Offerings Flashcards by Jack Coombes

Q

Regulation A - Tier 1

A

Sales of up to $20 million within a 12-month period
No more than $6 million may be sold on behalf of existing shareholders

How well did you know this?

1

Not at all

2

3

4

5

Perfectly

Q

Regulation A - Tier 2

A

Sales of up to $75 million within a 12-month period
No more than $22.5 million may be sold on behalf of existing shareholders

How well did you know this?

1

Not at all

2

3

4

5

Perfectly

Q

Standby Commitment

A

Syndicate agrees to buy any shares not purchased by existing stockholders in a rights offering

How well did you know this?

1

Not at all

2

3

4

5

Perfectly