Section 1, Chapter 4 - Control Of Traffic Flashcards
What is the rule regarding the control of a controlled flight by air traffic control units?
A controlled flight shall be under the control of only one air traffic control unit at any given time.
What does an ATC clearance authorize and what is it based on?
An ATC clearance authorizes an aircraft to proceed under conditions specified by an ATC unit. Clearances are based solely on known traffic conditions, which include:
- Aircraft in the air and on the manoeuvring area over which control is being exercised.
- Vehicular traffic or other obstructions not permanently installed on the manoeuvring area in use (SERA.8015(a) and SERA.8015(a)(1)).
Clearances are required for any flight, or portion of a flight, which is provided with an air traffic control service.
How does a pilot request an ATC clearance and what should they do if the clearance is not satisfactory?
- A pilot requests an ATC clearance by submitting a flight plan (SERA.8015(b)(1)).
- The clearance can be issued directly to the aircraft or through an approved agency, such as another ATSU.
- If the clearance is not satisfactory, the pilot shall inform ATC.
- In such cases, controllers will issue an amended clearance if practicable (SERA.8015(b)(2)).
Do ATC clearances allow pilots to violate any regulations?
No, ATC clearances do not constitute authority to violate any regulations established by the DfT, CAA, or other appropriate authority. Controllers should not issue clearances that imply permission to breach regulations, especially in respect of the low flying rules.
What are the requirements for data link communications used to facilitate clearance delivery?
When data link communications are used to facilitate clearance delivery:
- Two-way voice communications between the pilot and the air traffic control unit providing the clearance should be available.
- Unless specified in the MATS Part 2, voice read-back of data link messages is not required.
What must ATC clearances include according to SERA.8015(d)?
ATC Clearances Must Include (SERA.8015(d)):
Aircraft Identification:
- As shown in the flight plan.
Clearance Limit:
- The specified limit up to which the aircraft is authorized to proceed.
Route:
- Where prescribed in MATS Part 2.
Levels of Flight:
- For the entire route or part thereof and any changes of levels if required.
Note: The joining level assigned in an airborne joining clearance to enter controlled airspace is considered acceptable with respect to the level content of a clearance.
Necessary Instructions or Information:
- Such as approach or departure maneuvers, communications, and the time of expiry of the clearance.
Note: The time of expiry of the clearance indicates when the clearance will be automatically cancelled if the flight has not commenced (GM1.SERA.8015(d)(5)).
What is a clearance limit and how is it specified?
A clearance limit is the point to which an aircraft is granted an ATC clearance. It shall be specified by naming:
- An aerodrome.
- A reporting point.
- A controlled or advisory airspace boundary.
When shall an aircraft be cleared for the entire route to the aerodrome of first intended landing?
An aircraft shall be cleared for the entire route to the aerodrome of first intended landing when:
- It has planned to remain within controlled or advisory airspace throughout the flight.
- There is reasonable assurance that prior coordination will be effected ahead of the passage of the aircraft.
What is the clearance limit for flights not remaining within controlled or advisory airspace throughout the flight?
The clearance limit for all other flights shall be the boundary of controlled or advisory airspace.
What must be specified if the clearance for the levels covers only part of the route, and why?
If the clearance for the levels covers only part of the route, it is important to specify that part to enable the pilot to comply with radio failure procedures.
What may the CAA issue concerning the clearance of inbound aircraft to certain aerodromes?
The CAA may issue special instructions concerning the clearance of inbound aircraft to certain aerodromes.
What is the order and composition of conditional clearances according to SERA.8015(ec)?
Order and Composition of Conditional Clearances (SERA.8015(ec)):
Callsign:
* The callsign of the aircraft or vehicle being given the clearance.
Condition:
* The condition, e.g., “behind…”
Identification:
* Identification of the subject of the condition, e.g., aircraft, reporting point, level, etc.
Clearance:
* The clearance itself.
Reiteration:
* A brief reiteration of the condition.
What is an example of a conditional clearance, and where can details on their use at aerodromes be found?
Example of a Conditional Clearance:
* “(Callsign), behind the landing (aircraft type), via (holding point), runway (designator) line up behind.”
Additional Details:
* The use of conditional clearances at aerodromes, especially concerning active runways, is detailed in Section 2.
What should a controller do if unable to clear an aircraft according to the requested route, and what expression should not be used for re-clearances?
If unable to clear an aircraft according to the requested route, the controller shall explain the reason when issuing the clearance. The expression “cleared flight plan route” is not to be used for re-clearances (SERA.8015(d)(3)(ii)).
What must a controller do if a direct routing takes an aircraft outside the boundaries of controlled or advisory airspace?
If a direct routing takes an aircraft outside the lateral or vertical boundaries of controlled or advisory airspace, the controller must inform the pilot. The pilot will then decide whether to accept or decline the new route.
What should controllers say if traffic conditions do not permit clearance of a pilot’s requested change in route?
If traffic conditions do not permit clearance of a pilot’s requested change in route, controllers shall use the word “unable” in RTF phraseology (SERA.8015(ea)(2)).
What should a pilot do if their aircraft is unable to comply with RNAV requirements, and what actions must ATSUs take?
If an aircraft is unable to comply with RNAV requirements, the pilot must advise the ATSU on initial contact using the phrase “Negative RNAV.”
Aerodrome ATSUs must:
- Advise the relevant ACC.
- Add the phrase “Negative RNAV” to the end of estimate and coordination messages, unless automatic message transfer facilities exist.
What are the rules for allocating cruising levels to aircraft?
Allocation of Cruising Levels:
Requested Level:
- Normally, the cruising level requested in the flight plan is to be allocated.
- If the flight planned level is not available, the nearest appropriate vacant level is to be allocated.
Priority:
- When two or more aircraft are at the same cruising level, the preceding aircraft shall normally have priority.
- An aircraft at a cruising level shall normally have priority over other aircraft requesting that level.
- Request Denial:
- When traffic conditions do not permit clearance of a pilot’s requested change in level, controllers shall use the word “unable” in RTF phraseology and offer an alternative level (SERA.8015(ea)(2)).
FL195:
- FL195 must not be allocated as a cruising level.
What are the rules for assigning cruising levels on ATS routes and in Class C airspace above FL195?
Rules for Assigning Cruising Levels:
ATS Routes:
- Cruising levels normally assigned on ATS routes are contained in the UK AIP (ENR 3.2) section.
- Other levels may be allocated according to MATS Part 2 (UK Reg (EU) No. 923/2012 SERA.5020(b)).
Class C Airspace Above FL195:
- The table of cruising levels shall apply (UK Reg (EU) No. 923/2012 SERA.5020(b) and Appendix 3):
- Westbound: FL200, FL220, FL240, FL260, FL280.
- Eastbound: FL210, FL230, FL250, FL270.
What are the cruising levels at or above FL410 up to FL660 according to the semi-circular rule?
Cruising Levels at or Above FL410 up to FL660 (Semi-Circular Rule):
* Eastbound: FL410, FL450, FL490, etc.
* Westbound: FL430, FL470, FL510, etc.
How are cruising levels assigned to IFR aircraft outside controlled airspace below FL195?
Cruising Levels Assignment Outside Controlled Airspace Below FL195:
Cruising levels shall be assigned according to the table of cruising levels (UK Reg (EU) No. 923/2012 SERA.5025(a) and Appendix 3). However, this is not required (ORS4 No. 1578):
- At or below 3,000 ft amsl.
- Above 3,000 ft amsl, when aircraft are operated:
1. In conformity with levels allocated by an appropriate air traffic service unit.
2. In accordance with instrument approach procedures notified by the CAA in relation to an aerodrome.
What happens when an amendment is made to an ATC clearance?
When an amendment is made to a clearance:
- The new clearance shall be read in full to the pilot.
- The new clearance automatically cancels any previous clearance.
- If the original clearance included a restriction (e.g., “cross ABC FL150 or below”), the restriction is automatically canceled with the new clearance unless it is reiterated with the revised clearance.
What should a controller consider when issuing a clearance that amends the vertical profile of an aircraft on a SID?
When issuing a clearance that amends the vertical profile of an aircraft on a SID, a controller must:
- Recognize that the new clearance automatically cancels the vertical profile of the SID.
- If the profile contains a restriction providing vertical separation from conflicting traffic on another SID, reiterate the restriction (e.g., “climb now FL120 cross XYZ 5,000 feet or above”) unless separation is ensured by other means.
What must controllers do when issuing instructions that amend the SID route?
When issuing instructions that amend the SID route, controllers must confirm the level profile to be followed, e.g.:
- “Fly heading 095, climb now FL80.”
- “Route direct EFG, stop climb at altitude 5,000 feet.”