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chapter 1: the regulatory environment

This class was created by Brainscape user Amera Hussain. Visit their profile to learn more about the creator.

By: Amera Hussain
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Decks in this class (10)

Regulatory Environment
No deck description has yet been added by the author.
89  cards
Authorised and Approved Persons
No deck description has yet been added by the author.
92  cards
The Conduct of Business and Client Asset Rules
No deck description has yet been added by the author.
93  cards
Complaints and Redress
No deck description has yet been added by the author.
34  cards
Financial Crime
No deck description has yet been added by the author.
57  cards
Other Regulatory Requirements
No deck description has yet been added by the author.
80  cards
Client Objectives and Advice
No deck description has yet been added by the author.
52  cards
Objectives of Funds
No deck description has yet been added by the author.
44  cards
Tax
No deck description has yet been added by the author.
58  cards
Financial Markets
No deck description has yet been added by the author.
37  cards

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chapter 1: the regulatory environment

  • Class purpose General learning

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