Part 3 - Info on product suppliers & Part 4 Info on provisions

Question 1

How many days must client receive information on product supplier?

Answer 1

Within 30 days in writing

Question 2

What information must be provided by fsp not a direct marketer?

Answer 2

1.Business address,trade names,reg no,telephone & email address
2.legal status of fsp
3.Names& contact details of compliance dept or rep and capacity
4.license conditions & restrictions
5.Guarantees,professional indemnity or fidelity insurance or not
6.Whether representative of fsp is under supervision
7.Exemptions given by registrar