Series 65 flashcards
(50 cards)
Cash Flow =
Revenues - All monies paid out
10-Q is a company’s:
Quarterly audited report filed with the SEC
10-K is a acompany’s:
Annual Financial Report
An ‘unqualified’ 10-K report means:
That the auditor agrees with the company’s report
The opinion of the auditor
A ‘qualified’ 10-K is:
A company’s annual report that the auditor does not agree on some things in the report
T or F: Auditor fees must be disclosed on a company’s 10-K
13D and 13G reports:
A company’s long form for reporting 5% share ownership is the:
How long does a company have in order to file form 13D once >5% ownership occurs?
13G must be filed:
Who is allowed to use form 13G?
Who must file form 13F?
Form 13F, used by Investment Advisors to report that they have discretion over $100M+ AUM, must be filed:
Net Working Capital =
Quick Ratio =
Current Yield =
Cash Flow =
Debt to Equity Ratio =
EPS =
Fully Diluted EPS:
PE Ratio =
Which stocks tend to have higher PE Ratios?
What kind of stock typically sees its PE ratio fall when the economy begins to decline?
