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CISI > Chapter 5 - The Regulatory Infrastructure Of The UK Financial Services > Flashcards

Chapter 5 - The Regulatory Infrastructure Of The UK Financial Services Flashcards

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CISI (10 decks)

Chapter 1 - The Financial Services Industry

Chapter 2 - UK Financial Services And Consumer Relationships

Chapter 3 - Uk Contract And Trust Legislation

Chapter 4 - Integrity And Ethics in Professional Practice

Chapter 5 - The Regulatory Infrastructure Of The UK Financial Services

Chapter 6 - FCA and PRA Supervisory Objectives, Principles And Processes

Chapter 7 - FCA and PRA Authorisation of Firms and Individuals

Chapter 8 - The Regulatory Framework Relating To Financial Crime

Chapter 9 - Complaints And Redress

Chapter 10 - FCA Conduct Of Business Fair Treatment And Client Money Protection

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