Describe The Regulation Of Legal Executives Flashcards

(11 cards)

1
Q

What is the governing body of legal executives in England and Wales?

A

The Chartered Institute of Legal Executives (CILEx) is the governing body of legal executives in England and Wales.

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2
Q

What are the main functions of CILEx?

A

CILEx represents the interests of its members, provides education, training, and development for legal executives.

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3
Q

What does CILEx promote within the legal profession?

A

CILEx promotes high standards across the profession and publishes a Code of Conduct.

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4
Q

Where is a complaint about a legal executive usually first made?

A

A complaint is usually first made to the legal executive’s employer.

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5
Q

What types of complaints can be made against legal executives?

A

Complaints can be about excessive fees, delay, lack of communication, or negligent advice.

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6
Q

What happens if a complaint is not satisfactorily resolved?

A

If unresolved, a complaint can be made to the CILEx Regulation Board.

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7
Q

What does the CILEx Regulation Board do?

A

It regulates legal executives and investigates any alleged breach of the Code.

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8
Q

What can the Professional Conduct Panel decide?

A

The Panel can decide if there has been misconduct and can issue a formal warning or refer the case to the Disciplinary Tribunal.

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9
Q

What penalties can the Disciplinary Tribunal impose?

A

The Tribunal can give a formal warning, exclude a person from membership, or order a fine up to £3,000.

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10
Q

What can a complainant do if they are unhappy with the outcome?

A

They can take the matter to the Legal Ombudsman.

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11
Q

What powers does the Legal Ombudsman have?

A

The Legal Ombudsman can order an apology, work to be re-done, a refund, or compensation of up to £30,000.

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