Chapter 15 - Market Abuse Flashcards
(6 cards)
1
Q
What is insider dealing?
A
Trading based on material, non-public information in breach of a duty of confidentiality.
2
Q
What are the offences under the Market Abuse Regulatory (MAR)?
A
Insider dealing, unlawful disclosure of inside information and market manipulation.
3
Q
What is the role of the FCA in market abuse?
A
The FCA enforces MAR and investigates breaches.
4
Q
Quick Hit
Insider Dealing
A
Trading using confidential, price-sensitive info.
5
Q
Quick Hit
MAR
A
Market Abuse Regulatory - EU/UK rules on market conduct.
6
Q
Quick Hit
FCA
A
Financial Conduct Authority - regulator of financial markets
