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FCA Paper 3: UK Financial Regulation > Complaints and Redress > Flashcards

Complaints and Redress Flashcards

3/75 Qs (0 cards)

FCA Paper 3: UK Financial Regulation (9 decks)

The regulatory environment

The Financial Services and Markets Act 2000 & Financial Services Act 2012

Associated Legislation and Regulation

The FCA's Conduct of Business and Client Assets Sourcebook

Complaints and Redress

Chapter 3 - revisited

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