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R01 Study
> Chapter Eight: The Regulatory Advice Framework > Flashcards
Chapter Eight: The Regulatory Advice Framework Flashcards
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R01 Study
(11 decks)
Chapter One: The UK Financial Services Industry: An Overview
Chapter Two: Serving the Retail Customer
Chapter Three: Laws & Legal Concepts
Chapter Four: The Regulation of the Financial Services
Chapter Five: Responsibilities and Approach to Regulation
Chapter Six: The FCA Handbook
Chapter Seven: Core Regulatory Principles and Rules
Chapter Eight: The Regulatory Advice Framework
Chapter Nine: Client Advising Skills
Chapter Ten: The FCA's Use of Principles and Outcomes-Based Regulation
Chapter Eleven: Ethics and Professional Standards
