week 5: civil disobedience, criminal law and defences Flashcards
(31 cards)
climate emergency/climate activism
we’re living in a climate emergency
‘the wilful complicity displayed by our gov has shattered meaningful democracy and cast aside the common interest in favour of short-term gain and private profit’ (Declaration of Rebellion (Extinction Rebellion))
Issues:
- Obstructing roads
- Disturbing peace
- Trespassing
- Damaging property
- Etc.
Arrest
- Criminal charge
- Sentence
-> Is it fair/just to prosecute and sentence CC activists that break the law?
Civil disobedience
Definition:
‘‘a* public, non-violent and conscientious* breach of law undertaken w aim of bringing about a* change in laws/gov policies* ‘’
(John Rawls 1971)
Origins: Henry David Thoreau credited w coining: ▪ refused to pay state toll tax for years as protest against institution of slavery, extermination of native Americans and war against Mexico ▪ Escorted to jail and justified tax refusal as way to withdraw cooperation w gov and encouraged fellow townspeople to do the same
Questions:
- When is civil disobedience morally justified?
- What makes a breach of law an act of civil disobedience?
- How should law respond to people who engage in civil disobedience ?
how do civil disobedients break law
civil disobedients break law w:
1. Seriousness
2. Sincerity 3. Moral conviction (broader societal interests) 4. non-violently 5. in response to substantial and clear injustice 6. Publicly □ Fidelity to rule of law => people who engage in civil disobedience willing to accept legal consequences of their actions - By submitting to unjust punishment under unjust laws activists can bring current crisis into sharper focus -> social change - Fidelity to (particular law) -> last resort
Contributions of social movements on staying within global carbon budget
▪ Regulation and legislation change:
◊ Enacting set of rules/ creating regulations and laws enforced by legal institutions
To creating new policy, change to specific aspect of old/new policy related to reducing carbon emissions (e.g. national policy such as environmental policy, energy policy, resource management policy)
Laws response to civil disobedience
○ In democratic societies civil disobedience as such is not a crime
○ If the disobedient is punished by law it is not for civil disobedience but for the recognised crimes committed: ▪ Blocking a road ▪ Disturbing the peace ▪ Damaging property
Civil disobedience characteristics (Brownlee)
1. Principled disobedience:
1. Lawbreaking
2. principledness
3. Conscientiousness
2. Civility:
1. Communication:
2. Publicity
3. Non-violence:
4. Non-evasion
5. Decorum
3. Fidelity to law
Principled disobedience : Lawbreaking
(Brownlee)
Intentional breach of law
civil disobedience Not in itself a crime
- Agent of civil disobedience not punished for civil disobedience but for the recognised offences committed (trespassing, peace disturbing, damaging property, etc.)
Direct civil disobedience:
- directly breaking law they oppose/protest against
- E.g. Rosa Parks sitting at front of bus opposing law requiring African Americans to sit at back and give seats to white if they fill up
Indirect civil disobedience:
- Breaking another law to protest a different issue
E.g. anti-war protestors staging sit-ins in gov buildings
Principled disobedience : Principledness
(Brownlee)
Act of law breaking must be deliberate, principled and conscientious for it to be civil and distinguishable from other ordinary criminal offences
- Deliberate: · Cannot be unintentional (done in ignorance one is violating law) - Looks at motives: · Person must intend to protest laws, policies, institutions, practices they believe to be unjust on basis of sincerely held moral/political commitments - Distinguished from selfish or opportunistic criminal behaviour
Principled disobedience : Conscientiousness
(Brownlee)
◊ To contrast civil disobedience from other ordinary criminal offences
w Sincerity and seriousness, selflessness (not necessarily entirely altruistic)
w not just convenience or impulse
◊ Even if disobedient stands to benefit personally (e.g. better living conditions/ protection of own rights), it can still be civil disobedience
w as long as it’s clear they act out of principled concern (not selfish gain)
· >personal interest doesn’t disqualify from civil disobedient, but moral seriousness must be clear
Civility: Communication
(Brownlee)
civil disobedience is communicative act
- symbolic
- aims to convey message to certain audience (such as gov)
Typically messages calling for reform/redress
Civility: publicity
(Brownlee)
Requirements:
1. Openness of act
2. Non-anonymity of agent
3. Advance warning of planned action
4. .Responsibility taking for action
5. Appeal based in publicly shared principles of justice
Civility: Non-violence
(Brownlee)
Essential to traditional view of civility and moral appeal
Debate over whether minor property damage or self-harm qualifies as violence
- Some issues w compatibility with communication depending on form and targets (like burning police car BLM, self-violence)
Non-violent protests likely to be perceived better
Civility: Non-evasion
(Brownlee)
civil disobedients standardly expected to take responsibility for and accept legal consequences of law breaking
demonstrates intense concern for issue at hand and respect for law
Civility: decorum
(Brownlee)
civil disobedients behave in dignified and respectful manner that shows respect in society
- Prohibits offensive, insulting, obscene conduct - Offensive or shocking tactics often disqualify acts as "civil" (Critics argue this expectation silences marginalized voices)
Fidelity to law:
(Brownlee)
Some see civil disobedience as signalling respect for legal system despite breaking a law
◊ reaffirmation of the rule of law through principled violation and willingness to accept consequences ◊ view aligns with e.g. Rawls - argue civil disobedients distinguish themselves from ordinary criminals or revolutionaries by demonstrating fidelity to law through civility, non-evasion, and appeals to justice
Others reject this link:
◊ argue civil tactics can be used even by those opposing the system
Anti-legal turn: focuses on communication and public engagement over legal fidelity
Civil disobedience vs. other types of protest (Brownlee)
**1. Legal protest: **
Fully lawful forms of protest
▪ (e.g. petitions, speeches, authorized demonstrations)
Shares features with civil disobedience but remains within legal boundaries
▪ (publicity, communication, conscientiousness)
Can turn unlawful if orders are disobeyed
▪ (e.g. refusing to disperse)
**2. Rule Departures:**
involves officials (e.g. judges, jurors) consciously departing from duties out of moral conviction
▪ Not usually illegal unless statutory law breached
Example: jury nullification as silent resistance to unjust law
** 3. Conscientious Objection:**
Refusal to comply w law on moral or religious grounds
▪ (e.g. draft refusal, refusing to issue licenses)
Often legal and protected
▪ (unlike civil disobedience)
Distinct from civil disobedience - often seeks personal exemption, not public reform
Can still be public, responsible, and sincere
▪ blurring line w civil disobedience
4. Immigration Disobedience:
Includes evasion, protest, sanctuary activism, and unauthorized crossing as resistance to unjust immigration laws
Transnational disobedience:
◊ foreigners or allies resisting unjust state policies
Global civil disobedience:
◊ challenges structural global injustice (e.g. sans-papiers protests)
Official/local disobedience:
◊ cities defying federal orders (e.g. Sanctuary Cities)
5. Digital Disobedience:
Includes hacktivism, DDoS, web defacement, anti-surveillance tools, etc.
○ Can be communicative, public, and principled
▪ though often covert or anonymous
Includes both means of activism (organizing online) and direct digital tactics (illegal downloads, protests against censorship)
○ Raises debates about whether actions like DDoS qualify as civil disobedience
6. Uncivil Disobedience:
Violates one or more civil disobedience criteria
▪ (e.g. non-violence, openness)
▪ Includes sabotage, graffiti, riots, leaks, whistleblowing, animal rescue, militant activism
Can be principled and political but lacks the civility traditionally expected
○ Scholars stress that uncivil does not mean unjustified
calls for case-by-case assessment
7. revolutionary Action:
Aimed at overthrowing or fundamentally changing political regime
Goes beyond civil disobedience;
▪ often includes forceful resistance
○ Justified under different standards (e.g. just war theory, colonial resistance)
Examples:
Fanon and Gandhi both saw violence as justifiable, though disagreed on effectiveness
Civil disobedience justification (Brownlee) Rawls
Rawls’ criteria for justified civil disobedience:
▪ Targets serious and longstanding injustice
▪ Act is a last resort
▪ Coordination with other minority groups
Critiques of Rawls:
▪ Excludes less-recognized causes
◊ (e.g. animal rights, global justice)
▪ Last resort condition may be vague and burdensome
▪ Coordination ideal isn’t always feasible but doesn’t undermine justification
Some argue outcomes or positive impact matter more than strict conditions
Value of Civil Disobedience (Brownlee)
**1. Justice-enhancing: **
▪ prevents and corrects injustice (Rawls)
2. Legitimacy-enhancing:
▪ signals healthy democratic culture (Habermas)
3. Democratic function:
▪ Raises awareness, includes marginal voices, enhances public deliberation
▪ Builds solidarity and empowers participants ▪ Seen in movements like Occupy, climate justice, and land reform
4. Political realism:
▪ Highlights conflict and disagreement as normal
▪ Civil disobedience as a tool to shift political power without dismantling order
5. Non-violence as strategic choice:
▪ Gandhi and King saw it as effective, not just moral.
▪ Aims to persuade, dramatize injustice, avoid counterproductive violence.
5. Bottom-up approaches:
▪ Learn from real movements rather than theorize in abstraction
Reflect realities of protest in today’s global justice movements
Criminal defences: 2 categories
- Excuses:
negate the culpability (blameworthiness) of the accused for their wrongful acts
2. Justifications: negate wrongfulness of act itself - Self-defence - necessity defence
self-defence
Justification Self-defence Definition:
‘‘the (natural) right to self-preservation of man’’
Dutch Criminal code Article 41(1):
‘‘He who commits an act where this is necessary for the** defence of his person or the person of another, his or another persons integrity or property,** against an imminent unlawful attack, is not criminally liable.’’
Conditions:
- Wrongful and imminent attack:
▪ Attack: an immediate threat to the legally protected interests through human behaviour - Legitimate interests:
▪ Persons life, liberty, body and property
▪ (of oneself or another) - Necessity (subsidiarity):
▪ Least intrusive means of defence sufficient to ward of attack - Proportionality:
Relationship b/w the offence committed and amount of harm likely to be suffered by defendant
Self-defence-excess
Excuse of self-defence-excess:
self-defence is only justified when the necessary force was proportionate to interest being upheld
Dutch Criminal code Article 41(2):
‘‘Exceeding the limits of necessary defence, where such excess has been the direct result of a strong emotion brought about by the attack, is not punishable .’’
Types:
- Intensive excess:
▪ Degree of necessary force is exceeded - Extensive excess:
▪ The defendant either continues the attack after the attack has ended or only reacts after attack has ceased
Conditions:
- State of mind (strong emotion) is (at least partially) caused by the attack
- The excess is directly caused by this state of mind
-> Double causation
-> individual characteristics of defendant can influence availability of excuse
Necessity defence
Necessity justification definition:
Arises in situations of actual danger to legal interests, where danger can only be averted by infringing less valuable interests of 3rd parties
-> choosing lesser of 2 evils
**Justification: **
▪ Saving the prevailing interest
▪ Grounded in the collective good of the legal order
German Criminal Code §34:
'’A person who, faced with an** imminent danger to life, limb, freedom, honour, property, or another legal interest** which cannot be otherwise averted, commits an act to avert the danger from himself or another person, does not act unlawfully, if upon weighing the conflicting interests, in particular the affected legal interests and the degree of the danger facing them, the protected interest substantially outweighs the one interfered with. This shall apply only if and to the extent that the act committed is an adequate means to avert the danger.
Swiss Criminal Code Article 17:
* Any person who carries out an act that carries a criminal penalty in order to save a legal interest of his own or of another from immediate and not otherwise avertable danger, acts lawfully if by doing so he safeguards interests of higher value*
**Conditions: **
1. Imminent danger for a legitimate interest:
▪ Danger < attack
- Subsidiarity (necessity):
▪ The defence must be capable of ending the danger (suitable and adequate)
▪ Defence must be least intrusive means of aversion - Proportionality:
▪ Lesser of 2 evils
▪ A concrete test
◊ (danger
◊ Damage
◊ difference in value b/w colliding interests
◊ benefits for society
irreplaceability of damage)
Climate Necessity defence
Climate necessity definition:
* A political legal tool used by climate activists to justify and draw attention to protest actions taken in defence of the climate**
- Until recently disobedients have been notoriously unsuccessful at advancing a defence of necessity in climate activism cases
Court proceedings:
○ Switzerland
○ US
○ UK
○ France
○ Germany
Conditions:
Defendant must prove that she:
- faced imminent danger to legitimate interest
- chose lesser of 2 evils (proportionality)
- reasonably anticipated the action would prevent the danger
+
- took action to prevent the danger through least harmful means (subsidiarity)
Case: Lausanne (CH, 2020)
Case concerning climate necessity
▪ Unlawful protests against Swiss bank fossil fuel investment with goal to get bank to voluntarily divest from fossil fuels
▪ 12 activists charged with trespassing after staging tennis match
Swiss Criminal Code Article 17:
Any person who carries out an act that carries a criminal penalty in order to save a legal interest of his own or of another from immediate and not otherwise avertable danger, acts lawfully if by doing so he safeguards interests of higher value
First instance court judgement:
▪ Acquittal of the defendants (13 Jan 2020)
-> justified by state of necessity
- imminent danger to the health and life of the young activists and climate catastrophe:
- Indubitable scientific evidence
- Immediate action needed to take effective measures to combat climate change - subsidiarity of means:
- The gov took insufficient measures:
- Switzerland is not on track to reach its Paris Agreement goals
- Court considered 4 hypothetical alternative (lawful) means and concluded all of them would’ve been futile:
1. Lawful demonstration in front of bank on public ground: would likely not have been authorised and not gained the media attention needed to pressure bank
2. Formal correspondence w bank: Path had been taken by the activists and other NGOs but to no avail bc bank never even responded
3. Ordinary political means: Activists generally required to use ordinary political means, court found in CC these are slow and ineffective and does not provide suitable alternative
4. Legal framework for fighting CC: Not sufficiently respected/enforced and not available to the activists
Appeal (Swiss Federal Supreme Court (BGE 147 IV 297)):
▪ Overturned acquittal (26 May 2021)
Reasoning:
The conditions for applying necessity defence under Art. 17 Swiss CC not met
-> No short-term, immediate danger that could not have been averted otherwise
-> No individual legal interests affected, and common goods such as climate are not for individuals to defend