Different roles of the Lawyer, Safekeeping Property, and Communications Flashcards

1
Q

In representing a client, a lawyer must exercise independent professional judgment and render candid advice. What is the lawyers role here?

A

Lawyer as an advisor

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2
Q

T or F A client is entitled to straightforward, honest advice, even if such advice involves unpleasant facts and alternatives that a client may not want to confront. In rendering advice, a lawyer may refer not only to law but also to other considerations such as moral, economic, social, and political factors that may be relevant to the client’s situation.

A

True

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3
Q

A lawyer may provide an evaluation of a matter affecting a client for the use of a third person if

A

the lawyer reasonably believes that making the evaluation is compatible with other aspects of the lawyer’s relationship with the client.

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4
Q

Assuming there is no incompatibility, the lawyer should advise the client of the implications of the evaluation, including

A

the lawyer’s duty to third persons.

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5
Q

When the lawyer knows or reasonably should know that the evaluation is likely to affect the client’s interests materially and adversely, the lawyer may not provide the evaluation unless

A

unless the client gives informed consent.

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6
Q

In terms of an evaluation, information relating to the evaluation is otherwise protected by

A

the duty of confidentiality.

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7
Q

A lawyer acts as a third-party neutral when he assists two or more non-clients to reach a resolution of a dispute. These lawyer roles are either as an _________ or a __________.

A

arbitrator or mediator

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8
Q

The lawyer must inform unrepresented parties that the lawyer is not representing them. Furthermore, when the lawyer knows or reasonably should know that a party does not understand the lawyer’s role, the lawyer must

A

explain the difference between the lawyer’s role as a third-party neutral and a lawyer’s role as one representing a client, including the inapplicability of the attorney-client evidentiary privilege.

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9
Q

In addition to the general prohibition against extrajudicial statements that have a substantial likelihood of prejudicing an adjudicatory proceeding, a prosecutor has special duties. Prosecutors must: (duties of a prosecutor)

A

(1) refrain from prosecuting a charge that the prosecutor knows is not supported by probable cause;

(2) make reasonable efforts to assure that the accused has been advised of his right to, and the procedure for, obtaining counsel and that he has been given reasonable opportunity to do so;
(3) not seek to obtain a waiver of important pretrial rights from an unrepresented accused;
(4) make timely disclosure of all exculpatory and mitigating evidence (absent a contrary protective order); and
(5) not subpoena a lawyer in a grand jury or criminal proceeding to present evidence about a
past or present client unless the information sought is not protected from disclosure by any applicable privilege, the evidence sought is essential to the successful completion of an ongoing investigation or prosecution, and there is no other feasible alternative to obtain the information.

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10
Q

When a prosecutor knows of new, credible, and material evidence creating a reasonable likelihood that a convicted defendant is innocent, the prosecutor must

A

must promptly disclose that evidence to the authorities and, if the conviction was obtained in the prosecutor’s jurisdiction, to the defendant. In addition, the prosecutor must undertake further investigation to determine if the defendant was wrongly convicted

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11
Q

T or F When a prosecutor knows of clear and convincing evidence establishing that a defendant in the prosecutor’s jurisdiction was convicted of an offense that the defendant did not commit, the prosecutor must seek to remedy the conviction.

A

True

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12
Q

What is a nonadjudicative proceeding?

A

is one in which the tribunal will not render a binding legal judgment directly affecting a client’s interest in the manner

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13
Q

T or F A lawyer representing a client before a legislative or administrative tribunal in a nonadjudicative proceeding must disclose to the tribunal that his appearance is in a representative capacity.

A

True

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14
Q

T or F A lawyer must conform to the same obligations of candor as to both law and fact imposed by the Rules, the obligation to not unlawfully obstruct access, destroy, conceal, or falsify evidence imposed by the Rules, the obligation to obey the rules of the tribunal imposed by the Rules and the Rules designed to secure the impartiality and decorum of the tribunal.

A

True

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15
Q

A lawyer employed or retained by an organization represents the organization as distinct from its

A

directors, officers, employees, members, shareholders, or other constituents.

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16
Q

T or F In transactions between an organization and its lawyer, the client-lawyer relationship is maintained through the constituents of the organization.

A

True

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17
Q

When the lawyer knows that the organization is likely to be substantially injured by an action of an officer or other constituent that violates a legal obligation to the organization or is in violation of law and might be imputed to the organization, the lawyer must

A

proceed as is reasonably necessary in the best interests of the organization.

18
Q

Unless the lawyer reasonably believes that it is not necessary in the best interest of the organization to do so, the lawyer shall refer the matter to

A

refer the matter to higher authority in the organization, including, if warranted by the circumstances to the highest authority that can act on behalf of the organization as determined by applicable law.

19
Q

If, despite the attorney’s reporting “up the ladder,” the highest authority that can act on behalf of the organization insists upon or fails to address in a timely and appropriate manner an action, or a refusal to act, that is clearly a violation of law, and the lawyer reasonably believes that the violation is reasonably certain to result in substantial injury to the organization, then the lawyer may

A

lawyer may reveal information relating to the representation whether or not Rule 1.6 permits such disclosure,

but only if and to the extent the lawyer reasonably believes necessary to prevent substantial injury to the organization.

20
Q

T or F A lawyer for an organization cannot also represent any of its directors, officers, employees, members, shareholders or other constituents

A

False, as long as there is no conflict of interest.

21
Q

The lawyer should take steps necessary to ensure that the individual understands that, when there is such adversity of interest, the lawyer for the organization cannot

A

provide legal representation for that constituent individual, and that discussions between the lawyer for the organization and the individual may not be privileged.

22
Q

When, in connection with a representation, a lawyer receives funds or other property in which a client or third person has an interest, the lawyer must:

hint do what with the property and make what records?

A

(1) hold such property separate from the lawyer’s own property;
(2) promptly deliver to the client or third party any property the client or third party is entitled to receive;
(3) keep, maintain, and preserve complete and accurate records for up to five years after the termination of the representation; and
(4) promptly render a full accounting of such property when requested by a client or third party.

23
Q

T or F A lawyer may deposit his own funds in a client trust account, but only up to the amount necessary to pay bank service charges.

A

True

24
Q

T or F A lawyer must deposit into the client trust account all prepaid legal fees and expenses that have been paid in advance. The lawyer may withdraw from the client trust account only fees earned or expenses incurred.

A

True

25
Q

Upon receiving funds or other property in which a client or third person has an interest, the lawyer must

A

promptly notify the client or third person.

26
Q

The lawyer must also safeguard, and account for, client property that is not cash.
If Securities the property must be kept ?

If property is not cash the property must be?

A

in a safe deposit box- securities

non-cash property- safe

27
Q

When two or more persons (one of whom may be the lawyer) claim interest in the client’s property, the lawyer must do what with the amount in dispute? What must the lawyer do with the amount not in dispute?

A

the lawyer must keep it separate until the dispute is resolved. However, the lawyer must promptly distribute all portions of the property that are not in dispute.

28
Q
  1. T or F A lawyer owes a duty not only to the client, but also to third parties with legitimate interests, such as a client’s creditor who has a lien on funds recovered in a personal injury action and placed in the lawyer’s trust account.
  2. What must a lawyer do when there is a lien on funds recovered?
A
  1. True
  2. A lawyer should protect third-party claims against wrongful interference by the client and not disburse money to the client unless sufficient funds remain to satisfy the lien claim. Under such circumstances, when the third person’s claim is not frivolous under applicable law, the lawyer must refuse to surrender the property to the client until the claims are resolved.
29
Q

What is the definition of advertising for a lawyer?

A

In broad terms, advertising is the communication of information about the availability of a lawyer’s services in a general way that does not personally target any specific individual who might be “put on the spot” to accept or decline employing the lawyer.

30
Q

A lawyer may communicate information about themselves or their services so long as the communication is neither false nor misleading.
A communication is misleading if:

A

A statement is misleading if it:

(1) contains a material misrepresentation of fact or law;
(2) omits facts that are necessary to make the communication, taken as a whole, not materially misleading;
(3) is substantially likely to lead a reasonable person to formulate a specific conclusion about the lawyer or the lawyer’s services for which there is no reasonable factual foundation; or
(4) would lead reasonable persons to unjustified expectations that the same results could be obtained for other clients in similar matters without reference to the specific factual and legal circumstances of each client’s case.

31
Q

All ads must include?

A

All ads must include the name and office address of at least one attorney or law firm.

32
Q

T or f The name of any lawyer holding public office cannot be used in t he name of the law firm, or in communications on its behalf, during any substantial period when the lawyer is not actively and regularly practicing with the firm.

A

True

33
Q

Rule 7.3 distinguishes between advertising and solicitation by focusing on personal contact. What is a solicitation?

A

A solicitation is a targeted communication initiated by the lawyer that is directed to a specific person and that offers to provide legal services.

34
Q

A lawyer cannot solicit fee-generating employment by in-person, live telephone, or real-time electronic contact, when the lawyer’s significant reason for doing so is pecuniary gain, unless

A

unless the person solicited is a lawyer or has a family, close personal, or prior professional relationship with the lawyer.

35
Q

The solicitation rule does not apply if

A

not apply if the written, recorded, or electronic solicitation is used to target another lawyer or a person with whom the lawyer has a family, close personal, or prior professional relationship.

36
Q

T or F Solicitation is permitted where the lawyer does not have a substantial pecuniary motive. A lawyer has the right to approach persons in need of legal services, to explain that need, and then to suggest that they obtain a lawyer or obtain the services of the soliciting lawyer without charge.

A

True

37
Q

A lawyer may participate in a prepaid or group legal services plan that uses personal solicitation to secure clients, as long as:

A

(1) the lawyer is not personally involved in the solicitation;
(2) the organization is not owned or directed by the lawyer; and
(3) the persons solicited are not known to be in need of legal services in a particular matter.

38
Q

A lawyer cannot give anything of value for client referrals, except that the lawyer may:

A

(1) pay the fees associated with being part of a legal service plan, or a not-for-profit, or qualified
lawyer referral service; and
(2) refer clients to another lawyer or a non-lawyer professional pursuant to an agreement that provides for referrals of clients or customers to the lawyer, if the reciprocal referral agreement is not exclusive and the client is informed of the existence and nature of the agreement.

39
Q

T or F A lawyer admitted to engage in patent practice before the United States Patent and Trademark Office can use the designation “Patent Attorney” or another substantially similar designation in advertisements.
„ A lawyer engaged in admiralty law can use the designation “Admiralty,” “Proctor in Admiralty,” or another substantially similar designation in advertisements.

A

True

40
Q

In an advertisement, a lawyer may identify the area of law in which he does or does not practice as long as

A

as he does not imply that he is a certified specialist.

41
Q

A lawyer may not state or imply that he is certified as a specialist in a particular field of law, unless

A

unless he is certified by an organization approved by a state authority (like the state bar) or accredited by the ABA, and the name of the certifying organization is identified.

42
Q

T or F However, a state could prohibit advertisement of certifications issued by organizations that make no inquiry into a petitioner’s fitness, or issue certificates indiscriminately for a fee.

A

True