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CISI UK Financial Regulation (2024/25) > Chspter 3: Associated Legislation and Regulation > Flashcards

Chspter 3: Associated Legislation and Regulation Flashcards

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CISI UK Financial Regulation (2024/25) (6 decks)

Chapter 1: The Regulatory Environment

Chapter 2: The Financial Services and Markets Act 2000 and Financial Services Act 2012

Chspter 3: Associated Legislation and Regulation

Chapter 4: The FCA Conduct of Business Sourcebook / Client Assets

Chapter 5; Complaints and Redress

Ch 1 - Mock Questions

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