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TRAINING > Dodd-Frank Act > Flashcards

Dodd-Frank Act Flashcards

1
Q

Law signed by

A

Obama signed on July 21 2010

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2
Q

Titles

A

16 titles on this act

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3
Q

Title I

A

Financial Stability

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4
Q

Title II

A

Orderly Liquidation Authority

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5
Q

Title III

A

Transfer of Powers to the Comptrollers of the currency, the corporation, and the Board of Governors

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6
Q

Title IV

A

Regulation of Advisors to Hedge Funds and Others

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7
Q

Title V

A

Insurance

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8
Q

Title VI

A

Improvements to Regulation of Bank and Savings Association Holding Companies and Depository Instituitons

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9
Q

Title VII

A

Wall Street Transperancy and Accountability Act

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10
Q

Title VIII

A

Payment, Clearing, and Settlement Supervision

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11
Q

Title IX

A

Investor Protections and Improvements to the Regulation of Securities

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12
Q

Title X

A

Bureau of Consumer Financial Protection

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13
Q

Title XI

A

Federal Reserve System Provisions

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14
Q

Title XII

A

Improving Access to Mainstream Financial Institutions

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15
Q

Title XIII

A

Pay It Back Act

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16
Q

Title XIV

A

Mortgage Reform and Anti-Predatory Lending Act

17
Q

Title XV

A

Miscellaneous Provisions

18
Q

Title XVI

A

Section 1256 Contracts

19
Q

Three New Offices

A
  1. Financial Stability Oversight Council (FSOC), 2. Office of Financial Research (OFR), 3. Consumer Financial Protection Bureau (CFPB)
20
Q

Transer of Power under Title III

A

Under Title III the power of Office of Thrift Supervision (OTS) has been transferred to Office of the Comptroller of the Currency (OCC), Federal Deposit Insurance Corporation (FDIC), Board of Governors of the Federal Reserve System.

21
Q

MSRB, GAO

A

MSRB - Municipal Securities Rulemaking Board, GAO - Government Accountability Office

22
Q

Volcker Rule

A

Prohibits banking entities from engaging in proprietary trading and ownership or sponsorship of hedge funds or private equiy funds

23
Q

Skin in the Game

A

The securitizers and originators of asset backed securities must jointly retain at least 5% of the credit risk. It is intended to ensure that originators and securitizers have exposure to the asset backed securities that they help form

TRAINING (3 decks)

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