Expert Witness Flashcards

(74 cards)

1
Q

Most important expert witness case in Scotland?

A

Kennedy vs Cordia (Services) LLP [2016]

(Home care employee visited an elderly client on a winters night in Scot

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2
Q

What made Kennedy vs Cordia (Services) LLP [2016] so important?

A

Gave guidance on use of expert witnesses:
(i) the admissibility of such evidence
(ii) the responsibility of a party’s legal team to make sure that the expert keeps to his or her role of giving the court useful information
(iii) the court’s policing of the performance of the expert’s duties, and
(iv) economy in litigation

Lecture note: An expert witness is not there to provide an opinion on anything that is a matter of law.

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3
Q

What were the findings of [dead] Kennedy vs Cordia (Services) Ltd [2016] in terms of admissibility of evidence?

A

(i) whether the proposed skilled evidence will ASSIST the COURT in its task;

(ii) whether the witness has the necessary KNOWLEDGE and EXPERIENCE;

(iii) whether the witness is IMPARTIAL in his or her presentation and assessment of the evidence; and

(iv) whether there is a RELIABLE BODY of knowledge or experience to UNDERPIN the expert’s evidence.

[Court jester assisting carrying tables, keeps dropping them because he’s rubbish - doesn’t have the necessary knowledge and experience. His costume is half and half - from one side purple - the queen’s favourite colour and the other side the kings (yellow). He’s trying to present as impartial to both. The reason he’s rubbish is because he’s an imposter who killed the real jester, whose body is under the table.]

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4
Q

Older case law on the necessity of expert evidence?

A

R v Turner
[1975] QB 834

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5
Q

What was the finding of James Langley v South West Regional Health Authority [1983] in relation to expert witnesses?

A

Often cited as authority for the entitlement of the claimant to recover the costs incurred in presenting a claim. This case concerned the costs of a claims consultant who could have been, but was not, called as an expert witness.

The consultant had prepared schedules to the arbitration pleadings containing matters of expert opinion and were not simply a useful presentation of the facts upon which the claimants’ claim was based.

The latter, even if delegated to an outside expert, will not normally be regarded as calling for the expression of an expert opinion and therefore not be recoverable.

https://www.isurv.com/directory_record/4169/james_longley_v_south_west_regional_health_authority

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6
Q

What is the difference between an expert witness and an ordinary witness (witness of fact)?

A

The expert can provide an opinion, whereas the witness of fact may only give factual evidence.

https://www.fieldfisher.com/en/insights/expert-witnesses-the-independence-factor

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7
Q

When can a court discount expert evidence?

A
  1. When there is bias - in fact the claim can be struck out if the expert witness is not sufficiently independent. [Refine - case law]
  2. Where the facts at issue are within a judge’s own understanding and therefore expert evidence is not required
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8
Q

Who can be an expert witness?

A

TBC Anyone with relevant qualifications and/or experience

[refine - case law?]

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9
Q

Why use an expert witness?

A

To furnish the court with scientific, technical or other specialist information which is likely to be outside the knowledge or experience of the tribunal.

[TBC]

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10
Q

Case law supporting use of an expert witness

A

Royal Brompton Hospital NHS Trust v
Hammond & Ors
[2000] 76 Con. L.R. 131

assessment of the impact of the occurrence of a particular event on the progress of a construction project seems to me to be something which requires, if not special skill, at least experience which the court does not possess

Refine

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11
Q

Case law regarding adjudicators’ fees

A

Castle Inns (Stirling) Ltd v
Clark Contracts Limited
[2009] CSOH 174

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12
Q

Who or what determines how much weight is given to evidence from an expert witness?

A

The weight to be given to the evidence provided by the expert witness is a matter for the judge

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13
Q

What was the ruling in Davie [Croquette] v Magistrates of Edinburgh [1951] S.C. 720 in respect of expert witnesses?

A
  1. The court was not bound to accept the conclusions of an expert witness, even where the expert evidence was uncontradicted
  2. Formal corroboration is not required for expert opinion evidence in the same way as for factual evidence
  3. The Judge should not have relied on material which was not put to the expert witnesses, and on which they did not give evidence

From lecture notes

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14
Q

What is the meaning of ipse dixit?

A
  1. Latin for ‘he himself said it
  2. a claim or statement that someone makes solely based on their own authority, without supporting evidence or proof

(In logic it is known as the bare assertion fallacy)

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15
Q

Duty of an expert witness in the courtroom

(and associated Scottish case law?)

A

‘*to furnish the Judge or jury with the

necessary scientific criteria for

testing the accuracy of their conclusions,

so as to enable the Judge or jury to

form their own independent judgment

by the application of these criteria to the facts proved in evidence*’

Davie v Magistrates of Edinburgh [1951] S.C. 720 (1953 whenever quoted online??)

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16
Q

How much weight is given to the testimony of an expert witness?

A
  1. The conclusions of the expert may hold significant weight in the outcome of a case; but equally they may not.
  2. The final decision rests with the judge, who is under their own obligation to provide a closely reasoned judgment that sets out how they weigh each piece of evidence, and how it has informed how they have concluded.
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17
Q

What is every lawyer’s favourite case in respect of duties of the expert witness? (informal reference)

A

The Ikarian Reefer

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18
Q

What is every lawyer’s favourite case in respect of duties of the expert witness? (formal case reference)

A

National Justice Compania Naviera SA v
Prudential Assurance Company Limited
[1993]

2 Lloyds Rep 68

(aka - * the Ikarian Reefer*)

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19
Q

What are the duties of the expert witness, as set out in Ikarian Reefer ruling?

A

I COLD ACTS

Independent product (beyond pressures of litigation)
Assist the Court (with objective, unbiased opinion within expertise)
Facts and Omissions (must not omit facts that detract)
Limits of expertise (make clear if question/issue is outside limit)
Insufficient Data (then state that opinion is provisional)
Not Advocate
Change of view (communicate without delay)
Their report is the whole Truth (or qualify otherwise)
Supporting data (provide to the other party)

Background: Eight expert witnesses were brought in. The judge (Cresswell J) thought that several of the expert witnesses misunderstood their duties. He took the opportunity to clarify.

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20
Q

Acronym to remember duties of the expert witness as per Ikarian Reefer?

(bonus for formal reference to case)

A

I COLD ACTS

National Justice Compania Naviera SA v Prudential Assurance Company Limited [1993]

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21
Q

From Ikarian Reefer: Duty of expert witness in relation to evidence being an independent product?

(bonus for formal case reference)

A

Expert evidence presented to the court
should be,
and should be seen to be,
the independent product of the expert
uninfluenced as to form or content
by the exigencies of litigation.

National Justice Compania Naviera SA v Prudential Assurance Company Limited [1993]

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22
Q

From Ikarian Reefer: Duty of expert witness in relation to change of view?

A

If, after exchange of reports,
an expert witness changes his view on a material matter
having read the other side’s expert’s report (or for any other reason),
such change of view should be communicated
(through legal representatives)
to the other side without delay
and, when appropriate, to the court.

National Justice Compania Naviera SA v Prudential Assurance Company Limited [1993]

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23
Q

From Ikarian Reefer: Duty of expert witness in relation to omissions?

National Justice Compania Naviera SA v Prudential Assurance Company Limited [1993]

A

An expert witness should
state the facts or assumptions
upon which his opinion is based.
He should not omit to consider material facts that could
detract from his concluded opinion

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24
Q

What was significant re McTear v Imperial Tobacco 2005 2 SC 1?

A

Pursuer’s expert witnesses performed gratis
(and had been committed to anti-smoking causes)
this brought into question their independence.

‘justify scrutiny of each of their evidence, so as to see to what extent they complied with their obligations as independent expert witnesses and how soundly based their views were.

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25
Case law on principles to decide if expert evidence is necessary
**British Airways Plc** v **Spencer and 11 others** (present trustees of the British Airways Pension Scheme) [**2015**] EWHC 2477 (Ch)
26
What was the ruling in respect of expert evidence from ***British Airways Plc** v S**pencer and 11 others** (present trustees of the British Airways Pension Scheme) [2015] EWHC 2477 (Ch)*?
Confirms that for the purposes of **CPR 35** that expert evidence should be admitted if it is **necessary** to resolve issues and may be admitted in order to **assist the court to understand** the issues as long as it would be **proportionate** to do so.
27
What is 'hot tubbing'?
1. Formally known as **concurrent expert evidence** 2. A procedure at trial whereby experts in any discipline **give their evidence simultaneously**
28
What changed as a result of **Jones v Kaney [2011] UKSC 13**?
1. An **expert can now be sued** in tort and contract in England and Wales for their work done in and in preparation for court **whether or not the matter proceeds to trial** 2. The **immunity has been waived** in relation to all **civil, family and criminal** matters 3. The ruling has **retrospective** effect Not yet in place in Scotland but has put the cat among the pigeons....
29
What is the guidance for instructing expert witnesses in Scotland?
There is **nothing mandatory**, unlike England and Wales which have mandatory rules set out in **Part 35** of the **Civil Procedure Rules**. Law Society of Scotland offers a practise note
30
To whom is an expert witnesses overriding duty?
To the **court** This overrides any obligation to the person who instructed them or who is paying them.
31
What is Scottish case law on the expert's overriding duty?
*[horse ridden by **Uri** Anderson (at age **20** or **19**) with an **explorer** beard **riding over** an **estate** looking for a **BP** service station]* **Ury Estate Ltd** vs **BP Exploration** Operating Co Ltd [**2019**] CSOH 36 Confirmed that it is the expert’s duty to help the court on matters within their expertise - over and above the person who instructed them or is paying them.
32
What did NOT change as a result of **Jones v Kaney [2011] UKSC 13**?
1. Parties **cannot sue an adverse expert** (i.e. the other side) 2. **Immunity** still applies to **all other witnesses**. 3. Expert witnesses immune for suits in **defamation** 4. Experts are **liable for 'pre-trial' advice**
32
What is institutional arbitration?
1. Run by an arbitral **institution** 2. The institution has its own **rules** 3. **Administers** cases 4. May **hold funds** and decide on **procedural* *issues
33
What are the objectives of witness immunity?
1. ensuring that witnesses **give evidence "freely and fearlessly**"…in an atmosphere free from threats of suit from disappointed clients… [so that] persons who may be witnesses in other cases **in the future will not be deterred from giving evidence** from fear of being sued for what they say in court; and 2. to **avoid multiplicity of actions** in which the value or truth of their evidence would be tried over again To avoid experts being reluctant to testify To allow experts to give full and frank evidence to the court To protect witnesses from being harassed by vexatious litigation. To avoid the original trial needing to be re-litigated. ## Footnote Meadows v General Medical Council [2006] EWCA Civ 1390
33
Name key international arbitral institutions
**LCIA** - London Court of International Arbitration (London) **HKIAC** Hong Kong International Arbitration Centre **SIAC** - Singapore International Arbitration Centre **ICC**- International Chamber of Commerce (Paris) **ICDR** - International Center for Dispute Resolution (New York) **ASA** - Swiss Arbitration Centre (Geneva) **DIAC** - Dubai International Arbitration Centre **SAC** - Scottish Arbitration Centre (Edinburgh)
34
What is the case law on the objectives of witness immunity?
**Meadows** v **General Medical Council** [**2006**] EWCA Civ 1390
34
What is ad hoc arbitration?
Arbitrators appointed by the **parties, the institution or a court.** The **tribunal** runs the arbitration **according to applicable law** and any agreed rules. **No institutional administrator** of the arbitration.
35
What is contractual arbitration?
**Arbitration clause** in the contract **Agreement by the parties** to arbitrate in the **absence** of an arbitration clause.
35
What is 'fiduciary duty'?
A **legal or ethical relationship** of **confidence or trust** between two or more **parties**. ## Footnote https://www.pinsentmasons.com/out-law/guides/fiduciary-duties
36
What is statutory arbitration?
**Mandated** by statute in **certain areas of commerce** Specific to **national jurisictions** (e.g. Pubs codes adjudicator, Commercial Rent (Coronavirus) Act 2022)
36
What are the two fiduciary duties an agent owes its **principal**?
1. It must not place itself in a position where its own *interests conflict with those of the principal* or whether there is a real possibility that will happen (**the 'no conflict' rule**); 2. it *must not profit from its position at the expense* of the principal (**the 'no profit' rule**).
37
What is commercial arbitration?
1. Between parties **connected by contract/s** 2. **Consensual** 3. Often but not always **governed by an institution**
37
Case law on bias/scruitinizing opinion evidence of experts?
McTear v Imperial Tobacco 2005 2 SC 1
38
What are the advantages of international arbitration?
**PAN-FFEC** Neutrality Arbitrator selection Privacy and confidentiality Commerciality - parties can agree timing, expense caps, appeal rights and whether or not to have a hearing. Flexibility Enforceability - achieved through the New York Convention Finality
39
Typical number of arbitrators in an international tribunal?
Three * Each party appoints an arbitrator * The co-arbitrators appoint a chair * Failing that, the court/institution appoints
40
What is the difference between 'private' and 'confidential'?
**Private** Limited access Right of a person Freedom from intrusion An expectation based on common law **Confidential** An agreement or duty Secret within a specific group Ethical (rather than common law) basis Usually part of a professional interaction (but not always)
41
What is particular about confidentiality in international arbitrations seated in Scotland?
Related court proceedings are anonymised to prevent confidentiality breaches
42
43
What are the differences in finality of decision between arbitration and litigation in international disputes?
**Litigation** Subject to one or more appeal procedures on the merits of the dispute Right of appeal is often automatic Causes delay and expense **Arbitration** Appeals on merits of the case are excluded Can challenge on jurisdiction and procedural irregularity Appeal tends to be sifted and filtered. NO automatic right Limits scope for abuse
43
What is the mnemonic for the London Centenary Principles?
JEL leafier
44
What are the London Centenary Principles?
**J**udiciary - competent, efficient and familiar with international arbitration, respectful of parties decision to arbitrate. ***Education** - a commitment to educate counsel, users etc * **L**aw - 1) framework for fair and just resolution, 2) minimise court intervention **L**egal expertise - competent legal profession with expertise in international arbitration. **E**nforceability - adherence to international treaties **A**ccessibility and Safety - free of unreasonable constraints on entry and exit, work, witnesses etc ***Facilities*** - appropriate places for hearings, tranlation services etc **I**mmunity of arbitrator **E**thics - embrace a diversity of legal and cultural traditions ***Right of representation*** of the parties' choice, whether in or outside the seat.
45
What is *ad valorem*?
According to the value of the amount in dispute - can be the driver of fees
46
Practically, how to decide whether expert evidence is 'necessary' to resolve the dispute?
Need to have clearly identified the **issues** to be resolved Decide **how to prove** them This will **drive the choice of expert**, and court
47
What are the two types of legal professional privilege in the UK?
1. Legal advice privilege 2. Litigation privilege Subject to certain limited exceptions, privilege is **an absolute right, which belongs to the client**. If a document is privileged, the basic position is it **can be withheld from third parties**.
48
What is legal advice privilege?
**Protects communications** between a lawyer and client that are made for the **sole or dominant purpose** of **giving or receiving of legal advice**.
49
What is litigation privilege?
Protects communications between lawyers or their **clients and any third party** for the purpose of obtaining advice or information in **connection with existing or reasonably contemplated litigation**.
50
51
Types of expert witness bias
* Consistent instruction by one side or t'other * Relationship between expert and subject * Relationship with defendent, litigant or lawyer * Conflicts of interest * Selectorial bias (choosing someone who will support your case) ## Footnote https://www.cambridge.org/core/journals/bjpsych-advances/article/bias-in-expert-witness-practice-sources-routes-to-expression-and-how-to-minimise-it/0E0CA03F7C9F417461C94FC64F4D50FB
52
Where to find an expert witness?
UK Register of Expert Witnesses Expert Witness Directory (Scotland) Expert Witness Institute
53
What are some exceptions to legal professional privilege?
If **waived** by the client If being used to try to commit fraud or a **crime** Possibily for the **public interest** but it depends If the dominant purpose of a communication is to **obtain commercial input** rather than legal advice, even if legal advice is also being sought, it may not be privileged
54
Key questions to ask re privilege
Who is the client? What is covered? What is the purpose of the communication? What is the timing of the communication in relation to litigation etc?
55
What does 'CPR' stand for?
Civil Procedure Rules
56
Recent case law on 'relevant expertise' of expert witness?
Gemmell v Scottish Ministers [2022] SC GLW 16
57
Case law on **advoca**cy as an expert witness
London Underground Ltd v Kenchington Ford plc [1999] C.I.L.L. 1452 *[**London underground **carriage full of **avocad**os chased by a Model T **Ford** driven by Miss K**ensington** from Austin Power and a cat with **999** lives]*
58
What was the ruling of London Underground Ltd v Kenchington Ford plc [1999] C.I.L.L. 1452 in terms of advocacy of expert witnesses
Expert assumed the role of **advocate to his client's cause** This was **invalid and unscientific** Expert's evidence was **rejected**
59
Consequences for expert witnesses accused of bias
Evidence **rejected** or **diminished** Case could be **thrown out** **Discredited**/damaged reputation Imprisonment
60
Case law providing sentencing guidance where expert made **false **statements 'deliberately/recklessly'
**Live**rpool **Victoria** **In**surance Company Ltd v **Zafar** [**2019**] EWCA Civ 392 [***Zoltar **from Big, imprisoned in his glass case, comes a**live** even though he is not plugged in. He's next to a van with the turning heads to throw the ball **in[surance]** and they all look like Queen **Victoria**. Tom Hanks becomes **20** or **19** after wishing to be BIG*]
61
What sentence was imposed on the expert in Liverpool Victoria Insurance Company Ltd v Zafar [2019]?
Six month sentence for contempt of court, suspended for two years.
62
Recent case law on duties of expert witness (energy industry)
**Van Oord** UK Ltd & Anor v. **Allseas UK** Ltd [**2015**] EWHC 3074 (TCC) Judge found found '*a total of 12 distinct reasons to **conclude that the evidence of an expert was entirely worthless***'
63
Case law where a change of expert witness was allowed
**Lee** v **Colchester Hospital University NHS** Foundation Trust
64
Key point on change of experts in Lee v Colchester Hospital University NHS Foundation Trust [2015] EWHC 1766 (QB)
The chosen expert had been discredited. The party requested a change of witness and this was permitted by the court on the basis that the application had been made as soon as possible.
65
Case law on courts' appetite for expert shopping
**Edwards-Tubb** v **JD Wetherspoon **Plc [**2011**] EWCA Civ 136
66
Summary of Edwards-Tubb v JD Wetherspoon Plc [2011] in relation to expert witness shopping
In short, the party would be obliged to share all expert reports with the court, even from early in the process. Court imposed a **condition of disclosure** of an earlier expert report which was available where a change of expert occurred **before** the issue of proceedings as well as when it occurred **after the issue of proceedings.**
67
When does an expert's duty to the court begin?
As soon as they are instructed. ## Footnote Edwards-Tubb -v- JD Wetherspoon plc [2011] 1 WLR 1373; EWCA Civ 136