Corporate Reports Flashcards
(6 cards)
1
Q
Annual report
A
Form 10-k
2
Q
Quarterly Report
A
Form 10-Q
3
Q
Form which reports Material Events, which may affect share price or financial condition, that are reported within 4 business days.
A
Form 8-k
4
Q
This is filed when a corp intends to solicit voting powers of attorney from shareholders
A
Proxy Statements
5
Q
Form which Institutional investment managers that exercise discretion may need to file quarterly
A
Form 13F
6
Q
Cash transactions that total over $10,000 in a single day trigger this
A
CTR (Currency Transaction Reports)
