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How Many Calendar Days? (Small Manual) Flashcards

(5 cards)

1
Q

The maximum length of time a customer may place options trades before a signed option agreement is required?

A

Fifteen calendar days

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2
Q

The minimum time period between the filing date and the effective date of a security registration (cooling-off period)?

A

Twenty calendar days

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3
Q

The IRS time period restriction on purchases to avoid wash sale designation (thirty days before or thirty days after)?

A

Thirty calendar days

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4
Q

The maximum period of time permitted to roll over qualified money from one qualified retirement plan to another?

A

Sixty calendar days

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5
Q

The maximum length of time for a letter of intent to be backdated?

Cash account frozen for nonpayment.

A

Ninety calendar days

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