to pay the passenger’s reasonable costs in making the motion.
B If the passenger’s attorney has attempted in good faith to resolve the dispute, the court must order the bus company to produce the report and to pay the passenger’s reasonable costs in making the motion.
If the passenger’s attorney has attempted in good faith to resolve the dispute, the court must order the bus company to produce the report and to pay the passenger’s reasonable costs in making the motion, including attorney’s fees. Costs will be awarded unless: (i) the movant filed the motion before attempting in good faith to obtain disclosure or discovery without court action; (ii) the opposing party’s nondisclosure, response, or objection was substantially justified; or (iii) other circumstances exist that make an award of expenses unjustified. [Fed R. Civ. P. 37(a)] None of these exceptions apply. (A) is incorrect because default judgments are possible sanctions for a party who fails to comply with an order to provide discovery. (C) is incorrect because an attempt to resolve the discovery dispute without court intervention is required before an award of reasonable costs may be made. (D) is incorrect because reasonable costs must be awarded absent the exceptions noted above, which do not appear applicable here. [Fed. R. Civ. P. 37(a)(5)(A)]
A witness who was unable to speak was an eyewitness to a robbery in the park. He went to the police station shortly after the crime was committed, and when asked who committed the robbery, pointed to the defendant in a police lineup in which there were several men who were dressed like the defendant and were the defendant’s size. The defendant was then indicted for robbery. The witness died before trial, and the sergeant in charge of the lineup desires to testify at the defendant’s trial that the witness pointed to the defendant at the lineup.
Is his testimony admissible?
A) Yes, as evidence of prior identification.
B) Yes, to prove the defendant committed the crime.
C) No, because the sergeant’s testimony is hearsay.
D) No, because the defendant’s counsel was not present at the lineup.
C) No, because the sergeant’s testimony is hearsay.
The testimony is inadmissible. For purposes of the hearsay rule, a statement is defined by Federal Rule 801(a) as an oral or written assertion, or nonverbal conduct which is intended as an assertion. In this case, the witness’s pointing at the defendant is a statement because it was intended by the witness to assert that the defendant was the criminal. The sergeant’s testimony concerning the witness’s identification is testimony concerning an out-of-court statement and is therefore hearsay. Because the statement comes within no exception to the hearsay rule, it is inadmissible. The evidence is not evidence of a prior identification because the witness is not present on the witness stand. (A) is incorrect. Evidence of a prior identification is nonhearsay under Federal Rule 801(d)(1)(c) in only a very narrow range of cases. For a prior identification to be nonhearsay, a witness on the stand must have made a prior statement identifying the defendant as someone he perceived earlier. The offered evidence does not come within that definition of nonhearsay because the witness is not present on the witness stand. The sergeant’s testimony of the witness’s assertive conduct is inadmissible hearsay. (B) is incorrect. The evidence is inadmissible because it is hearsay and comes within no hearsay exception. The evidence is not evidence of a prior identification because the witness is not present on the witness stand to testify to the prior identification. (D) is incorrect. The choice correctly states that the evidence is inadmissible. But it is inadmissible because it is hearsay, not because the defendant’s counsel was not present at the lineup. Under constitutional principles, the defendant’s counsel would not need to be present at a preindictment lineup such as this in order to have the prior identification be admitted at trial.
The federal government has complete jurisdiction over certain parkland located within a state. To conserve the wildlife inhabiting that land, the federal government enacted a statute forbidding all hunting of animals in the federal park. That statute also forbids the hunting of animals that have left the federal park and have entered the state. A hunter has a state hunting license, authorizing him to hunt deer anywhere in the state. On land within the state located adjacent to the federal park, the hunter shot a deer he knew had recently left the federal land.
If the hunter is prosecuted for violating the federal hunting law, what is the strongest ground supporting the constitutionality of the federal law forbidding the hunting of wild animals that wander off of federal property?
A) This law is a necessary and proper means of protecting United States property.
B) The animals are moving in the stream of interstate commerce.
C) The police powers of the federal government encompass protection of wild animals.
D) Shooting wild animals is a privilege, not a right.
A) This law is a necessary and proper means of protecting United States property.
The strongest ground for supporting this provision is the Necessary and Proper Clause. Congress has the authority to legislate to protect federal parklands. The federal law safeguards wild animals that wander off federal parklands. The Necessary and Proper Clause allows Congress to choose any means to carry out its constitutional powers. Thus, it may regulate hunting to protect the federal interest in safeguarding the wild animals. (B) is wrong because it rests on an unjustified factual statement, that the “animals are moving in the stream of interstate commerce.” There are no facts describing the movement patterns of the animals. (C) is wrong because there is no federal police power to protect wild animals. Generally, the federal government lacks the police power; the police power belongs to state and local governments. Although Congress possesses the police power in legislating for federal lands, this choice is not limited to those circumstances. It speaks broadly of a federal police power to protect wild animals, and none exists. (D) is wrong because the Supreme Court has discarded the distinction between rights and privileges as a constitutional principle. Moreover, it is a distinction used to determine when the government must provide procedural due process before deprivations of property or liberty. This question does not involve the Due Process Clause.
A writer registered under federal copyright law his copyright in certain song lyrics he wrote. The writer later entered into a contract with an advertiser in which the writer granted the advertiser a license to use the lyrics in radio advertisements. When the writer heard the advertisement using the lyrics, the writer was incensed at how the lyrics had been used. Believing that the advertiser had lied to him about how the lyrics would be used, the writer filed an action in federal district court claiming that the advertiser had made false representations that fraudulently induced the writer into entering the contract to license the lyrics. The writer is a citizen of State A. The advertiser is a partnership comprised of partners who are citizens of State A, State B, and State C. The partnership’s headquarters and most of its operations are in State B.
Does the federal court have subject matter jurisdiction over the action?
A) No, because the action does not arise under federal law and the parties are citizens of the same state.
B) Yes, because the plaintiff and defendant are citizens of different states.
C) Yes, because the action arises under federal law.
D) Yes, because the transaction involves interstate commerce.
A) No, because the action does not arise under federal law and the parties are citizens of the same state.
The federal court does not have jurisdiction because neither diversity of citizenship jurisdiction nor federal question jurisdiction exists. Diversity of citizenship jurisdiction is available when (i) there is complete diversity of citizenship, meaning that each plaintiff is a citizen of a different state from every defendant; and (ii) the amount in controversy exceeds $75,000. A natural person’s citizenship is the state that is the person’s domicile. A partnership is a citizen of each state of which its partners, both limited and general, are citizens. Here, the writer is a citizen of State A, and the advertiser’s partners are citizens of State A, State B, and State C. Given the State A-State A connection, complete diversity does not exist. Hence, (B) is an incorrect answer choice as to diversity jurisdiction. Federal question jurisdiction is available when the plaintiff, in his well-pleaded complaint, alleges a claim that arises under federal law. Anticipation of a federal defense or the fact that federal law is implicated by the plaintiff’s claim do not give rise to federal question jurisdiction; the plaintiff’s claim must arise under federal law. Here, although federal copyright law is peripherally involved, the writer’s cause of action is actually based on state contract law. As a result, no federal question has been presented by the writer’s complaint, making (C) incorrect. Note too that federal question jurisdiction does not have a complete diversity requirement, making (B) incorrect as to federal question jurisdiction. (D) is incorrect because federal question jurisdiction does not arise merely because interstate commerce is affected.
Under a state law, individuals who have been residents of the state for more than three years receive a substantial discount on tuition at state-owned colleges and universities. A woman who has lived in the state for two years applied to and was accepted by the most prestigious of the state-owned universities. When she learned that her tuition would be nearly double that of some classmates, she was furious and filed suit in federal court seeking a declaratory judgment requiring the university to allow her to pay the reduced rate. As a result of several unexpected and unusual delays, 15 months passed before the case came to trial. During that time, the woman remained in the same residence, and the school allowed her to defer enrollment. At the start of the trial, the state filed a proper motion to dismiss the case.
How should the court rule on the motion to dismiss?
A) The court should grant the motion because the case is not ripe since she never enrolled.
B) The court should grant the motion because the case is now moot.
C) The court should deny the motion because the claims of others remain viable.
D) The court should deny the motion because the controversy is capable of repetition but evading review.
B) The court should grant the motion because the case is now moot.
A federal court will not hear a case that has become moot; a real, live controversy must exist at all stages of review, not merely when the complaint is filed. Since the woman has now lived in the state for more than three years, she qualifies for the discounted tuition and her claim for relief is now moot. (A) is incorrect. Ripeness and mootness are related concepts in that the court will not hear a case unless there is a live controversy. Ripeness bars consideration of claims before they have been developed; mootness bars their consideration after they have been resolved. When she brought the claim, the issues were fit for a judicial decision, and since the tuition law seems to have been enforced, the plaintiff would have suffered substantial hardship (that is, the higher tuition rate) in the absence of review. She did not have to actually incur the cost of tuition to bring the claim for relief. (C) is incorrect. It is true that a class representative may continue to pursue a class action even though the representative’s own claim has become moot, as long as the claims of others in the class are still viable, but this was an individual claim for individualized relief so that exception does not apply. (D) is incorrect. When there is a reasonable expectation that the same complaining party will be subjected to the same action again and would again be unable to resolve the issue because of the short duration of the action (that is, when the controversy is capable of repetition yet evading review), the controversy will not be deemed moot. This exception doesn’t apply to these facts for two reasons. First, the exception focuses on cases involving “the same complaining party”; here, the woman has now been a resident for more than three years, so she is no longer subject to the higher tuition rate (that is, her claim isn’t “capable of repetition” because she’d get the discounted rate). Second, the facts indicate that it took 15 months for the case to come to trial because of unexpected and unusual delays (that is, it doesn’t “evade review”). If the woman moved away for a year, returned as a new resident, and again complained about the tuition law, her claim could be resolved before it became moot.
A landlord entered into a written four-year lease with a tenant for an apartment in the landlord’s apartment house. The tenant’s lease, and all leases in the apartment house, prohibited the playing of musical instruments between 10 p.m. and 8 a.m. The lease required the tenant to pay the rent on a monthly basis. Two years into the lease, the tenant assigned the lease to a nurse with the landlord’s permission. The nurse then assigned the lease to his brother with the landlord’s permission. The brother went into possession. A neighboring tenant in the same apartment house insisted upon playing a trumpet in a loud manner between 2 a.m. and 4 a.m. The brother complained to the landlord without success. Unable to sleep each night, the brother abandoned his apartment after occupying it for two months.
If the landlord sues the nurse for the rent due during the period after the nurse’s brother left, what would be the nurse’s best defense?
A) A breach of the landlord’s covenant of quiet enjoyment.
B) Estoppel, because the landlord consented to a further assignment.
C) Lack of privity of estate.
D) Constructive eviction.
C) Lack of privity of estate.
The nurse is only an assignee of the tenant. The nurse is not directly contractually obligated to the landlord. Once an assignee of the nurse goes into possession of the premises (especially with the consent of the landlord), the privity of estate between the landlord and the nurse, the prior assignee, is terminated. An assignee has no contractual obligation under the original lease and is only liable for rent during the period of his estate, i.e., his possession. Thus, in this case, there is no longer any privity of estate between the nurse and the landlord, and the landlord cannot sue the nurse on the rent covenant. (A) is incorrect. The covenant of quiet enjoyment was not breached here because no one with superior title interfered with possession of the apartment. Moreover, the duty to provide quiet enjoyment is owed by the landlord only to the tenant and his successors in interest (i.e., those in privity of estate). Here, there is no privity of estate between the landlord and the nurse because the nurse is an assignee who is no longer in possession at the time of his brother’s abandonment, and that is the nurse’s best defense. (B) is incorrect. The defense of estoppel may be invoked where a party, acting in good faith, has been induced by the conduct of the adverse party to do something that it otherwise would not have done, that resulted in his harm, and that the adverse party had cause to know would so result in harm. These facts do not support the use of the theory of estoppel to avoid the application of landlord-tenant law, because the landlord has made no representations which were relied upon by the nurse to his detriment. (D) is incorrect, if only because there is a better defense available to the nurse. The defense of constructive eviction might be available to the nurse’s brother, who was in privity of estate with the landlord during the month in question. However, it is less clear that it would be derivatively available to the nurse. Moreover, it is a difficult factual defense. The landlord must be shown to have the ability to control the noise and to have failed to exercise that control. The noise must be of sufficient magnitude to deprive the nurse’s brother of the reasonable beneficial use of the apartment. The defense of lack of privity of estate is clear-cut and much more beneficial to the nurse.
A county ordinance permits individuals, businesses, and other entities to use animated signs that comply with specified rules if the sign is located on the same premises as the party expressing the message (that is, an on-premises sign). However, the same ordinance provides that animated signs cannot be used when the sign is not located on the same premises as the party expressing the message (that is, an off-premises sign). The city passed the ordinance because numerous studies show that off-premises animated signs result in a significant increase in car accidents, but on-premises animated signs do not result in a similar increase.
A toy store filed for a permit to erect an animated sign across the street from the store on property owned by a development company, noting on the application that the proposed sign complied with the rules for on-premises signs. When the application was rejected, the store filed suit claiming that the ordinance is an unconstitutional restriction on speech under the First Amendment as applied to states through the Fourteenth Amendment. It is undisputed that the proposed sign is not misleading and does not promote illegal activities, and evidence shows that the toy store has not been treated differently than any other sign applicant.
Is the toy store likely to prevail in its claim?
A) No, because the ordinance is viewpoint-neutral and reasonably related to a legitimate government purpose.
B) No, because the ordinance is content-neutral, advances important government interests, and is narrowly tailored to further those interests.
C) Yes, because commercial speech is protected under the First Amendment as long as it is not misleading and does not promote illegal activities.
D) Yes, because the ordinance is content-based since the county can only determine whether a proposed sign is on- or off-premises by reading the sign.
B) No, because the ordinance is content-neutral, advances important government interests, and is narrowly tailored to further those interests.
The Supreme Court has held that an ordinance that distinguishes between on-premises and off-premises signs generally is content-neutral. The fact that some examination of the speech or expression on the sign is necessary to determine into which category the sign falls does not mean the ordinance involves content regulation. While content-based regulation of speech is subject to strict scrutiny, content-neutral speech regulations generally are subject to intermediate scrutiny-they will be upheld if the government can show that (i) they advance important interests unrelated to the suppression of speech, and (ii) they do not burden substantially more speech than necessary or are narrowly tailored to further those interests. Here, the ordinance appears to be narrowly tailored to an important safety interest as it applies only to a set of signs that studies show are particularly dangerous. Notably, the statute doesn’t prohibit all off-premises signs and doesn’t prohibit all animated signs. (Note that the general standard for content-neutral restrictions of speech applies rather than the commercial speech standard because the ordinance is not restricted to signs carrying commercial messages.) (A) is incorrect. The stated test-that the regulation is viewpoint-neutral and reasonably related to a legitimate government purpose-applies to regulations of speech on government-owned nonpublic or limited public forums. Here, the proposed sign would be erected on privately owned land. Therefore, forum analysis does not apply. (C) is incorrect. As an initial matter, as discussed above, the ordinance is not limited to commercial signs. Further, while it is true that the First Amendment protects some commercial speech, that protection is not unlimited, so this choice would be incomplete even if the ordinance applied only to commercial messages. A regulation of commercial speech that concerns a lawful activity and is not misleading or fraudulent will be valid if it (i) serves a substantial government interest, (ii) directly advances the asserted interest, and (iii) is narrowly tailored to serve the substantial interest. Note that the last prong of this test does not require that the least restrictive means be used; rather, there must be a reasonable fit between the legislation’s end and the means chosen. (D) is incorrect. As discussed above, the Court has specifically held that the distinction between on- and off-premises signs is not content-based. The fact that someone may need to read the sign to determine which set of rules apply does not make it a content-based restriction.