Ethics 6: Providing Services to Public Flashcards

1
Q

What must firms/solicitors do at beginning of retainer?

A
  1. Must identify client
  2. Inform clients of regulation
    - whether and how the services are regulated
    - how this effects protection available to client
    - correctly represent that business or employer is regulated by the SRA (or not)
  3. Ongoing information on matter
    - make sure they understand and are in position to make informed decision about the services they need

4.. ongoing pricing and costs
- including likely overall cost
- likelihood of having to pay other sides legal fees

  1. Clients right to complain
    - in writing
    - how and to whom to complain
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2
Q

When and how must you inform client of their right to complain?

A

At beginning of retainer
- in writing
- how and to whom to complain

8 weeks following a complaint if not resolved to clients satisfaction
- in writing
- timeframe for complaining
- full details on how to contact
(if complaint procedure has been exhausted)
- than you cannot settle complain
- name and website of ADR approved body suited to deal with it
- whether you agree to se the scheme operated by that body

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3
Q

How must complaints be handled?

A

Promptly, fairly and free of charge

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4
Q

What are the limits on publicity for solicitors/firms

A

Must not be inaccurate or misleading

No targeted or intrusive unsolicited approaches
- no targeting of individuals
- BUT may approach current/former client s

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5
Q

When must pricing information be published on website?

A

For:
- residential conveyancing
- probate (uncontested)
- motoring offences (summary)
- immigration (not asylum)
- employment tribunals
- debt recovery (up to £100k)
- licensing applications

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5
Q

What service information must be included on firm website?

A
  • what services are included for quoted price
  • highlight any services not included which might reasonably be expected to be included
  • include information on key stages and typical time scale
  • publish qualifications and experience of anyone carrying on the work and of supervisors
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