Questions

Question 1

Is representative account linked to the top performance of profolios being used to represent the overall firm’s investment result ? yes or no

Answer 1

yes

Question 2

investment mandate

Answer 2

an agreement with an investmet manager that sets out how the money is to be invested.

Question 3

does composite provite infromation about the investment style result & the vairous type of securities being managed ? (yes or no )

Answer 3

yes

Question 4

does composite provite infromation about the investment style result & the vairous type of securities being managed ? (yes or no )

Answer 4

yes

Question 5

is verification part of the the gips ? (yes or no )

Answer 5

yes

Question 6

name the (A) of standard 1

Answer 6

KNOWLEDGED OF THE LAW

Question 7

Name the (B) of standard 1

Answer 7

independence and objectivity

Question 8

name the (c) of standard 1

Answer 8

misrepresentation

Question 9

name the (d) of standard 1

Answer 9

misconduct

Question 10

name the (d) of standard 1

Answer 10

misconduct

Question 11

How many alphabet letters in standard one ?

Answer 11

4 (A - B - C - D )

Question 12

Hoaw many alphabet letters in standard 2 ?

Answer 12

2 ( A - B )

Question 13

how many alphabet letters in standard 3

Answer 13

5 ( a, b, c, d, e)

Question 14

how many letters in standard 4

Answer 14

3 ( a,B, C,)

Question 15

how many alphabet letter is in standard 5

Answer 15

3 (a,b,c)

Question 16

how many letters of alphabte in standard 6 ?

Answer 16

3 (a,b,c)

Question 17

how many letters in standard 7

Answer 17

2(a,b)

Question 18

code of ethics point 1

Answer 18

• act with integrity, competence, diligence, and respect
• in an ethical way with the public, employers, employees, clients (old and new), colleagues in the profession of investement
• and other people that participatesl in the global capital market

Question 19

code of ethics point 2

Answer 19

• place the integrity of the profession & the interest of the client before your own personal interest

Question 20

code of ethics point 3

Answer 20

use reasonble care and exercise independent judgement (be pro) when conducting:

• investment analysis
• making investment recommendation
• taking investment actions
• and when doing other professional activities

Question 21

code of ethics point 4

Answer 21

practice and encourage others to be pro & be ethical way that will reflect (give credit) on themselves and the professio (industry)

Question 22

code of ethics point 5

Answer 22

promo of the integrity and viability of the global capital markets for the ultimate benefit of society

Question 23

code of ethics point 6

Answer 23

maintain and improve your professional competence and the other of other professional.

Question 24

How many points is there in the code of ethics

Answer 24

6

Question 25

is ethical principle and moral principle the same ? (yes or No )

Answer 25

yes

Question 26

is telling the TRUTH - conforming to society's expectation? (yes or No)

Answer 26

yes

Question 27

what kind of action is telling the truth ?

Answer 27

ethical action

Question 28

are suitability and fiduciary standards part of the law and regulations linked to the government ? (yes or no)

Answer 28

yes

Question 29

does law and regulation differs between countries ? (yes or no )

Answer 29

yes

Question 30

complete the sentence: | CODE OF ETHICS IS ....

Answer 30

... A GUIDE - OF HOW PEOPLE SHOULD ACT

Question 31

Standard of conduct is a...

Answer 31

... BENCHMARK for the minimal acceptable behavior of community members and help clarify the code of ethics.

Question 32

Standard practice handbook represent what

Answer 32

the CFA code of standard

Question 33

Standard practice handbook represent what

Answer 33

the CFA code of standard

Question 34

what does members and candidate of the cfa used each year to re-acfirm their commitment to adhere to the code and standard ?

Answer 34

professional conduct stamement

Question 35

what kind of action does members and candidate receive if they violate the code and standards ?

Answer 35

disciplinary actions.

Question 36

what kind of action does members and candidate receive if they violate the code and standards ?

Answer 36

disciplinary actions.

Question 37

explain Identify from the ethical framework

Answer 37

- relevant facts - stakeholders - dutie owed - ethical principles - conflict of interest

Question 38

explain Consider from the ethical framework

Answer 38

- situational influences - additional guidance - alternative actions

Question 39

explain Reflect from the ethical framework

Answer 39

- was the outcome as anticipated ? why or why not

Question 40

explain Reflect from the ethical framework

Answer 40

- was the outcome as anticipated ? why or why not

Question 41

how many ethical framework point is there ?

Answer 41

4

Question 42

how many ethical framework point is there ?

Answer 42

4

Question 43

what are common influences for the financial industry - in situational influences ?

Answer 43

money and prestige

Question 44

how does situational influences affect people actions ?

Answer 44

it makes them act in their own self interest on a short-term

Question 45

are situational influences ? (internal or external factors )

Answer 45

external

Question 46

what are thre challenges to ethical conduct ?

Answer 46

OVERCONFIDENCE and Situational influences

Question 47

what are thre challenges to ethical conduct ?

Answer 47

OVERCONFIDENCE and Situational influences

Question 48

why is being ethical important for the economy vs why not being unethical

Answer 48

being unethical means that the actions done by someone will affect many. for example, a market crises can happen, economic difficulties, people lose their jobs. being ethical is important because 1- it creates trust between the investor and the borrowers being ethical is also important because investments are intangible and it is hard for investors to judge them or inspect them being ethical is also important because: an increase in trust means, and increase in participants in the industry / economy, means and increase in the economic growth which leads to more jobs are available to people.

Question 49

why is being ethical important for the economy vs why not being unethical

Answer 49

being unethical means that the actions done by someone will affect many. for example, a market crises can happen, economic difficulties, people lose their jobs. being ethical is important because 1- it creates trust between the investor and the borrowers being ethical is also important because investments are intangible and it is hard for investors to judge them or inspect them being ethical is also important because: an increase in trust means, and increase in participants in the industry / economy, means and increase in the economic growth which leads to more jobs are available to people.

Question 50

What are the 3 ways interest can be interpreted by

Answer 50

- opportunity cost - required rate of return - discount rate

Question 51

what are the component of the "interest rate" formula

Answer 51

real risk free rate + inflation premium + default risk premium + liquidity premium + maturity premium

Question 52

what are the component of the "interest rate" formula

Answer 52

real risk free rate + inflation premium + default risk premium + liquidity premium + maturity premium

Question 53

what is the simple interest called ?

Answer 53

the interest rate rearned each period on the original investment . example: invest 100$ FV= 110 $ simple interest is 10$.

Question 54

what is the simple interest called ?

Answer 54

the interest rate rearned each period on the original investment . example: invest 100$ FV= 110 $ simple interest is 10$.