Test 07/21

Question 1

The rate on an adjustable preferred stock would most likely be indexed to:

A) the Producer Price Index (PPI).
B) the Consumer Price Index (CPI).
C) the Treasury bill (T-bill) rate.
D) the Dow Jones Industrial Average (DJIA)

Answer 1

C:

Question 2

The regulation enacted by the Securities and Exchange Commission (SEC) to protect the privacy of customer information is known as:

A) Regulation S-P.
B) Regulation D.
C) the trust indenture act.
D) the Bank Secrecy Act.

Answer 2

A: