This class was created by Brainscape user Adam Bradbury. Visit their profile to learn more about the creator.

Flashcard maker: Adam Bradbury

Decks in this class (10)

8. Client Advising Skills
The creator of this deck did not yet add a description for what is included in this deck.
25  cards
7. The Regulatory Advice Framework
The creator of this deck did not yet add a description for what is included in this deck.
35  cards
6. Principles & Rules as Set out in the Regulatory Framework
The creator of this deck did not yet add a description for what is included in this deck.
0  cards
5. Responsibilities & Approach to Regulation
The creator of this deck did not yet add a description for what is included in this deck.
0  cards
4. The Regulation of Financial Services
The creator of this deck did not yet add a description for what is included in this deck.
0  cards
3. Legal Concepts & Considerations Relevant to Financial Advice
The creator of this deck did not yet add a description for what is included in this deck.
0  cards
2. How the Retail Consumer is Served by the Financial Services Industry
The creator of this deck did not yet add a description for what is included in this deck.
0  cards
1. The UK Financial Services Industry in its European & Global Context
The creator of this deck did not yet add a description for what is included in this deck.
0  cards
9. The FCA's Use of Principles & Outcomes-based Regulation to Promote Ethical & Fair Outcomes
The creator of this deck did not yet add a description for what is included in this deck.
0  cards
10. Ethics & Professional Standards
The creator of this deck did not yet add a description for what is included in this deck.
0  cards

More about CII R01

  • Class purpose General learning

The creator of this class did not yet add a description for what is included in this class.

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