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R T
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Decks in this class (25)
Topic 1 - FS Industry
What is a medium of exchange,
What is a unit of account,
What is a store of value
28
cards
Topic 2 - Economic Policy & Financial Regulation
Disinflation deflation,
Macroeconomic objectives,
Recession
17
cards
Topic 3 - UK Taxation 1
What are residence and domicile,
Residence,
Capital gains tax
13
cards
Topic 4 - UK Taxation 2
Disposal,
How is cgt calculated,
Private residence relief
17
cards
Topic 5 - State Benefits and HMRC Tax Credits
How does state benefits affect fi...,
What support is available for low...,
Support available for bringing up...
5
cards
Topic 6 - Direct Investments: Cash And Fixed-Interest Securities
What are the main asset classes,
What is capital,
Deposit based investments
20
cards
Topic 7 - Other Direct Investements
What are equities,
Securities meaning,
Factors affecting share prices
15
cards
Topic 8 - Collective Investement Schemes
Main forms of collective investments,
Why are collective investments go...,
Diversification
31
cards
Topic 9 - Tax Wrappers
What is a tax wrapper,
Types of isa,
Child trust fund
7
cards
Topic 10 - Pension Products
Pension,
Defined contribution scheme,
Annual allowance
19
cards
Topic 11 - Life Assurance
Assurance,
What is term assurance,
Sum assured
23
cards
Topic 12 - Health & General Insurance
What is critical illness cover,
What is income protection insurance,
Deferred period
16
cards
Topic 13 - Secured & Unsecured Lending
Secured lending,
Unsecured loan,
What is a mortgagor
20
cards
Topic 14 - Understanding & Satisfying Customer Needs
What is involved
1
cards
Topic 15 - The Main Advice Areas
Importance of budgeting,
What family protection needs migh...,
What protection needs might busin...
10
cards
Topic 16 - Key Legal Concepts
What is a legal person,
Limited liability partnership,
Requirements of a binding contracts
38
cards
Topic 17 - The FCA’s Aims and Activities
Fs aims and regulations,
Regulation,
Supervision
16
cards
Topic 18 - Regulating Firms & Individuals
Regulated activities,
Regulated investments,
What is the senior managers and c...
14
cards
Topic 19 - Prudential Supervion
What is prudential management,
What is capital adequacy,
What is solvency
15
cards
Topic 20 - Conduct of Business Requirements I
What are the conduct of business ...,
What 3 types of clients are in cobs,
What are the different categories...
16
cards
Topic 21 - Conduct of Business Requirements II
How is the provision of mortgage ...,
First charge,
Second charge
20
cards
Topic 22 - Consumer Credit
Consumer credit act 1974,
Apr,
Annual percentage rate of charge ...
7
cards
Topic 23 - Anti-Money Laundering
What is money laundering,
What is the proceeds of crime act...,
How does the terrorism act 2000 r...
14
cards
Topic 24 - Other Regulation Affecting The Advice Process
Gdpr,
What are the data protection prin...,
How is the gdpr enforced
17
cards
Topic 25 - Consumer Rights, Complaints And Compensation
What is the consumer rights act 2015,
What is an alternative dispute re...,
How are customers protected withi...
11
cards
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Topic 17 The Fca S Aims And Activities, Topic 18 Regulating Firms And Individual, Topic 19 Prudential Supervision, And more!
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