Category II - Discretionary Fsps

Question 1

Describe discretionary fsps?

Answer 1

a type of (FSP) that makes discretionary investment decisions on behalf of a client without requiring specific instructions for each transaction

Question 2

List the long term insurance subcats in CatII

Answer 2

1.B1
2.C
16.B2-A
17.B1-A

Question 3

List the instruments subcats in Cat II?

Answer 3

6.Money market instruments
8.Warrants,certificates & other instruments
10.Derivatives instruments
19.Securities & instruments

Question 4

List benefits subcats in Cat II?

Answer 4

3.Retail pension benefits
4.Pension fund benefits

Question 5

List the deposits subcats in Cat II?

Answer 5

13.Long-term deposits
14.Short-term deposits
18.Structured deposits

Question 6

What is under subcat 5?

Answer 6

Shares

Question 7

Which subcat is Debentures & securitised debt?

Answer 7

7

Question 8

Which subcat are under 9?

Answer 8

Bonds

Question 9

What subcat is Forex investment under?

Answer 9

12

Question 10

What subcat is under 21?

Answer 10

Crypto Assets?