cisi introduction to securities & investment (l4)

This class was created by Brainscape user Daniel Newton. Visit their profile to learn more about the creator.

Decks in this class (12)

Chapter 1: The Financial Services Sector
What does the financial services ...,
What are the top 5 global financi...,
What are the 2 areas within the f...
63  cards
Chapter 2: The Economic Environment
Which factors determine the level...,
What is a state controlled economy,
What is a market economy
121  cards
Chapter 3: Equities
What 2 documents are required to ...,
What is the memorandum of associa...,
What are articles of association
147  cards
Chapter 4: Bonds
What is a bond,
Who issues bonds,
What is the nominal value
98  cards
Chapter 5: Other Financial Assets
What are cash deposits,
What are the main characteristics...,
What are different types of accounts
64  cards
Chapter 6: Derivatives
What are futures contracts,
What is a commodity,
Which 4 forms can derivatives take
68  cards
Chapter 7: Investment Funds
What is the asset management sect...,
How can the size of the asset man...,
What s the role of ia
72  cards
Chapter 8: Financial Services Regulation & Professional Integrity
What are the main purposes and ai...,
What is the fsma and when did it ...,
What key parties are involved in ...
37  cards
Chapter 9:
Why must firms take care of their...,
What legal responsibilities do fi...,
What do the regulations around da...
44  cards
Chapter 10: Other Financial Products
What are the 3 ways individuals c...,
What is an overdraft,
What is an authorised overdraft
66  cards
Chapter 11: Financial Advice
What is financial advice,
How much financial advice does an...,
What does receiving financial adv...
184  cards
Chapter 8: Financial Services Regulation & Professional Integrity
What s self regulation,
What s the main purposes and aims...,
What came into force on december ...
33  cards

More about
cisi introduction to securities & investment (l4)

  • Class purpose General learning

Learn faster with Brainscape on your web, iPhone, or Android device. Study Daniel Newton's CISI Introduction to Securities & Investment (L4) flashcards now!

How studying works.

Brainscape's adaptive web mobile flashcards system will drill you on your weaknesses, using a pattern guaranteed to help you learn more in less time.

Add your own flashcards.

Either request "Edit" access from the author, or make a copy of the class to edit as your own. And you can always create a totally new class of your own too!

What's Brainscape anyway?

Brainscape is a digital flashcards platform where you can find, create, share, and study any subject on the planet.

We use an adaptive study algorithm that is proven to help you learn faster and remember longer....

Looking for something else?

SIE Exam
  • 14 decks
  • 1,499 flashcards
  • 11,601 learners
Decks: Equity Securities, Debt Securities, Types Of Bonds, And more!
CISI Introduction to Securities and I...
  • 3 decks
  • 83 flashcards
  • 2 learners
Decks: Chapter 1 Introduction The Financial Ser, Chapter 5 Other Markets And Investments, Chapter 6 Derivatives, And more!
CISI Intro To Securities And Investment
  • 2 decks
  • 94 flashcards
  • 1 learners
Decks: Chapter 1, Chapter 2, And more!
CISI Intro to Securities and Investments
  • 1 decks
  • 17 flashcards
  • 2 learners
Decks: Derivatives, And more!
Make Flashcards