VLE Flashcards

(88 cards)

1
Q

Define fact

A

Verifiable by empirical measurement/research

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2
Q

Define values

A

principles or standards of behaviour; one’s judgement of what is important in life. Expressions about things like preferences, attitudes, emotions and aesthetic appreciation, assess using moral theory

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3
Q

Define thick concepts

A

claims that have both factual and evaluative content e.g. those plants are weeds

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4
Q

What are the 4 important professional codes?

A

Hippocratic Oath – Promise to uphold specific ethical principles.
Declaration of Geneva – Revision of the Hippocratic oath. Physician’s dedication to the humanitarian goals of a doctor.
Declaration of Helsinki – Set of ethical principles regarding human experimentation.
GMC Duties of a Doctor - Guidance of what is expected of doctors for good medical practice.

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5
Q

What are the 3 moral theories?

A
  • deontology
  • utilitarianism
  • virtue ethics
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6
Q

What is deontology?

A

based. “The right thing to do is to follow this rule.” We have a duty to abide by them regardless of cost. “The right is prior to the good”

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7
Q

What is utilitarianism?

A

Type of consequentialism. Assess the moral value of anything in terms of its outcomes or impact upon the world. Aim for the best balance between benefit and harm. “The right thing to do is the thing with the best possible consequences.” The greater good. Max gain for max people.

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8
Q

What is virtue ethics?

A

The right thing to do is to practice the correct virtue. Based on the character of the person making the decision. “What would the virtuous person do?” Focuses on the character of the person, not their actions. A right act is the action a virtuous person would do in the same circumstances

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9
Q

What are the 3Ps of ethical decision making?

A
  • Principles – (As above.) A fundamental truth or proposition that serves as the foundation for a system of belief. Respect for autonomy, beneficence – acting in best interest, consequentialism –weighting interests against benefits
  • Particulars (context/facts of the case) – Attention to individual case. Importance of context, consistent judgement, case comparison.
  • Perspectives (of all those involved or affected by the case) – Whose perspectives are important? Pt, fam, Dr etc. Recognition of other perspectives is important.
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10
Q

What is consent?

A

Consent is a legitimacy requirement for certain actions – is needed to make certain actions legally and ethically permissible
Treatment of any kind without consent is Battery. No harm has to have been caused for a patient to claim battery.

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11
Q

When is consent required?

A

in treatment, investigation, examination, disclosure of information, research, education

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12
Q

What are the two broad types of consent?

A

Explicit consent – Written or verbal.

Implicit consent – Implied. Ie. Rolling up sleeve to give blood/take BP.

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13
Q

Is written consent form proof of valid consent?

A

A written consent form is not proof of a valid consent. It is supporting evidence.

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14
Q

Define capacity and its role in consent

A

Decision specific. At a particular moment a pt may be able to make simple decisions but not complex ones. Can fluctuate. Assessment of capacity is a Legal Decision. Adults have assumed capacity. Imprudent decision does not imply a lack of consent.

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15
Q

What is the underlying ethical principle for consent?

A

Respect for autonomy

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16
Q

What are the aspects of the Mental Capacity Act to assess capacity?

A

2005) states:
- Must understand information.
- Must retain information.
- Must us information to weigh up and make a decision.
- Must be able to communicate decision in some way.

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17
Q

What are the requirements for supply of information to patient to gain consent?

A
  • Broad nature of the treatment.
  • Risks and benefits.
  • Alternatives.
  • What would a prudent patient want to know? What about this Particular pt?
  • GMC – Must give the pt the info they want or need.
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18
Q

Define voluntariness

A

Freedom to make a decision free of coercion. Free agency.

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19
Q

Give examples of how coercion can take place

A
  • Implicit.
  • Explicit.
  • Power differentials between Dr and Pt.
  • Pressure from family.
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20
Q

According to the GMC, who should take consent?

A

Dr doing whatever it is should have the discussion with the patient and explain everything. If this is not practical, it can be delegated to somebody else, but only if they:

  • are suitable trained/qualified.
  • Understand the procedure, risks and benefits etc.
  • Understand the GMC guidance regarding.
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21
Q

Give some examples of obstacles to informed consent

A
  • Poor info/time pressure during info provision
  • Being rushed into making a decision
  • Being pressurized to make particular decisions by third parties
  • Emergency situations – can treat pt without consent if they are unable to if necessary to save life
  • Language barriers
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22
Q

What are the key ethical principles and values in person-centred care?

A
  • Dignity - Treating the patient as a person. Don’t undermine.
  • Respect - Recognising the moral value of a person as an autonomous being.
  • Respecting autonomy.
  • Beneficence - Their care as your primary concern.
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23
Q

Why is person-centred care important?

A

Better outcomes, less litigation, less complaints, more trust in med. profession

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24
Q

What are two functions of the Calgary-Cambridge model?

A
  • build rapport/relationship

- provide structure

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25
What are the 5 tasks of the Calgary-Cambridge model?
- Open consultation. - Information gathering. - Appropriate physical examination. - Planning and explaining. - Closing the consultation.
26
What are the key ethical principles underlying the paternalistic model of pt-dr relationships?
- Beneficence. - Acting in patient’s best interest. - But how do we know what they are unless we find out? – requires a dialogue and sharing of info, requires respect for persons views, values, preferences
27
What are the key ethical principles underlying the informed model ethical principles?
- Respect for autonomy. - But not about just letting them do what they want/just giving info. Info overload can even take away autonomy, information may reduce autonomy if information overload - Information presented that is relevant to the pt, their values and preferences - Autonomous decision making involves responsibility - Responsibility for consequences of decision (good or bad) - Potential psychological harm of living with poor outcome following a decision - Autonomous choice may be for someone else to make the decision - How information is presented (and in what order) influences decisions made - Potential for manipulation of patient’s decision (paternalism within an informed choice model?)
28
What are the key ethical principles underlying the shared model of pt-dr relationships?
- Combines the ethical principles from both of the models – ie. Beneficence, respect for autonomy and best interests. - Importantly, it shares the responsibility for any decisions made. Decreased psych harm. - Must beware of coercion, as it is a fine line between negotiation and persuasion. - Challenges - Patient access to information, Patient ability to process complex information, Communication difficulties
29
Define confidentiality
• “A duty of confidence arises when one person discloses information to another in circumstances where it is reasonable to expect the information will be held in confidence” – DoH Code of Practice Requires not sharing personal information (either deliberately or accidentally) if expected not to.
30
What are the laws relating to disclosure of confidential personal health information?
–Common Law of Confidentiality –Data Protection Act 1998 –Human Rights Act 1998 – there is a human right to respect private and family life. –Administrative Law – such as the NHS trust
31
Why is confidentiality important?
Trust is an essential part of the doctor-patient relationship and confidentiality is central to this. Patients may avoid seeking medical help, or may under-report symptoms, if they think their personal information will be disclosed by doctors without consent, or without the chance to have some control over the timing or amount of information shared.” – GMC Confidentiality Guidance So why does it matter? 80% of the diagnosis should be made from the history taking and the patient won’t tell you everything if they don’t trust you. It is an important part of the trust that builds up the patient/doctor relationship which is essential for care. An expectation of confidentiality is fundamental to dr-pt relationship
32
What are the ethical principles underlying confidentiality?
- Autonomy – I should be able to decide how info/data about myself is used. - Implied promise of a Dr. - Trustworthiness should be a virtue of a Dr./promise keeping/dishonesty - Privacy – there are somethings that people want to keep out of the public eye. - Identity – underpins confidentiality - Promise keeping/dishonesty/trust
33
Is confidentiality always important?
Is important but not an absolute duty
34
When can personal information be disclosed?
•Disclosures with Consent –For the purposes of a patient’s healthcare; - implied consent –Clinical audit; –Employers, insurers, government department; •Disclosures Required by Law –Notification of cases of certain infectious diseases; –At request of certain regulatory bodies; –If ordered by a judge; •Disclosures Justified by the Public Interest –Gunshot and knife wounds –DVLA – someone unfit to drive may be a risk to the public –Education/Research?
35
what are the consequentialist arguments regarding confidentiality?
- Balancing harms and benefits. - Impact on individual patient. (loss of trust.) - Impact on society. (loss of trust/lack of faith in the profession as a whole.) - Impact on others – ie. Harm of non-disclosure.
36
Outline route disclosure with implied consent
• Sharing information within healthcare teams (including administrative staff) is often necessary to provide care; – Patients generally understand and accept this; • So there is generally no expectation of absolute confidence; – Non-objection is taken as implied consent; – But information about this must be available to patients; – Patients can object to even this sort of information sharing, and this must be respected. • May be more likely in relation to particularly sensitive information; • May have to inform patient that required treatment is not a possibility unless information is shared.
37
What are the rules regarding disclosure of confidential info to third party organisatioins?
• Organisations outside of healthcare teams can sometimes request medical information; – Insurance companies (for personal injury claims, for example) – Employers (checking fitness for specific jobs) – Government agencies (in relation to benefits claims) • Such requests can be granted, with the express consent of the patient; – You should be satisfied that the patient is sufficiently informed about what you will be disclosing – You should only disclose information that is relevant to the request – You should offer to show patient a copy of the information before it is sent (this may not always be possible) – Information disclosure should be kept to the minimum required, patient is informed and gives consent.
38
Give the conditions that allow disclosure of confidential info to 3rd party organisations
–You should be satisfied that the patient is sufficiently informed about what you will be disclosing –You should only disclose information that is relevant to the request –You should offer to show patient a copy of the information before it is sent (this may not always be possible) –Information disclosure should be kept to the minimum required, patient is informed and gives consent.
39
What are the limitations on disclosure of confidential info in the public interest?
•In order for disclosure to be justified, it must be clear that disclosure can protect individuals or society from risks of serious harm; –So it must be clear why disclosure of this information is likely to be helpful; –Does the information have to identify the patient? •Could it be anonymised and still serve its purpose? – Compromises of privacy and autonomy should be kept to a minimum; • But has to be balanced against likelihood of preventing serious harm.
40
If someone turns up to a hospital with a gunshot wound and the pt does not want police to be informed, should this info be disclosed?
- a crime may have been committed • Police should be informed when a person arrives with a gunshot wound, or wound from a knife attack. – This enables police to assess risk to patient, to staff, and to others • But personal information should not usually be disclosed in the initial notification to police. – If police want to know patient’s name, etc, and the patient does not consent, a decision then has to be made whether disclosure is in public interest. – If you decide disclosure is not justified, police may still seek an order form a judge, or a warrant. – So even in potentially complex and fast-moving situations, disclosing information should still not be taken lightly.
41
How does disclosure of confidential info relate to the DVLA?
– Legal responsibility for deciding whether a person is medically unfit to drive; – Provides guidance on disorders and conditions that may affect ability to drive; – Driver is legally responsible for informing the DVLA about condition or treatment making them potentially unfit to drive; • Doctor should explain to patient that condition may impact on their ability to drive; • And inform patient of the legal duty to inform the DVLA.
42
If a patient continues to drive when suggested not to, what steps should be taken by the dr?
• Doctor should make reasonable efforts to persuade them to stop driving; – (If patient agrees this can include talking to relatives, friends or carers) • If patient cannot be persuaded to stop driving, doctor should contact the DVLA and disclose relevant medical information to the medical adviser • But doctor should try to notify patient of intention to do this, and confirm in writing with them when this has been done. – Disclosure is the last resort, and is still done in a way that tries to respect autonomy
43
Should information about serious communicable diseases be disclosed?
• Communicable diseases can create tension for confidentiality; – If, for instance, a patient is diagnosed with HIV, their current, former and future partners may all be exposed to some risk. – Medical staff could also be exposed to increased risk. – But HIV is a particularly sensitive topic, which many people would expect to remain private. – So can information about the diagnosis be shared?
44
Should a pt inform GP of HIV diagnosis?
• Confidentiality is important: – Encourages people to seek advice/treatment: particularly important for communicable diseases; – But patient should be encouraged to consent to disclosure, as this will benefit his care. – But if patient still refuses consent, decision must be respected: • No risk of infection to GP or other medical staff so long as standard infection control procedures are followed. • Autonomy is respected, confidentiality is preserved, and nobody is unwittingly exposed to significant risk of harm.
45
Should a pt inform his partner about HIV diagnosis? If pt does not inform them, can you as a dr inform partner
• Patient should be encouraged to inform partner. • But if he still refuses: – Unlike GP, partner is at risk of infection and therefore harm; – So you may disclose, without consent, information to a known sexual contact of a patient; – Patient should be informed of the intended disclosure in advance (if it is safe to do so); – So this does conflict with patient’s autonomy, but there is a good reason for doing so.
46
What are the legal frameworks for confidentiality?
- Common law of confidentiality - Human Rights Act 1998 - Health Protection (Notification) Regulations 2010. - Access to health records act 1990 (deceased people.) - Data Protection Act 1998
47
What are the 8 key principles of the Data Protection Act in regards to use of data?
- Be fairly and lawfully processed - Be processed for limited purpose - Be adequate, relevant and not excessive - Be accurate and up-to-date - Be kept secure - Not be kept longer than necessary - Be processed in accordance with the rights of the data subject - Not be transferred to other countries outside the European Economic Community
48
What do you need to consider before disclosing confidential info
) the nature of the information to be disclosed - (b) what use will be made of the information - (c) how many people will have access to the information - (d) the confidentiality and security arrangements in place to protect the information from further disclosure - (e) the advice of a Caldicott Guardian or similar expert adviser, who is not directly connected with the use for which disclosure is being considered, and - (f) the potential for distress or harm to patients.
49
When can confidentiality be breached?
- If court ordered. - If a notifiable disease. (Eg. Meningitis, Rubella, Anthrax, Malaria, Measles, TB.) - If the patient/other person will be at risk of serious harm if you do not disclose.
50
What is a Caldicott Guardian?
Senior people in NHS, local authority social care, and partner organisations, who are responsible for protecting the confidentiality of patient information and enabling appropriate information sharing.
51
Why is honesty important?
– Significant part of relationships built upon trust; – An important part of respecting people and their autonomy; – We generally expect people to be honest with us.
52
When can not being completely honest be seen as acceptable?
– To protect ourselves; – To protect other people or things; – To avoid upsetting someone; – You may encounter similar situations as doctors.
53
Being open and honest as a dr
Starts before things go wrong: – Patients should be fully informed about their care, including the risks, as well as the potential benefits. And continues if something goes wrong with a patient’s care: – If it causes them harm or distress as a consequence; – Or if they may suffer harm or distress in future as a consequence.
54
What do patients need to know when things go wrong?
Patients should be informed as soon as possible; – open and transparent Share all you know/believe about the situation, including: – what went wrong; – why it went wrong; – the possible consequences for the patient; – explain where there are still uncertainties; You should also apologise to the patient.
55
What should patients be told as part of an apology?
–i) what happened –ii) what can be done to deal with harm caused –iii) what will be done to prevent someone else being harmed
56
What is organisational duty of candour
Healthcare organisations have a duty to support staff to: – Report adverse incidents – Be open and honest with patients if something goes wrong This is separate to the professional duty of candour that individual doctors have.
57
What is the duty of candour?
* Statutory institutional duty * Set out in statute therefore legal requirement * Health and Social Care Act 2008: Regulation 20 (2014) * Formal process triggered by incident resulting in harm to patient. * Level of harm * Cause and effect
58
What is the process for raising concerns?
Follow the process at your institution • First raise the concern with your manager/senior (eg. Consultant, Clinical or medical director, or a practice partner; • If your concern is about that person you may need to go to the clinical governance lead; • Doctors in training, it may be a named person in Deanery or clinical supervisor; • Document your concerns.
59
What important considerations need to be made when raising concerns?
A) Duty to put patients’ interests first and to protect them overrides personal and professional loyalties; B) Legal protection against victimisation or dismissal for individuals who reveal information to raise genuine concerns and expose malpractice in the workplace; C) Do not need to wait for proof – able to justify raising a concern if you do so honestly, on the basis of reasonable belief and through appropriate channels, even if you are mistaken.
60
What are the consequentialist arguments for limited/non disclosure?
- Harm to patients and/or their families - Concept of ‘therapeutic privilege’ - Harm to health care professionals - Harm to the Institution (Disclosure of error) - Resource implications (time involved)
61
What is therapeutic privilege?
The practice of withholding pertinent medical information from patients in the belief that disclosure is medically contraindicated. This should be practiced with extreme caution!
62
Define 'no harm' and consequence for DoC
-an error system failure that reaches the patient but does no result in patient harm-a'near miss'
63
Define low harm and consequence for DoC
- any patient safety incident that required extra observation or minor treatment and caused minimal harm - disclosure required under the professional duty of candour, incident should be reported to NRLS
64
Define significant harm and consequence for DoC
- corresponds with NRLS 'moderate', 'severe' and 'death' and with incidents notifiable to CQC with harm explicity defined to include prolonged psychological harm in line with CGC reporting practice - disclosure would be required under both the professional and the organisational duties of candour, with proportionate regulatory consequences for a failure to disclosure harm of this kind
65
What are the reasons for maintaining confidentiality and protecting data?
Consequentialist arguments: -Impact on the patient (breach may upset them; may affect trust and make them less likely to share info in future) -Impact on others generally (loss of public trust and therefore less effective care for many) -Impact on specific others (harm of non-disclosure) Respect for autonomy -Self-determination includes determining how information about oneself is used and how or whether this is shared Virtue ethics Promise-keeping and trustworthiness as virtues Other duties: Duty of care (data must be shared within healthcare team but usually not beyond Patient-doctor relationship
66
What is the professional guidance regarding data protection and confidentiality?
- Consent is the usual basis for sharing information about a patient’s care; - Can be implied or explicit; - Implied consent can be sufficient if all the below are met: - The data is being accessed to support a patient’s direct care; - Information is available to patients explaining how data will be used, and how they can object. - You have no reason to believe they would object. - You are satisfied that anyone you disclose information to will understand it is given to them in confidence, and will treat it accordingly
67
What is the GMC guidance of secondary uses of pt info?
‘You should ask for consent to disclose personal information for purposes other than direct care or local clinical audit unless the information is required by law, or it is not appropriate or practicable to obtain consent ’
68
What are examples of secondary uses of info not directly relevant to a person's medical care?
Research (Certain types of) audit (e.g. financial) Public health Education Health service planning Specific regulation for research purposes In cases of research, disclosure of identifiable info has to be approved by a Research Ethics Committee (REC)
69
When can confidential info be disclosed for secondary purposes?
a) The disclosure is required by law, including by the courts. b) The patient has given explicit consent. c) The disclosure is approved through a statutory process that sets aside the common law duty of confidentiality. d) The disclosure can, exceptionally, be justified in the public interest.
70
What is anonymized information?
- It does not itself directly identify any individual - And it is unlikely to allow any individual to be identified through its combination with other data - Different types of data will have different levels of re-identification risk (small versus large dataset, for example) - Difference between anonymised and pseudonymised data
71
What needs to be considered when disclosing confidential info for secondary uses if disclosing in the public interest?
- the potential harm or distress to the patient arising from the disclosure – for example, in terms of their future engagement with treatment and their overall health - the potential harm to trust in doctors generally – for example, if it is widely perceived that doctors will readily disclose information about patients without consent - the potential harm to others (whether to a specific person or people, or to the public more broadly) if the information is not disclosed - the potential benefits to an individual or to society arising from the release of the information - the nature of the information to be disclosed, and any views expressed by the patient whether the harms can be avoided or benefits gained without breaching the patient’s privacy or, if not, what is the minimum intrusion.
72
What is the GMC process for disclosing info about a patient?
(a) use anonymised or coded information if practicable and if it will serve the purpose (b) be satisfied that the patient: (i) has ready access to information that explains that their personal information might be disclosed for the sake of their own care, or for local clinical audit, and that they can object, and (ii) has not objected (c) get the patient’s express consent if identifiable information is to be disclosed for purposes other than their care or local clinical audit, unless the disclosure is required by law or can be justified in the public interest (d) keep disclosures to the minimum necessary for the purpose, (e) keep up to date with, and observe, all relevant legal requirements, including the common law and data protection law.
73
Who should be notified about a notifiable disease?
Hospital infection control: Duty microbiologist Public Health England: -Diagnosing clinician’s duty to report the case to the local health protection team -Form -Notify urgent cases by phone within 24 hrs -Legislation Public Health (Infectious Diseases) Act (1988) Public Health England regulations: Health Protection Regulations (2010)
74
Laws regarding data protection in the UK?
The General Data Protection Regulation is a data protection framework that applies in all EU member states. A new Data Protection Act (2018) was enacted to supplement some sections of the GDPR. The two laws should generally be considered together.
75
What are the six key principles of GDPR?
1. Processed fairly, lawfully and in a transparent manner in relation to the data subject. 2. Collected for specified, explicit and legitimate purposes and not further processed for other purposes incompatible with those purposes. 3. Adequate, relevant and limited to what is necessary in relation to the purposes for which data is processed. 4. Accurate and, where necessary, kept up to date. 5. Kept in a form that permits identification of data subjects for no longer than is necessary for the purposes for which the personal data is processed. 6. Processed in a way that ensures appropriate security of the personal data including protection against unauthorised or unlawful processing and against accidental loss, destruction or damage, using appropriate technical or organisational measure
76
How long do NHS trusts have to respond to individual requests to access health records?
1 month
77
What is the Health Records Act 1990?
Allows access to health records of deceased people
78
Who may access health records?
- Patients - Person with parental responsibility can access child’s records (if not contrary to competent child’s wishes) - Power of attorney if patient lacks capacity - Executor of Will / dependants for deceased patients’ records - Independent Mental Health Advocates (IMHAs) - Independent Mental Capacity Advocates (IMCAs) - Police - by court order - - Solicitors - with consent of data subject - EXCEPT – If allowing access puts the patient or other person at serious risk of physical or mental harm. OR if it would reveal the identity of another person.
79
What are the limits to accessing health records?
- When access likely to cause serious harm to the physical or mental health or condition of the data subject or any other person - When the data would reveal the identity of another person • Does not apply to health professionals involved in the care of the data subject (unless disclosure would cause them serious harm)
80
What are the rights of the data subject?
- Challenge accuracy - Refuse permission for use in secondary purposes - Have factual errors corrected - Claim compensation if the conditions of the Act are breached
81
What do Caldicott guardians do?
Ensure the protection of confidentiality of patients and allowing appropriate information sharing. Senior people in the NHS.
82
What is the legal framework for consent for treatment in the ED?
Consent should be appropriate to the situation. - Consider: level of information needed/possible; - how/whether to facilitate capacity (e.g. pain relief, environment, timing, support). -If patient lacks capacity, proxy consent possible (MCA) Lasting power of attorney (LPA) (appointed by patient in advance); Court-appointed deputy (appointed when patient lacks capacity)
83
If a patient lacks capacity, who can give proxy consent?
- Lasting power of attorney (LPA) (appointed by patient in advance); - Court-appointed deputy (appointed when patient lacks capacity)
84
What is the legal framework for treating without consent?
- Doctrine of necessity (common law) - Urgency – emergencies may be life-threatening and may mean reduced time for assessing capacity - If patient lacks capacity, treatment must be in their best interests (MCA) - Patient can be detained under MHA – whether or not they have capacity But only under very specific conditions
85
What is the mental capacity act criteria for capacity?
-Understand the information necessary to make a decision; -Retain the information long enough to make a decision; - -Weigh the information; -Communicate their decision; A person must generally be assumed to have capacity – onus is on showing that patient lacks capacity.
86
What must be considered when acting in the best interests to treat a pt?
- the person’s past and present wishes and feelings (and, in particular, any relevant written statement made by him when he had capacity), - (b) the beliefs and values that would be likely to influence his decision if he had capacity, - (c) the other factors that he would be likely to consider if he were able to do so.’ - In determining for the purposes of this Act what is in a person’s best interests, the person making the determination must not make it merely on the basis of - (a) the person’s age or appearance, - or (b) a condition of his, or an aspect of his behaviour, which might lead others to make unjustified assumptions about what might be in his best interests.’
87
What is considered restraint?
‘D restrains P if he— (a) uses, or threatens to use, force to secure the doing of an act which P resists, or (b) restricts P’s liberty of movement, whether or not P resists.’ ‘ The first condition is that D reasonably believes that it is necessary to do the act in order to prevent harm to P. The second is that the act is a proportionate response to— (a) the likelihood of P’s suffering harm, and (b) the seriousness of that harm.’
88
Who can give consent to the treatment of a child?
- The (competent) child - Parents - Parental responsibility (under Children Act 1989) is with: - - Mother - Father if married to mother at time of child’s birth, or if registered on birth certificate, or by Parental Responsibility Agreement with mother, or by various kinds of court order