L_M24_C-3(1) Flashcards

(27 cards)

1
Q

Sec. 23-42

A

Prospectus and Allotment of Securities

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2
Q

[Sec. 23-41]

A

Public Offer

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3
Q

[Sec. 42]

A

Private Placement

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4
Q

Prospectus & Allotment of Securities

A
  1. [Sec. 23 to 27 & 40] Issue of Prospectus & related matters
  2. [Sec. 39] Allotment of Securities
  3. [Sec. 34 to 37 & 447] Penalties
  4. [Sec. 42] Private Placement
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5
Q

[Sec. 23 to 42]

A

Prospectus & Allotment of Securities

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6
Q

[Sec. 23 to 27 & 40]

A

Issue of Prospectus & related matters

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7
Q

[Sec. 34 to 37 & 447]

A

Penalties

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8
Q

Sec. 23

A

Public offer and private placement

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9
Q

Sec. 24

A

Power of Securities and Exchange Board to regulate issue and transfer of securities, etc.

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10
Q

Sec. 25

A

Document containing offer of securities for sale to be deemed prospectus

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11
Q

Sec. 26

A

Matters to be stated in prospectus

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12
Q

Sec. 27

A

Variation in terms of contract or objects in prospectus

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13
Q

Sec. 28

A

Offer of sale of shares by certain members of company

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14
Q

Sec. 29

A

Public offer of securities to be in dematerialized form

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15
Q

Sec. 30

A

Advertisement of prospectus

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16
Q

Sec. 31

A

Shelf prospectus

17
Q

Sec. 32

A

Red herring prospectus

18
Q

Sec. 33

A

Issue of application forms for securities

19
Q

Sec. 34

A

Criminal liability for misstatements in prospectus

20
Q

Sec. 35

A

Civil liability for misstatements in prospectus

21
Q

Sec. 36

A

Punishment for fraudulently inducing persons to invest money

22
Q

Sec. 37

A

Action by affected persons

23
Q

Sec. 38

A

Punishment for personation for acquisition, etc., of securities

24
Q

Sec. 39

A

Allotment of securities by company

25
Sec. 40
Securities to be dealt with in stock exchanges
26
Sec. 41
Global depository receipt
27
Sec. 42
Offer or invitation for subscription of securities on private placement